Managing Member

0001398344-24-009376.txt : 20240514 0001398344-24-009376.hdr.sgml : 20240514 20240514102843 ACCESSION NUMBER: 0001398344-24-009376 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240331 FILED AS OF DATE: 20240514 DATE AS OF CHANGE: 20240514 EFFECTIVENESS DATE: 20240514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SILVERBACK ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001278960 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10791 FILM NUMBER: 24941930 BUSINESS ADDRESS: STREET 1: 1414 RALEIGH ROAD STREET 2: SUITE 250 CITY: CHAPEL HILL STATE: NC ZIP: 27517 BUSINESS PHONE: 919-969-9300 MAIL ADDRESS: STREET 1: 1414 RALEIGH ROAD STREET 2: SUITE 250 CITY: CHAPEL HILL STATE: NC ZIP: 27517 FORMER COMPANY: FORMER CONFORMED NAME: SILVERBACK ASET MANAGEMENT LLC DATE OF NAME CHANGE: 20040206 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001278960 XXXXXXXX 03-31-2024 03-31-2024 false SILVERBACK ASSET MANAGEMENT LLC

1414 RALEIGH ROAD SUITE 250 CHAPEL HILL NC 27517

13F HOLDINGS REPORT 028-10791 000141407 801-67159 N Elliot Bossen Managing Member 919-969-9300 /s/ Elliot Bossen Chapel Hill NC 05-10-2024 0 79 750566295 INFORMATION TABLE 2 fp0087917-1_13fhr-table.xml ACCOLADE INC NOTE 0.500% 4/0 00437EAB8 1969570 2213000 PRN SOLE 2213000 0 0 ACCURAY INC DEL NOTE 3.750% 6/0 004397AK1 11668209 13096000 PRN SOLE 13096000 0 0 AXON ENTERPRISE INC NOTE 0.500%12/1 05464CAB7 14548333 10000000 PRN SOLE 21470000 0 0 BANDWIDTH INC NOTE 0.250% 3/0 05988JAB9 10417825 11825000 PRN SOLE 11825000 0 0 BRIDGEBIO PHARMA INC NOTE 2.250% 2/0 10806XAD4 3707438 4500000 PRN SOLE 4500000 0 0 BIGCOMMERCE HLDGS INC NOTE 0.250%10/0 08975PAB4 5874120 6993000 PRN SOLE 6993000 0 0 BIORA THERAPEUTICS INC NOTE 7.250%12/0 74319FAB3 1512469 2600000 PRN SOLE 2600000 0 0 BEYOND MEAT INC NOTE 3/1 08862EAB5 7420731 31466000 PRN SOLE 31466000 0 0 CABLE ONE INC NOTE 3/1 12685JAE5 11262668 12900000 PRN SOLE 12900000 0 0 CRACKER BARREL OLD CTRY STOR NOTE 0.625% 6/1 22410JAB2 8375811 9498000 PRN SOLE 9498000 0 0 CONFLUENT INC NOTE 1/1 20717MAB9 2145313 2500000 PRN SOLE 2500000 0 0 CHEGG INC NOTE 9/0 163092AF6 8495092 10171000 PRN SOLE 10171000 0 0 CUTERA INC NOTE 2.250% 6/0 232109AD0 5891733 24816000 PRN SOLE 24816000 0 0 3D SYS CORP DEL NOTE 11/1 88554DAD8 4601133 8000000 PRN SOLE 8000000 0 0 DISH NETWORK CORPORATION NOTE 3.375% 8/1 25470MAB5 26329107 41968000 PRN SOLE 41968000 0 0 DIGITALOCEAN HLDGS INC NOTE 12/0 25402DAB8 10070400 12000000 PRN SOLE 12000000 0 0 EVENTBRITE INC NOTE 0.750% 9/1 29975EAD1 8393654 9900000 PRN SOLE 9900000 0 0 8X8 INC NEW NOTE 4.000% 2/0 282914AE0 9744405 12045000 PRN SOLE 12045000 0 0 STANDARD BIOTOOLS INC NOTE 5.250%12/0 34385PAF5 5559167 5000000 PRN SOLE 5000000 0 0 FUBOTV INC NOTE 3.250% 2/1 35953DAB0 18906345 30000000 PRN SOLE 30000000 0 0 GUARDANT HEALTH INC NOTE 11/1 40131MAB5 7580599 11138000 PRN SOLE 11138000 0 0 GROUPON INC NOTE 1.125% 3/1 399473AF4 5726291 7250000 PRN SOLE 7250000 0 0 INFINERA CORP NOTE 2.500% 3/0 45667GAE3 26868901 25890000 PRN SOLE 25890000 0 0 INFINERA CORP NOTE 3.750% 8/0 45667GAG8 20290127 18035000 PRN SOLE 18035000 0 0 LUMENTUM HLDGS INC NOTE 0.500%12/1 55024UAD1 14755159 16733000 PRN SOLE 16733000 0 0 ALLIANT ENERGY CORP NOTE 3.875% 3/1 018802AC2 10628644 10769000 PRN SOLE 10769000 0 0 LIVEPERSON INC NOTE 12/1 538146AD3 14003566 35082000 PRN SOLE 35082000 0 0 STRIDE INC NOTE 1.125% 9/0 86333MAA6 23154425 17500000 PRN SOLE 17500000 0 0 MONGODB INC NOTE 0.250% 1/1 60937PAD8 45610824 26057000 PRN SOLE 26057000 0 0 MACOM TECH SOLUTIONS HLDGS I NOTE 0.250% 3/1 55405YAB6 15528801 12257000 PRN SOLE 12257000 0 0 NEOGENOMICS INC NOTE 0.250% 1/1 64049MAB6 8018750 10000000 PRN SOLE 10000000 0 0 INOTIV INC NOTE 3.250%10/1 45783QAB6 8525534 14000000 PRN SOLE 14000000 0 0 NOVA LTD NOTE 10/1 66980MAB2 44196032 18504000 PRN SOLE 18504000 0 0 PAR TECHNOLOGY CORP NOTE 1.500%10/1 698884AE3 5359414 5832000 PRN SOLE 5832000 0 0 PAR TECHNOLOGY CORP NOTE 2.875% 4/1 698884AC7 13039754 10500000 PRN SOLE 10500000 0 0 IMPINJ INC NOTE 1.125% 5/1 453204AD1 17756653 13156000 PRN SOLE 13156000 0 0 POST HLDGS INC NOTE 2.500% 8/1 737446AT1 6753900 6000000 PRN SOLE 6000000 0 0 PROS HOLDINGS INC NOTE 2.250% 9/1 74346YAG8 11781720 10800000 PRN SOLE 10800000 0 0 THE REALREAL INC NOTE 1.000% 3/0 88339PAD3 832500 1850000 PRN SOLE 1850000 0 0 REVANCE THERAPEUTICS INC NOTE 1.750% 2/1 761330AB5 11050242 15000000 PRN SOLE 15000000 0 0 SHOPIFY INC NOTE 0.125%11/0 82509LAA5 9525000 10000000 PRN SOLE 10000000 0 0 SEMTECH CORP NOTE 1.625%11/0 816850AF8 26206513 26500000 PRN SOLE 26500000 0 0 BLOCK INC NOTE 5/0 852234AJ2 4481250 5000000 PRN SOLE 5000000 0 0 TELADOC HEALTH INC NOTE 1.250% 6/0 87918AAF2 4877301 5772000 PRN SOLE 5772000 0 0 TRAVERE THERAPEUTICS INC NOTE 2.250% 3/0 89422GAA5 10498620 16500000 PRN SOLE 16500000 0 0 VERITONE INC NOTE 1.750%11/1 92347MAB6 5705014 15444000 PRN SOLE 15444000 0 0 VROOM INC NOTE 0.750% 7/0 92918VAB5 17286920 32312000 PRN SOLE 32312000 0 0 WAYFAIR INC NOTE 1.000% 8/1 94419LAF8 2317188 2500000 PRN SOLE 2500000 0 0 ZSCALER INC NOTE 0.125% 7/0 98980GAB8 13633250 10000000 PRN SOLE 10000000 0 0 QUADRO ACQUISITION ONE CORP CL A SHS G52807107 4015 366 SH SOLE 366 0 0 ADTHEORENT HOLDING COMPANY COM 00739D109 87283 27191 SH SOLE 27191 0 0 AIRSHIP AI HLDGS INC COM 008940108 82375 12500 SH SOLE 12500 0 0 ZAPP ELEC VEHS GROUP LTD SHS G9889X107 1990 7961 SH SOLE 7961 0 0 NOBLE CORP PLC ORD SHS A G65431127 1454700 30000 SH SOLE 30000 0 0 NOBLE CORP PLC ORD SHS A G65431127 708245 14606 SH SOLE 14606 0 0 VERITONE INC COM 92347M100 1709090 324922 SH SOLE 324922 0 0 THE REALREAL INC COM 88339P101 2854069 729941 SH SOLE 729941 0 0 AVADEL PHARMACEUTICALS PLC SPONSORED ADR 05337M104 1689000 100000 SH Call SOLE 100000 0 0 DANIMER SCIENTIFIC INC COM CL A 236272100 62130 57000 SH Put SOLE 57000 0 0 HARMONIC INC COM 413160102 11819297 879412 SH SOLE 879412 0 0 STANDARD BIOTOOLS INC COM 34385P108 338750 125000 SH SOLE 125000 0 0 MAGNACHIP SEMICONDUCTOR CORP COM 55933J203 1227600 220000 SH SOLE 220000 0 0 RUMBLEON INC COM CL B 781386305 4305189 666438 SH SOLE 666438 0 0 AKOUSTIS TECHNOLOGIES INC COM 00973N102 2505312 4238389 SH SOLE 4238389 0 0 VROOM INC COM NEW 92918V208 41942 3123 SH SOLE 3123 0 0 VALARIS LTD CL A G9460G101 2069650 27500 SH SOLE 27500 0 0 NOBLE CORP PLC ORD SHS A G65431127 1607444 31900 SH SOLE 31900 0 0 Cryoport Inc NOTE 0.750 12/01/26 229050AC3 2201563 2500000 PRN SOLE 2500000 0 0 Danimer Scientific Corp NOTE 3.250 12/15/26 236272AA8 3958097 32870000 PRN SOLE 32870000 0 0 Ivanhoe Mines Ltd NOTE 2.500 04/15/26 46579RAA2 30540964 18625000 PRN SOLE 18625000 0 0 Luminar Technologies Inc NOTE 1.250 12/15/26 550424AA3 11068080 32100000 PRN SOLE 32100000 0 0 Lucid Group Inc NOTE 1.250 12/15/26 549498AA1 22560875 43754000 PRN SOLE 43754000 0 0 Porch Group Inc NOTE 6.750 10/01/28 733245AC8 20145124 29400000 PRN SOLE 29400000 0 0 Porch Group Inc NOTE 0.75 09/15/26 733245AA2 4929316 8629000 PRN SOLE 8629000 0 0 Repay Holdings Corp NOTE 0% 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