-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JaJt81GVo9ptH+q4cbQtH3UfIsAdpVTIHBOuhGWNdSd9S8r74YoPfTaY01m71yua AebWJo6FMg+JYdZpDewrUA== 0000950159-09-002048.txt : 20091113 0000950159-09-002048.hdr.sgml : 20091113 20091113105256 ACCESSION NUMBER: 0000950159-09-002048 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091113 DATE AS OF CHANGE: 20091113 EFFECTIVENESS DATE: 20091113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BRANT POINT INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001279030 IRS NUMBER: 020656306 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10759 FILM NUMBER: 091179688 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVE 27TH FL CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 brantpointhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ]adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Brant Point Investment Management LLC Address: 375 Park Avenue, 38th Floor New York, New York 10152 Form 13F File Number: 28-10759 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: John Buoncore Title: Senior Vice President Phone: 212-583-6400 Signature, Place, and Date of Signing: /s/ John Buoncore New York, NY 11/13/09 - ----------------------------------------------------------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager is reported in this report and a portion is reported by other reporting manager(s).)
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE - ------------------------------ --------------- --------- -------- -------- --- ---- -------- ---------------- ------ ---- AAR CORP COM 000361105 1,983 90,400 SH OTHER 01 90,400 AARON'S INC COM 002535201 8,224 311,500 SH OTHER 01 311,500 ACCO BRANDS CORP COM 00081T108 3,872 536,300 SH OTHER 01 536,300 ADVANCE AUTO PTS INC COM 00751Y106 7,495 190,800 SH OTHER 01 190,800 AFFILIATED MANAGERS GROUP INC COM 008252108 11,695 179,900 SH OTHER 01 179,900 AIR METHODS CORP COM 009128307 8,976 275,600 SH OTHER 01 275,600 AIRGAS INC COM 009363102 2,859 59,100 SH OTHER 01 59,100 ALLIANCE DATA SYS CO COM 018581108 12,509 204,800 SH OTHER 01 204,800 AMERICAN EAGLE OUTFITTERS INC COM 02553E106 1,686 100,000 SH OTHER 01 100,000 AMERICAN ITALIAN PASTA CO CL A 027070101 3,908 143,800 SH OTHER 01 143,800 AMERICAN REPROGRAPHICS CO COM 029263100 877 92,100 SH OTHER 01 92,100 AMERISOURCEBERGEN CORP COM 03073E105 3,173 141,800 SH OTHER 01 141,800 AMPHENOL CORPORATION NEW CL A 032095101 2,491 66,100 SH OTHER 01 66,100 ARES CAPITAL CORP COM 04010L103 8,397 762,000 SH OTHER 01 762,000 ASHLAND INC COM 044209104 5,532 128,000 SH OTHER 01 128,000 AVAGO TECHNOLOGIES LTD COM Y0486S104 4,457 261,100 SH OTHER 01 261,100 AVOCENT CORP COM 053893103 9,973 492,000 SH OTHER 01 492,000 BAKER MICHAEL CORP COM 057149106 2,082 57,300 SH OTHER 01 57,300 BECKMAN COULTER INC COM 075811109 1,737 25,200 SH OTHER 01 25,200 BELO CORP COM 080555105 3,803 702,900 SH OTHER 01 702,900 BERRY PETE CO CL A 085789105 2,582 96,400 SH OTHER 01 96,400 BIG LOTS INC COM 089302103 10,679 426,800 SH OTHER 01 426,800 BRINKER INTL INC COM 109641100 157 10,000 SH OTHER 01 10,000 BRUKER CORP COM COM 116794108 2,057 192,800 SH OTHER 01 192,800 CAMBREX CORP COM 132011107 1,312 208,300 SH OTHER 01 208,300 CBS CORP NEW CL B 124857202 8,167 677,800 SH OTHER 01 677,800 CHARMING SHOPPES INC COM 161133103 3,292 667,700 SH OTHER 01 667,700 CHECK POINT SOFTWARE TECH LT ORD M22465104 853 30,100 SH OTHER 01 30,100 COACH INC COM 189754104 5,290 160,700 SH OTHER 01 160,700 CONVERGYS CORP COM 212485106 1,497 150,600 SH OTHER 01 150,600 COOPER TIRE & RUBBER COM 216831107 1,489 84,700 SH OTHER 01 84,700 COVIDIEN PLC SHS G2554F105 5,857 135,400 SH OTHER 01 135,400 CRAWFORD & CO CL A 224633206 510 156,800 SH OTHER 01 156,800 CROWN HOLDINGS INC COM 228368106 5,462 200,800 SH OTHER 01 200,800 CSX CORP COM 126408103 4,203 100,400 SH OTHER 01 100,400 DST SYS INC DEL COM 233326107 3,812 85,100 SH OTHER 01 85,100 EINSTEIN NOAH REST GROUP INC COM 28257U104 874 72,600 SH OTHER 01 72,600 EMERGENCY MEDICAL SVCS CORP CL A 29100P102 7,198 154,800 SH OTHER 01 154,800 ENTERCOM COMMUNICATIONS CORP CL A 293639100 2,868 562,300 SH OTHER 01 562,300 FIFTH STREET FINANCE CORP COM 31678A103 890 81,400 SH OTHER 01 81,400 FIRST FINL BANCORP OH COM 320209109 9,286 770,655 SH OTHER 01 770,655 FIRST FINANCIAL HOLDINGS INC COM 320239106 1,303 81,600 SH OTHER 01 81,600 FOSSIL INC COM 349882100 5,286 185,800 SH OTHER 01 185,800 GLOBAL CASH ACCESS HLDGS INC COM 378967103 5,875 803,650 SH OTHER 01 803,650 GOODYEAR TIRE & RUBR CO COM 382550101 1,448 85,000 SH OTHER 01 85,000 GRAFTECH INTERNATIONAL LTD COM 384313102 2,333 158,700 SH OTHER 01 158,700 GREAT LAKES DREDGE & DOCK CORP COM 390607109 1,222 175,000 SH OTHER 01 175,000 GREIF INC CL A 397624107 7,944 144,300 SH OTHER 01 144,300 HEALTHSOUTH CORP COM NEW 421924309 7,972 509,700 SH OTHER 01 509,700 HOSPIRA INC COM 441060100 2,087 46,800 SH OTHER 01 46,800 INFOGROUP INC COM 45670G108 1,258 179,500 SH OTHER 01 179,500 INTERSIL CORP CL A 46069S109 3,690 241,000 SH OTHER 01 241,000 ISHARES TR HIGH YLD CORP 464288513 12,400 143,600 SH OTHER 01 143,600 ISHARES TR IBOXX INV CPBD 464287242 10,881 102,000 SH OTHER 01 102,000 ITT EDUCATIONAL SERVICES INC COM 45068B109 6,724 60,900 SH OTHER 01 60,900 JARDEN CORP COM 471109108 10,007 356,500 SH OTHER 01 356,500 SMUCKER J M CO COM NEW 832696405 10,560 199,200 SH OTHER 01 199,200 LABORATORY CORP AMER HLDGS COM NEW 50540R409 1,445 22,000 SH OTHER 01 22,000 LUBRIZOL CORP COM 549271104 3,795 53,100 SH OTHER 01 53,100 MARINER ENRGY INC COM 56845T305 7,469 526,700 SH OTHER 01 526,700 MATRIX SVC CO COM 576853105 1,614 148,500 SH OTHER 01 148,500 MB FINANCIAL INC NEW COM 55264U108 837 39,900 SH OTHER 01 39,900 MEDNAX INC COM 58502B106 1,972 35,900 SH OTHER 01 35,900 NATIONAL FINL PARTNERS CORP COM 63607P208 1,134 130,100 SH OTHER 01 130,100 NEWELL RUBBERMAID INC COM 651229106 4,412 281,200 SH OTHER 01 281,200 NTELOS HLDGS CORP COM 67020Q107 5,356 303,300 SH OTHER 01 303,300 NUANCE COMMUNICATIONS INC COM 67020Y100 6,754 451,500 SH OTHER 01 451,500 O CHARLEYS INC COM 670823103 1,578 168,400 SH OTHER 01 168,400 ON SEMICONDUCTOR CORP COM 682189105 5,955 721,800 SH OTHER 01 721,800 PARK OHIO HLDGS CORP COM 700666100 1,448 166,000 SH OTHER 01 166,000 PHOTRONICS INC COM 719405102 4,451 939,100 SH OTHER 01 939,100 PIER 1 IMPORTS INC COM 720279108 1,698 438,800 SH OTHER 01 438,800 PLAINS EXPLO& PRODTN CO COM 726505100 3,258 117,800 SH OTHER 01 117,800 PRESTIGE BRANDS HOLDINGS INC COM 74112D101 950 134,900 SH OTHER 01 134,900 QUEST DIAGNOSTICS INC COM 74834L100 538 10,300 SH OTHER 01 10,300 ROCK-TENN CO CL A 772739207 6,515 138,300 SH OTHER 01 138,300 ROVI CORP COM 779376102 12,896 383,800 SH OTHER 01 383,800 RUTH'S HOSPITALITY GROUP INC COM 783332109 1,881 445,800 SH OTHER 01 445,800 SPDR TR UNIT SER 1 78462F103 147,826 1,400,000 PUT OTHER 01 ,400,000 SCHWEITZER-MAUDUIT INTL INC COM 808541106 1,663 30,600 SH OTHER 01 30,600 SENECA FOODS CORP CL A 817070501 1,830 66,800 SH OTHER 01 66,800 SONIC AUTOMOTIVE INC CL A 83545G102 2,625 250,000 SH OTHER 01 250,000 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 13,133 341,200 SH OTHER 01 341,200 SPECTRUM CTL INC COM 847615101 108 12,700 SH OTHER 01 12,700 STATE STR CORP COM 857477103 15,580 296,200 SH OTHER 01 296,200 STONE ENERGY CORP COM 861642106 819 50,200 SH OTHER 01 50,200 SYNIVERSE HLDGS INC COM 87163F106 4,216 240,900 SH OTHER 01 240,900 SOLUTIA INC COM NEW 834376501 4,293 370,700 SH OTHER 01 370,700 THERMO FISHER SCIENTIFIC INC COM 883556102 7,909 181,100 SH OTHER 01 181,100 TNS INC COM 872960109 16,509 602,500 SH OTHER 01 602,500 TRANSATLANTIC HLDGS INC COM 893521104 3,537 70,500 SH OTHER 01 70,500 TREEHOUSE FOODS INC COM 89469A104 1,434 40,200 SH OTHER 01 40,200 TTM TECHNOLOGIES INC COM 87305R109 8,168 712,100 SH OTHER 01 712,100 VALASSIS COMMUNICATI ONS INC COM 918866104 2,155 120,500 SH OTHER 01 120,500 VIACOM INC CL B 92553P201 3,662 130,600 SH OTHER 01 130,600 VITRAN CORP INC COM 92850E107 128 14,200 SH OTHER 01 14,200 WASHINGTON FED INC COM 938824109 2,878 170,700 SH OTHER 01 170,700 WESTERN UN CO COM 959802109 3,705 195,800 SH OTHER 01 195,800 WORLD ACCEP CORP DEL COM 981419104 10,644 422,200 SH OTHER 01 422,200 99 603,832
FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 99 Form 13F Information Table Value Total: 603,832 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 01 28- 10761 Brant Point Investment Management International LLC -----END PRIVACY-ENHANCED MESSAGE-----