-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CAKMY5jIscj1AjYcYmSrAYiHXtCDYX41N3HbW+ujzm6S9FTNHJ7SUyKLjHUe71xn taLWg+IGpD45j6+RLdByAw== 0000950159-04-000200.txt : 20040217 0000950159-04-000200.hdr.sgml : 20040216 20040217124255 ACCESSION NUMBER: 0000950159-04-000200 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031231 FILED AS OF DATE: 20040217 EFFECTIVENESS DATE: 20040217 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BRANT POINT INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001279030 IRS NUMBER: 020656306 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10759 FILM NUMBER: 04606077 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVE 27TH FL CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 brantpoint13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2003 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ]adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Brant Point Investment Management LLC Address: 599 Lexington Avenue, 27th Floor New York, New York 10022 Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: John Buoncore Title: Senior Vice President Phone: 212-583-6400 Signature, Place, and Date of Signing: /s/ John Buoncore New York, NY 2/12/04 - -------------------- ------------ ------- [Signature] [City, State] [Date] - -------------------------------------------------------------------------------- Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager is reported in this report and a portion is reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 91 Form 13F Information Table Value Total: 250,935 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 01 Brant Point Investment Management International LLC
13F Report: (12/31/03) Issuer Title of Class Cusip Value Shares SH Put Investment Other Voting Voting Voting x 1000 Prn Am /PRN /Call Discretion Managers Authority Authority Authority Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ACE CASH EXPRESS INC COMMON STOCK 004403101 4079 191600 SH Shared-Defined 01 191600 0 0 ADVANCE AUTO PARTS INC COM COMMON STOCK 00751Y106 1628 20000 SH Shared-Defined 01 20000 0 0 AEROFLEX INC COM COMMON STOCK 007768104 463 39500 SH Shared-Defined 01 39500 0 0 ALBANY INTL CORP COM CL A COMMON STOCK 012348108 7289 215000 SH Shared-Defined 01 215000 0 0 AMEDISYS INC COM COMMON STOCK 023436108 2307 152200 SH Shared-Defined 01 152200 0 0 AMERICAN PWR CONVERSION CORP COMMON STOCK 029066107 5145 210000 SH Shared-Defined 01 210000 0 0 AMKOR TECHNOLOGIES INC COMMON STOCK 031652100 1538 84800 SH Shared-Defined 01 84800 0 0 AMPHENOL CORP COM CL A COMMON STOCK 032095101 639 10000 SH Shared-Defined 01 10000 0 0 ARTISAN COMPONENTS INC COMMON STOCK 042923102 3747 182800 SH Shared-Defined 01 182800 0 0 ASYST TECHNOLOGIES INC COMMON STOCK 04648X107 3169 183800 SH Shared-Defined 01 183800 0 0 AVIALL INC NEW COM COMMON STOCK 05366B102 864 55700 SH Shared-Defined 01 55700 0 0 AVOCENT CORP COM STK COMMON STOCK 053893103 5343 146300 SH Shared-Defined 01 146300 0 0 AXCELIS TECHS COM STK COMMON STOCK 054540109 3543 345000 SH Shared-Defined 01 345000 0 0 BELL MICROPRODUCTS INC COMMON STOCK 078137106 122 13500 SH Shared-Defined 01 13500 0 0 BIO RAD LABS INC CL A COMMON STOCK 090572207 2884 50000 CALL Shared-Defined 01 50000 0 0 BROWN SHOE COMPANY INC COMMON STOCK 115736100 3414 90000 SH Shared-Defined 01 90000 0 0 CAPTIVA SOFTWARE CORP COMMON STOCK 14073T109 516 40700 SH Shared-Defined 01 40700 0 0 CATALYST SEMICONDUCTOR INC COMMON STOCK 148881105 212 30000 SH Shared-Defined 01 30000 0 0 CBRL GROUP INC COM COMMON STOCK 12489V106 1340 35000 SH Shared-Defined 01 35000 0 0 CERTEGY INC COM STK COMMON STOCK 156880106 1230 37500 SH Shared-Defined 01 37500 0 0 CHAMPION ENTERPRISES INC COMMON STOCK 158496109 4110 587200 SH Shared-Defined 01 587200 0 0 CHIPPAC INC COM COMMON STOCK 169657103 962 126800 SH Shared-Defined 01 126800 0 0 CLAIRES STORES INC COM COMMON STOCK 179584107 2072 110000 SH Shared-Defined 01 110000 0 0 COMMONWEALTH INDUSTRIES INC COMMON STOCK 203004106 712 70700 SH Shared-Defined 01 70700 0 0 CONSTELLATION BRANDS INC-A COMMON STOCK 21036P108 4775 145000 SH Shared-Defined 01 145000 0 0 CORE LABORATORIES NL G0.03 ORD COMMON STOCK N22717107 871 52200 SH Shared-Defined 01 52200 0 0 COVENTRY HLTH CARE INC COM COMMON STOCK 222862104 3225 50000 SH Shared-Defined 01 50000 0 0 CRAFTMADE INTL INC COM COMMON STOCK 22413E104 1978 75600 SH Shared-Defined 01 75600 0 0 CSK AUTO CORP COM COMMON STOCK 125965103 6359 338800 SH Shared-Defined 01 338800 0 0 DAVITA INC COM COMMON STOCK 23918K108 1950 50000 SH Shared-Defined 01 50000 0 0 DECKER OUTDOOR CORP COM COMMON STOCK 243537107 820 40000 SH Shared-Defined 01 40000 0 0 DIODES INC COM COMMON STOCK 254543101 1710 90000 SH Shared-Defined 01 90000 0 0 DIRECT GENERAL COMMON STOCK 25456W204 5296 160000 SH Shared-Defined 01 160000 0 0 DOLLAR TREE STORES INC COM COMMON STOCK 256747106 6895 229300 SH Shared-Defined 01 229300 0 0 DREW INDS INC COM NEW COMMON STOCK 26168L205 4145 149100 SH Shared-Defined 01 149100 0 0 DYNAMEX INC COM COMMON STOCK 26784F103 1984 165300 SH Shared-Defined 01 165300 0 0 ENPRO INDUSTRIES INC COMMON STOCK 29355X107 5371 385000 SH Shared-Defined 01 385000 0 0 EPICOR SOFTWARE CORP COMMON STOCK 29426L108 4012 314400 SH Shared-Defined 01 314400 0 0 EQUINIX INC COMMON STOCK 29444U502 5727 203000 SH Shared-Defined 01 203000 0 0 FAIRCHILD SEMICON INTL COM` COMMON STOCK 303726103 2759 110500 SH Shared-Defined 01 110500 0 0 FOOT LOCKER INC (EX VENATOR GR COMMON STOCK 344849104 8208 350000 SH Shared-Defined 01 350000 0 0 GARDNER DENVER MACHI NERY COMMON STOCK 365558105 2387 100000 SH Shared-Defined 01 100000 0 0 GIBRALTAR STEEL CORP COM COMMON STOCK 37476F103 3461 137500 SH Shared-Defined 01 137500 0 0 GREIF INC CORP CL A COMMON STOCK 397624107 1566 44100 SH Shared-Defined 01 44100 0 0 HUB GROUP INC CL A COMMON STOCK 443320106 2526 117400 SH Shared-Defined 01 117400 0 0 HUGHES SUPPLY INC COM COMMON STOCK 444482103 2555 51500 SH Shared-Defined 01 51500 0 0 INTL RECTIFIER CORP COM COMMON STOCK 460254105 3459 70000 SH Shared-Defined 01 70000 0 0 JARDEN CORP Com COMMON STOCK 471109108 2734 100000 SH Shared-Defined 01 100000 0 0 KCS ENERGY INC COM NEW COMMON STOCK 482434206 1707 161800 SH Shared-Defined 01 161800 0 0 KFORCE INC COM STK COMMON STOCK 493732101 3418 365600 SH Shared-Defined 01 365600 0 0 KINDRED HEALTHCARE INC COMMON STOCK 494580103 4564 87800 SH Shared-Defined 01 87800 0 0 LATTICE SEMICONDUCTOR CORP COMMON STOCK 518415104 1936 200000 SH Shared-Defined 01 200000 0 0 LINENS 'N THINGS INC COM COMMON STOCK 535679104 4437 147500 SH Shared-Defined 01 147500 0 0 LODGENET ENTMT CORP COM COMMON STOCK 540211109 2866 156800 SH Shared-Defined 01 156800 0 0 MACDERMID INC COM COMMON STOCK 554273102 4622 135000 SH Shared-Defined 01 135000 0 0 MATTSON TECHNOLOGY INC COMMON STOCK 577223100 415 34300 SH Shared-Defined 01 34300 0 0 MENTOR GRAPHICS CORP COM COMMON STOCK 587200106 2181 150000 SH Shared-Defined 01 150000 0 0 MERIX CORP COM COMMON STOCK 590049102 829 33800 SH Shared-Defined 01 33800 0 0 METAL MANAGEMENT INC Com New COMMON STOCK 591097209 4173 113000 SH Shared-Defined 01 113000 0 0 NATIONAL-OILWELL INC COM COMMON STOCK 637071101 1062 47500 SH Shared-Defined 01 47500 0 0 NAVIGANT CONSULTING CO COMMON STOCK 63935N107 377 20000 SH Shared-Defined 01 20000 0 0 NORTH AMER SCIENTIFIC INC COMMON STOCK 65715D100 1235 117600 SH Shared-Defined 01 117600 0 0 OMNICARE INC COM COMMON STOCK 681904108 3231 80000 SH Shared-Defined 01 80000 0 0 ORTHOFIX INTL NV COMMON STOCK N6748L102 4349 88800 SH Shared-Defined 01 88800 0 0 OXFORD INDS INC COM COMMON STOCK 691497309 2558 75500 SH Shared-Defined 01 75500 0 0 PERKINELMER INC COM STK COMMON STOCK 714046109 2219 130000 SH Shared-Defined 01 130000 0 0 PERRY ELLIS INTERNAT IONAL COMMON STOCK 288853104 327 12700 SH Shared-Defined 01 12700 0 0 PLATO LEARNING INC COM STK COMMON STOCK 72764Y100 2841 269300 SH Shared-Defined 01 269300 0 0 PSYC SOLUTIONS COMMON STOCK 74439H108 1568 75000 SH Shared-Defined 01 75000 0 0 QUAKER FABRIC COM COMMON STOCK 747399103 1421 150000 SH Shared-Defined 01 150000 0 0 RADYNE CORP COM NEW COMMON STOCK 750611402 2635 317800 SH Shared-Defined 01 317800 0 0 REHABCARE CORP COM COMMON STOCK 759148109 1837 86400 SH Shared-Defined 01 86400 0 0 REHABCARE CORP COM COMMON STOCK 7591480AD 425 20000 CALL Shared-Defined 01 20000 0 0 RUBY TUESDAY INC COM COMMON STOCK 781182100 1994 70000 SH Shared-Defined 01 70000 0 0 SCHEIN HENRY INC COM COMMON STOCK 806407102 5744 85000 SH Shared-Defined 01 85000 0 0 STORAGE TECHNOLOGY CORP PAR $0 COMMON STOCK 862111200 4506 175000 SH Shared-Defined 01 175000 0 0 TBC CORP COM COMMON STOCK 872180104 3015 116800 SH Shared-Defined 01 116800 0 0 TEKTRONIX INC COMMON STOCK 879131100 4898 155000 SH Shared-Defined 01 155000 0 0 THERMOGENESIS CORP COM NEW COMMON STOCK 883623209 1060 204700 SH Shared-Defined 01 204700 0 0 THOR INDS INC COM COMMON STOCK 885160101 4217 75000 SH Shared-Defined 01 75000 0 0 TRANSMETA COM STK COMMON STOCK 89376R109 219 64500 SH Shared-Defined 01 64500 0 0 TTM TECHS COM STK COMMON STOCK 87305R109 4473 265000 SH Shared-Defined 01 265000 0 0 TUESDAY MORNING CORP COM COMMON STOCK 899035505 6958 230000 SH Shared-Defined 01 230000 0 0 UNITED STATES STEEL CORP COMMON STOCK 912909108 1751 50000 SH Shared-Defined 01 50000 0 0 UNITED STATES STEEL CORP COMMON STOCK 912909108 1751 50000 CALL Shared-Defined 01 50000 0 0 UNITED STATIONERS COM COMMON STOCK 913004107 4190 102400 SH Shared-Defined 01 102400 0 0 UNITED SURGICAL PARTNERS INTL COMMON STOCK 913016309 1004 30000 SH Shared-Defined 01 30000 0 0 W-H ENERGY SVCS COM STK COMMON STOCK 92925E108 972 60000 SH Shared-Defined 01 60000 0 0 WASTE CONNECTIONS INC COM COMMON STOCK 941053100 755 20000 SH Shared-Defined 01 20000 0 0 WASTE INDUSTRIES USA INC COMMON STOCK 941057101 656 57100 SH Shared-Defined 01 57100 0 0 WEST MARINE INC COM COMMON STOCK 954235107 3438 125000 SH Shared-Defined 01 125000 0 0 Records 91 Total Mkt Value 250935
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