-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KJwK7wT9bGiZJ8CTroVIFiLOEOH96XGoXZe069EhOvxzU+L52Ij0VOdVy9w2Sc2C db04wvP4e1mDBvKwMOEfIA== 0000950159-10-000122.txt : 20100212 0000950159-10-000122.hdr.sgml : 20100212 20100212154551 ACCESSION NUMBER: 0000950159-10-000122 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100212 DATE AS OF CHANGE: 20100212 EFFECTIVENESS DATE: 20100212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BRANT POINT INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001279030 IRS NUMBER: 020656306 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10759 FILM NUMBER: 10598918 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVE 27TH FL CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 brantpointhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Brant Point Investment Management LLC Address: 375 Park Avenue, 38th Floor New York, New York 10152 Form 13F File Number: 28-10759 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: John Buoncore Title: Senior Vice President Phone: 212-583-6400 Signature, Place, and Date of Signing: /s/ John Buoncore New York, NY 2/12/2010 - ----------------------------------------------------------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager is reported in this report and a portion is reported by other reporting manager(s).)
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE - ------------------------------ --------------- --------- -------- ------ --- ---- -------- --------- -------- ------- ------ ACCO BRANDS CORP COM 00081T108 3,130 430,000 SH OTHER 01 430,000 ADVANCE AUTO PTS INC COM 00751Y106 3,055 75,470 SH OTHER 01 75,470 AFFILIATED MANAGERS GROUP INC COM 008252108 10,917 162,100 SH OTHER 01 162,100 AIR METHODS CORP COM 009128307 10,557 314,000 SH OTHER 01 314,000 AIRGAS INC COM 009363102 3,765 79,100 SH OTHER 01 79,100 ALLIANCE DATA SYS CO RP COM 018581108 6,543 101,300 SH OTHER 01 101,300 AMERICAN EAGLE OUTFI TTERS INC COM 02553E106 1,698 100,000 SH OTHER 01 100,000 AMERICAN ITALIAN PAS TA CO CL A 027070101 2,828 81,300 SH OTHER 01 81,300 AMERISOURCEBERGEN CORP COM 03073E105 4,218 161,800 SH OTHER 01 161,800 AMPHENOL CORP NEW CL A 032095101 3,094 67,000 SH OTHER 01 67,000 ARBITRON INC COM 03875Q108 728 31,100 SH OTHER 01 31,100 ARES CAPITAL CORP COM 04010L103 1,778 142,800 SH OTHER 01 142,800 ASHLAND INC COM 044209104 4,536 114,500 SH OTHER 01 114,500 ASSISTED LIVING CONC EPTS INC COM 04544X300 4,404 167,000 SH OTHER 01 167,000 ASSURED GUARANTY LTD COM G0585R106 9,255 425,300 SH OTHER 01 425,300 AVAGO TECHNOLOGIES LTD COM Y0486S104 8,048 440,000 SH OTHER 01 440,000 BANK OF AMERICA CORP COM 060505104 651 43,200 SH OTHER 01 43,200 BANK OF AMERICA CORPORATION UNIT 99/99/9999 060505419 3,831 256,800 SH OTHER 01 256,800 BELO CORP COM 080555105 1,888 347,000 SH OTHER 01 347,000 BERRY PETE CO CL A 085789105 3,326 114,100 SH OTHER 01 114,100 BIG LOTS INC COM STK COM 089302103 10,346 357,000 SH OTHER 01 357,000 BLACKROCK KELSO CAPITAL CORP COM 092533108 9,529 118,400 SH OTHER 01 1,118,400 BRINKER INTL INC COM STK COM 109641100 149 10,000 SH OTHER 01 10,000 BROOKDALE SR LIVING INC COM ST COM 112463104 8,658 476,000 SH OTHER 01 476,000 BRUKER CORP COM COM 116794108 3,215 266,600 SH OTHER 01 266,600 CASH AMER INTL INC COM 14754D100 1,388 39,700 SH OTHER 01 39,700 CBS CORP NEW CL B 124857202 10,401 740,300 SH OTHER 01 740,300 CEC ENTMT INC COM 125137109 734 23,000 SH OTHER 01 23,000 CEC ENTMT INC COM 125137109 2,187 68,500 CALL OTHER 01 68,500 CHECK POINT SOFTWARE TECH LT ORD M22465104 4,462 131,700 SH OTHER 01 131,700 CHECKPOINT SYS INC COM 162825103 949 62,200 SH OTHER 01 62,200 CONVERGYS CORP COM 212485106 1,619 150,600 SH OTHER 01 150,600 COOPER TIRE & RUBBER CO COM 216831107 1,698 84,700 SH OTHER 01 84,700 COVIDIEN PLC COM G2554F105 6,484 135,400 SH OTHER 01 135,400 CROSSTEX ENERGY COM 22765Y104 605 100,000 SH OTHER 01 100,000 CROWN HOLDINGS INC COM 228368106 3,517 137,500 SH OTHER 01 137,500 CSX CORP COM COM 126408103 5,305 109,400 SH OTHER 01 109,400 DOLLAR TREE INC COM 256746108 8,805 182,300 SH OTHER 01 182,300 DRESS BARN INC COM 261570105 13,572 587,800 SH OTHER 01 587,800 ENTERCOM COMMUNICATIONS COM 293639100 1,963 277,600 SH OTHER 01 277,600 FIFTH STREET FINANCE CORP COM 31678A103 881 82,000 SH OTHER 01 82,000 FIRST CMNTY BANCSHARES INC N COM 31983A103 1,922 159,500 SH OTHER 01 159,500 FIRST FINL BANCORP OH COM 320209109 4,329 297,300 SH OTHER 01 297,300 GAMESTOP CORP NEW CL A 36467W109 2,194 100,000 CALL OTHER 01 100,000 GARDNER DENVER INC COM 365558105 2,174 51,100 SH OTHER 01 51,100 GLOBAL CASH ACCESS HLDGS INC COM 378967103 5,515 736,300 SH OTHER 01 736,300 GRAFTECH INTERNATIONAL LTD COM 384313102 3,318 213,400 SH OTHER 01 213,400 GREIF INC CL A 397624107 4,524 83,800 SH OTHER 01 83,800 GROUP 1 AUTOMOTIVE I NC COM 398905109 6,450 227,500 SH OTHER 01 227,500 GULFPORT ENERGY CORP COM 402635304 4,416 385,700 SH OTHER 01 385,700 HEALTHSOUTH CORP COM 421924309 8,171 435,300 SH OTHER 01 435,300 INFOGROUP INC COM 45670G108 1,781 222,100 SH OTHER 01 222,100 ISHARES TR HIGH YLD CORP 464288513 12,473 142,000 SH OTHER 01 142,000 ISHARES TR INDEX IBOXX INV CPBD 464287242 10,550 101,300 SH OTHER 01 101,300 JARDEN CORP COM 471109108 8,299 268,500 SH OTHER 01 268,500 JDA SOFTWARE GROUP INC COM 46612K108 3,869 151,900 SH OTHER 01 151,900 JM SMUCKER CO COM 832696405 3,118 50,500 SH OTHER 01 50,500 KOPPERS HLDGS INC COM 50060P106 7,278 239,100 SH OTHER 01 239,100 LABORATORY CORP AMER HLDGS COM NEW 50540R409 1,669 22,300 SH OTHER 01 22,300 LUBRIZOL CORP COM 549271104 3,925 53,800 SH OTHER 01 53,800 MARINER ENRGY COM 56845T305 3,504 301,800 SH OTHER 01 301,800 MB FINANCIAL INC COM 55264U108 5,282 268,000 SH OTHER 01 268,000 MEASUREMENT SPECIALTIES INC COM 583421102 915 91,000 SH OTHER 01 91,000 MEDNAX INC COM 58502B106 1,557 25,900 SH OTHER 01 25,900 MENS WEARHOUSE INC COM 587118100 1,580 75,000 SH OTHER 01 75,000 MENTOR GRAPHICS CORP COM 587200106 1,789 202,600 SH OTHER 01 202,600 MIDDLEBY CORP COM 596278101 7,201 146,900 SH OTHER 01 146,900 MKS INSTRS INC COM 55306N104 1,740 100,000 SH OTHER 01 100,000 NATIONAL FINANCIAL PARTNERS COM 63607P208 5,899 729,200 SH OTHER 01 729,200 NEWELL RUBBERMAID INC COM 651229106 3,271 217,900 SH OTHER 01 217,900 O REILLY AUTOMOTIVE INC COM 686091109 2,859 75,000 SH OTHER 01 75,000 OMNICARE INC COM 681904108 6,101 252,300 SH OTHER 01 252,300 ON SEMICONDUCTOR CORP COM 682189105 7,341 832,300 SH OTHER 01 832,300 PHOTRONICS INC COM 719405102 2,597 583,500 SH OTHER 01 583,500 PIER 1 IMPORTS INC COM 720279108 3,039 597,100 SH OTHER 01 597,100 PLAINS EXPL& PRODTN CO COM 726505100 2,429 87,800 SH OTHER 01 87,800 PREMIERE GLOBAL SERVICES INC COM 740585104 213 25,800 SH OTHER 01 25,800 PRESTIGE BRANDS HOLDINGS INC COM 74112D101 1,074 136,700 SH OTHER 01 136,700 QUEST DIAGNOSTICS INC COM 74834L100 628 10,400 SH OTHER 01 10,400 RADIANT SYS INC COM 75025N102 2,723 261,800 SH OTHER 01 261,800 REHABCARE GROUP INC COM 759148109 6,390 210,000 SH OTHER 01 210,000 ROCK-TENN CO CL A 772739207 3,529 70,000 SH OTHER 01 70,000 ROVI CORPORATION COM 779376102 5,109 160,300 SH OTHER 01 160,300 SCHWEITZER-MAUDUIT INTL INC COM 808541106 2,153 30,600 SH OTHER 01 30,600 SOLUTIA INC COM NEW 834376501 4,775 376,000 SH OTHER 01 376,000 SONIC AUTOMOTIVE INC CL A 83545G102 1,786 171,900 SH OTHER 01 171,900 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 13,160 339,100 SH OTHER 01 339,100 SPDR TR UNIT SER 1 78462F103 105,868 950,000 PUT OTHER 01 950,000 STATE STR CORP COM 857477103 10,175 233,700 SH OTHER 01 233,700 STONE ENERGY CORP COM 861642106 2,783 154,200 SH OTHER 01 154,200 SYKES ENTERPRISES INC COM 871237103 2,820 110,700 SH OTHER 01 110,700 SYNNEX CORP COM 87162W100 3,103 101,200 SH OTHER 01 101,200 TETRA TECHNOLOGIES INC COM 88162F105 419 37,800 SH OTHER 01 37,800 THERMO FISHER SCIENTIFIC INC COM 883556102 8,746 183,400 SH OTHER 01 183,400 TIME WARNER CABLE INC COM 88732J207 6,209 150,000 CALL OTHER 01 150,000 TNS COM 872960109 14,723 573,100 SH OTHER 01 573,100 TRANSATLANTIC HLDGS INC COM 893521104 3,721 71,400 SH OTHER 01 71,400 TREEHOUSE FOODS INC COM 89469A104 1,558 40,100 SH OTHER 01 40,100 TTM TECHNOLOGIES INC COM 87305R109 5,749 498,600 SH OTHER 01 498,600 UNITED STATIONERS INC COM 913004107 7,515 132,100 SH OTHER 01 132,100 VALASSIS COMMUNICATIONS COM 918866104 10,255 561,600 SH OTHER 01 561,600 VIACOM INC CL B 92553P201 5,137 172,800 SH OTHER 01 172,800 WARNACO GROUP INC COM 934390402 6,118 145,000 SH OTHER 01 145,000 WORLD ACCEP CORP DEL COM 981419104 13,257 370,000 SH OTHER 01 370,000 104 587,492
FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 104 Form 13F Information Table Value Total: 587,492 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 01 28- 10761 Brant Point Investment Management International LLC -----END PRIVACY-ENHANCED MESSAGE-----