Managing Member

0001398344-23-015107.txt : 20230817 0001398344-23-015107.hdr.sgml : 20230817 20230817130911 ACCESSION NUMBER: 0001398344-23-015107 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230817 DATE AS OF CHANGE: 20230817 EFFECTIVENESS DATE: 20230817 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SILVERBACK ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001278960 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-10791 FILM NUMBER: 231180979 BUSINESS ADDRESS: STREET 1: 1414 RALEIGH ROAD STREET 2: SUITE 250 CITY: CHAPEL HILL STATE: NC ZIP: 27517 BUSINESS PHONE: 919-969-9300 MAIL ADDRESS: STREET 1: 1414 RALEIGH ROAD STREET 2: SUITE 250 CITY: CHAPEL HILL STATE: NC ZIP: 27517 FORMER COMPANY: FORMER CONFORMED NAME: SILVERBACK ASET MANAGEMENT LLC DATE OF NAME CHANGE: 20040206 13F-HR/A 1 primary_doc.xml X0202 13F-HR/A LIVE false false false 0001278960 XXXXXXXX 06-30-2023 06-30-2023 true 1 RESTATEMENT false SILVERBACK ASSET MANAGEMENT LLC

1414 RALEIGH ROAD SUITE 250 CHAPEL HILL NC 27517

13F HOLDINGS REPORT 028-10791 000141407 801-67159 N Elliot Bossen Managing Member 919-969-9300 /s/ Elliot Bossen Chapel Hill NC 08-15-2023 0 96 722835486 INFORMATION TABLE 2 fp0084849-1_13fhra-table.xml ACCOLADE INC NOTE 0.500% 4/0 00437EAB8 3746250 4500000 PRN SOLE 4500000 0 0 ACCURAY INC DEL NOTE 3.750% 6/0 004397AK1 12989595 13096000 PRN SOLE 13096000 0 0 AMYRIS INC NOTE 1.500%11/1 03236MAJ0 12509000 62545000 PRN SOLE 62545000 0 0 BANDWIDTH INC NOTE 0.250% 3/0 05988JAB9 11069884 14113000 PRN SOLE 14113000 0 0 BEYOND MEAT INC NOTE 3/1 08862EAB5 10617490 40066000 PRN SOLE 40066000 0 0 BIGCOMMERCE HLDGS INC NOTE 0.250%10/0 08975PAB4 3543854 4493000 PRN SOLE 4493000 0 0 BOX INC NOTE 1/1 10316TAB0 7233450 5810000 PRN SOLE 5810000 0 0 CABLE ONE INC NOTE 3/1 12685JAE5 10897688 13300000 PRN SOLE 13300000 0 0 CHEGG INC NOTE 9/0 163092AF6 10500000 14000000 PRN SOLE 14000000 0 0 CONFLUENT INC NOTE 1/1 20717MAB9 3740625 4500000 PRN SOLE 4500000 0 0 ARTIVION INC NOTE 4.250% 7/0 228903AB6 7818750 7500000 PRN SOLE 7500000 0 0 CYBERARK SOFTWARE LTD NOTE 11/1 23248VAB1 27891404 24493000 PRN SOLE 24493000 0 0 DIGITALOCEAN HLDGS INC NOTE 12/0 25402DAB8 11140453 14237000 PRN SOLE 14237000 0 0 DISH NETWORK CORPORATION NOTE 3.375% 8/1 25470MAB5 23364013 45868000 PRN SOLE 45868000 0 0 ESPERION THERAPEUTICS INC NE NOTE 4.000%11/1 29664WAB1 3750000 7500000 PRN SOLE 7500000 0 0 EVENTBRITE INC NOTE 0.750% 9/1 29975EAD1 4225000 5000000 PRN SOLE 5000000 0 0 FASTLY INC NOTE 3/1 31188VAB6 8721563 10500000 PRN SOLE 10500000 0 0 STANDARD BIOTOOLS INC NOTE 5.250%12/0 34385PAF5 5200000 5000000 PRN SOLE 5000000 0 0 FORD MTR CO DEL NOTE 3/1 345370CZ1 16763063 15300000 PRN SOLE 15300000 0 0 FUBOTV INC NOTE 3.250% 2/1 35953DAB0 25108374 43337000 PRN SOLE 43337000 0 0 GROUPON INC NOTE 1.125% 3/1 399473AF4 5491875 14500000 PRN SOLE 14500000 0 0 GUARDANT HEALTH INC NOTE 11/1 40131MAB5 6463125 9000000 PRN SOLE 9000000 0 0 HARMONIC INC DBCV 2.000% 9/0 413160AD4 24610625 13000000 PRN SOLE 13000000 0 0 IMPINJ INC NOTE 1.125% 5/1 453204AD1 17950006 16630000 PRN SOLE 16630000 0 0 INFINERA CORP DEBT 3.750% 8/0 45667GAF0 28570669 28535000 PRN SOLE 28535000 0 0 INOTIV INC NOTE 3.250%10/1 45783QAB6 6771063 13100000 PRN SOLE 13100000 0 0 INSULET CORP NOTE 0.375% 9/0 45784PAK7 29629587 21539000 PRN SOLE 21539000 0 0 LENDINGTREE INC NOTE 0.500% 7/1 52603BAD9 15003898 19454000 PRN SOLE 19454000 0 0 LIVEPERSON INC NOTE 12/1 538146AD3 11696794 18082000 PRN SOLE 18082000 0 0 LIVONGO HEALTH INC NOTE 0.875% 6/0 539183AA1 8235500 9100000 PRN SOLE 9100000 0 0 LUMENTUM HLDGS INC NOTE 0.500%12/1 55024UAD1 22140834 24965000 PRN SOLE 24965000 0 0 LYFT INC NOTE 1.500% 5/1 55087PAB0 5742385 6376000 PRN SOLE 6376000 0 0 MAGNITE INC NOTE 0.250% 3/1 55955DAB6 3704683 4381000 PRN SOLE 4381000 0 0 MICROSTRATEGY INC NOTE 0.750%12/1 594972AC5 3266250 3000000 PRN SOLE 3000000 0 0 NANOSTRING TECHNOLOGIES INC NOTE 2.625% 3/0 63009RAD1 4200000 5000000 PRN SOLE 5000000 0 0 NEOGENOMICS INC NOTE 0.250% 1/1 64049MAB6 9392460 12768000 PRN SOLE 12768000 0 0 NOVA LTD NOTE 10/1 66980MAB2 30456709 18954000 PRN SOLE 18954000 0 0 NUTANIX INC NOTE 0.250%10/0 67059NAH1 9675291 11341000 PRN SOLE 11341000 0 0 PAR TECHNOLOGY CORP NOTE 1.500%10/1 698884AE3 6396553 8065000 PRN SOLE 8065000 0 0 BIORA THERAPEUTICS INC NOTE 7.250%12/0 74319FAB3 1412125 2600000 PRN SOLE 2600000 0 0 PROS HOLDINGS INC NOTE 2.250% 9/1 74346YAG8 8505313 8500000 PRN SOLE 8500000 0 0 SNAP INC NOTE 5/0 83304AAF3 2972500 4000000 PRN SOLE 4000000 0 0 SNAP INC NOTE 0.125% 3/0 83304AAH9 7175000 10000000 PRN SOLE 10000000 0 0 SPLUNK INC NOTE 0.500% 9/1 848637AC8 8404375 8500000 PRN SOLE 8500000 0 0 SPLUNK INC NOTE 1.125% 6/1 848637AF1 10365000 12000000 PRN SOLE 12000000 0 0 TABULA RASA HEALTHCARE INC NOTE 1.750% 2/1 873379AA9 10653503 12797000 PRN SOLE 12797000 0 0 THE REALREAL INC NOTE 3.000% 6/1 88339PAB7 10101723 14774000 PRN SOLE 14774000 0 0 THE REALREAL INC NOTE 1.000% 3/0 88339PAD3 5947870 14507000 PRN SOLE 14507000 0 0 3D SYS CORP DEL NOTE 11/1 88554DAD8 6085000 8000000 PRN SOLE 8000000 0 0 UPWORK INC NOTE 0.250% 8/1 91688FAB0 7200222 8855000 PRN SOLE 8855000 0 0 VARONIS SYS INC NOTE 1.250% 8/1 922280AB8 17630000 16000000 PRN SOLE 16000000 0 0 VERITONE INC NOTE 1.750%11/1 92347MAB6 9344000 14600000 PRN SOLE 14600000 0 0 VROOM INC NOTE 0.750% 7/0 92918VAB5 13150080 27396000 PRN SOLE 27396000 0 0 WAYFAIR INC NOTE 1.000% 8/1 94419LAF8 11110719 13437000 PRN SOLE 13437000 0 0 WESTERN DIGITAL CORP. NOTE 1.500% 2/0 958102AP0 4751209 4895000 PRN SOLE 4895000 0 0 NOBLE CORP PLC ORD SHS A G65431127 1262021 17500 SH SOLE 17500 0 0 THOR INDS INC COM 885160101 47000 10000 SH Call SOLE 10000 0 0 ISHARES TR IBOXX HI YD ETF 464288513 11250 25000 SH Put SOLE 25000 0 0 INFINERA CORP COM 45667G103 10000 50000 SH Call SOLE 50000 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 36500 50000 SH Put SOLE 50000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 47625 75000 SH Put SOLE 75000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 190000 100000 SH Put SOLE 100000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 245250 150000 SH Put SOLE 150000 0 0 INFINERA CORP COM 45667G103 12500 250000 SH Call SOLE 250000 0 0 AKOUSTIS TECHNOLOGIES INC COM 00973N102 6492259 2041591 SH SOLE 2041591 0 0 AMYRIS INC COM NEW 03236M200 206000 200000 SH SOLE 200000 0 0 ARTEMIS STRATEGIC INVT CORP COM CL A 04303A103 529500 50000 SH SOLE 50000 0 0 ESPERION THERAPEUTICS INC NE COM 29664W105 280371 100000 SH SOLE 100000 0 0 STANDARD BIOTOOLS INC COM 34385P108 868500 450000 SH SOLE 450000 0 0 M3 BRIGADE ACQUISITION III CL A COM 55407R103 261250 25000 SH SOLE 25000 0 0 MAGNACHIP SEMICONDUCTOR CORP COM 55933J203 2459600 220000 SH SOLE 220000 0 0 PORCH GROUP INC COM 733245104 276000 200000 SH SOLE 200000 0 0 RUMBLEON INC COM CL B 781386305 9659365 781502 SH SOLE 781502 0 0 TABULA RASA HEALTHCARE INC COM 873379101 1133756 137425 SH SOLE 137425 0 0 TELLURIAN INC NEW COM 87968A104 243100 170000 SH SOLE 170000 0 0 VISCOGLIOSI BROS ACQUISTN CO COMMON STOCK 92838K100 157926 15000 SH SOLE 15000 0 0 VROOM INC COM 92918V109 540000 375000 SH SOLE 375000 0 0 WOLFSPEED INC COM 977852102 3379872 60800 SH SOLE 60800 0 0 VALARIS LIMITED CL A G9460G101 2517200 40000 SH SOLE 40000 0 0 SCORPIO TANKERS INC SHS Y7542C130 2494878 52824 SH SOLE 52824 0 0 ADTHEORENT HOLDING COMPANY COM 00739D109 2922 27191 SH SOLE 27191 0 0 ARTEMIS STRATEGIC INVT CORP COM CL A 04303A103 728 25000 SH SOLE 25000 0 0 INDUSTRIAL TECH ACQSTNS II I CLASS A COM 45635R108 2250 37500 SH SOLE 37500 0 0 M3 BRIGADE ACQUISITION III CL A COM 55407R103 3667 8333 SH SOLE 8333 0 0 VISCOGLIOSI BROS ACQUISTN CO COMMON STOCK 92838K100 258 7500 SH SOLE 7500 0 0 BYTE ACQUISITION CORP CLASS A ORD SHS G1R25Q105 2103 12500 SH SOLE 12500 0 0 SPREE ACQUISITION CORP 1 LTD CL A ORD SHS G83745102 0 12500 SH SOLE 12500 0 0 DNMR 3.250 12/15/26 CVT COM 236272AA8 7028456 17195000 PRN SOLE 17195000 0 0 IVN 2.500 04/15/26 CVT COM 46579RAA2 17245671 12625000 PRN SOLE 12625000 0 0 LAZR 1.250 12/15/26 CVT COM 550424AA3 12737313 19100000 PRN SOLE 19100000 0 0 PRCH 0.75 09/15/26 COM 733245AA2 3327558 8629000 PRN SOLE 8629000 0 0 PRCH 6.750 10/01/28 COM 733245AC8 16375000 25000000 PRN SOLE 25000000 0 0 RPAY 02/01/26 CVT COM 76029LAA8 5334063 6500000 PRN SOLE 6500000 0 0 SKIN 1.250 10/01/26 CVT COM 88331LAA6 8435302 10703000 PRN SOLE 10703000 0 0 VIAVX 1.625 03/15/26 CVT COM 925550AG0 10234350 9747000 PRN SOLE 9747000 0 0 ARVL 3.500 12/01/26 CVT COM 04271QAA4 3706720 23167000 PRN SOLE 23167000 0 0