-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N+S1bbk0TQ9E1Q73SHO1X6S47M3A52ngycSyQuu59DF5tAwhKzzPqchg5RbzkDtu qffrudZ7kEVhDANgTYNiwg== 0001279148-06-000006.txt : 20060814 0001279148-06-000006.hdr.sgml : 20060814 20060814160516 ACCESSION NUMBER: 0001279148-06-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060630 FILED AS OF DATE: 20060814 DATE AS OF CHANGE: 20060814 EFFECTIVENESS DATE: 20060814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GOTHAM ASSET MANAGEMENT LP CENTRAL INDEX KEY: 0001279148 IRS NUMBER: 753054270 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11788 FILM NUMBER: 061030420 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123194100 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 gc.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 06/30/2006 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Gotham Asset Management, LP Address: 520 Madison Ave New York, NY 10022 13F File Number: 28- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Bernard Seibert Title: CFO Phone: 212 319-4100 Signature, Place, and Date of Signing: Bernard Seibert New York, NY August 08, 2006 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 9 Form13F Information Table Value Total: $413,311 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AMERICAN EXPRESS CO CALL 025816909 106440 2000000 SH CALL SOLE 0 0 2000000 AMERICAN EXPRESS CO CALL 025816909 90474 1700000 SH CALL SOLE 0 0 1700000 AMERICAN EXPRESS CO COM 025816109 3304 62100 SH SOLE 62100 0 0 AMERIPRISE FINL INC CALL 03076C906 33057 740000 SH CALL SOLE 0 0 740000 AUTOZONE INC COM 053332102 1949.22 22100 SH SOLE 22100 0 0 LEAR CORP COM 521865105 11216.05 505000 SH SOLE 505000 0 0 LIVE NATION INC COM 538034109 1068.9 52500 SH SOLE 52500 0 0 WAL MART STORES INC CALL 931142903 144510 3000000 SH CALL SOLE 0 0 3000000 WAL MART STORES INC COM 931142103 21291.14 442000 SH SOLE 442000 0 0
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