0001398344-23-014784.txt : 20230814
0001398344-23-014784.hdr.sgml : 20230814
20230814115821
ACCESSION NUMBER: 0001398344-23-014784
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230630
FILED AS OF DATE: 20230814
DATE AS OF CHANGE: 20230814
EFFECTIVENESS DATE: 20230814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SILVERBACK ASSET MANAGEMENT LLC
CENTRAL INDEX KEY: 0001278960
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10791
FILM NUMBER: 231167720
BUSINESS ADDRESS:
STREET 1: 1414 RALEIGH ROAD
STREET 2: SUITE 250
CITY: CHAPEL HILL
STATE: NC
ZIP: 27517
BUSINESS PHONE: 919-969-9300
MAIL ADDRESS:
STREET 1: 1414 RALEIGH ROAD
STREET 2: SUITE 250
CITY: CHAPEL HILL
STATE: NC
ZIP: 27517
FORMER COMPANY:
FORMER CONFORMED NAME: SILVERBACK ASET MANAGEMENT LLC
DATE OF NAME CHANGE: 20040206
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
false
false
false
0001278960
XXXXXXXX
06-30-2023
06-30-2023
false
SILVERBACK ASSET MANAGEMENT LLC
1414 RALEIGH ROAD
SUITE 250
CHAPEL HILL
NC
27517
13F HOLDINGS REPORT
028-10791
000141407
801-67159
N
Elliot Bossen
Managing Member
919-969-9300
/s/ Elliot Bossen
Chapel Hill
NC
08-14-2023
0
95
719128766
INFORMATION TABLE
2
fp0084507-1_13fhr-table.xml
ACCOLADE INC
NOTE 0.500% 4/0
00437EAB8
3746250
4500000
PRN
SOLE
4500000
0
0
ACCURAY INC DEL
NOTE 3.750% 6/0
004397AK1
12989595
13096000
PRN
SOLE
13096000
0
0
AMYRIS INC
NOTE 1.500%11/1
03236MAJ0
12509000
62545000
PRN
SOLE
62545000
0
0
BANDWIDTH INC
NOTE 0.250% 3/0
05988JAB9
11069884
14113000
PRN
SOLE
14113000
0
0
BEYOND MEAT INC
NOTE 3/1
08862EAB5
10617490
40066000
PRN
SOLE
40066000
0
0
BIGCOMMERCE HLDGS INC
NOTE 0.250%10/0
08975PAB4
3543854
4493000
PRN
SOLE
4493000
0
0
BOX INC
NOTE 1/1
10316TAB0
7233450
5810000
PRN
SOLE
5810000
0
0
CABLE ONE INC
NOTE 3/1
12685JAE5
10897688
13300000
PRN
SOLE
13300000
0
0
CHEGG INC
NOTE 9/0
163092AF6
10500000
14000000
PRN
SOLE
14000000
0
0
CONFLUENT INC
NOTE 1/1
20717MAB9
3740625
4500000
PRN
SOLE
4500000
0
0
ARTIVION INC
NOTE 4.250% 7/0
228903AB6
7818750
7500000
PRN
SOLE
7500000
0
0
CYBERARK SOFTWARE LTD
NOTE 11/1
23248VAB1
27891404
24493000
PRN
SOLE
24493000
0
0
DIGITALOCEAN HLDGS INC
NOTE 12/0
25402DAB8
11140453
14237000
PRN
SOLE
14237000
0
0
DISH NETWORK CORPORATION
NOTE 3.375% 8/1
25470MAB5
23364013
45868000
PRN
SOLE
45868000
0
0
ESPERION THERAPEUTICS INC NE
NOTE 4.000%11/1
29664WAB1
3750000
7500000
PRN
SOLE
7500000
0
0
EVENTBRITE INC
NOTE 0.750% 9/1
29975EAD1
4225000
5000000
PRN
SOLE
5000000
0
0
FASTLY INC
NOTE 3/1
31188VAB6
8721563
10500000
PRN
SOLE
10500000
0
0
STANDARD BIOTOOLS INC
NOTE 5.250%12/0
34385PAF5
5200000
5000000
PRN
SOLE
5000000
0
0
FORD MTR CO DEL
NOTE 3/1
345370CZ1
16763063
15300000
PRN
SOLE
15300000
0
0
FUBOTV INC
NOTE 3.250% 2/1
35953DAB0
25108374
43337000
PRN
SOLE
43337000
0
0
GROUPON INC
NOTE 1.125% 3/1
399473AF4
5491875
14500000
PRN
SOLE
14500000
0
0
GUARDANT HEALTH INC
NOTE 11/1
40131MAB5
6463125
9000000
PRN
SOLE
9000000
0
0
HARMONIC INC
DBCV 2.000% 9/0
413160AD4
24610625
13000000
PRN
SOLE
13000000
0
0
IMPINJ INC
NOTE 1.125% 5/1
453204AD1
17950006
16630000
PRN
SOLE
16630000
0
0
INFINERA CORP
DEBT 3.750% 8/0
45667GAF0
28570669
28535000
PRN
SOLE
28535000
0
0
INOTIV INC
NOTE 3.250%10/1
45783QAB6
6771063
13100000
PRN
SOLE
13100000
0
0
INSULET CORP
NOTE 0.375% 9/0
45784PAK7
29629587
21539000
PRN
SOLE
21539000
0
0
LENDINGTREE INC
NOTE 0.500% 7/1
52603BAD9
15003898
19454000
PRN
SOLE
19454000
0
0
LIVEPERSON INC
NOTE 12/1
538146AD3
11696794
18082000
PRN
SOLE
18082000
0
0
LIVONGO HEALTH INC
NOTE 0.875% 6/0
539183AA1
8235500
9100000
PRN
SOLE
9100000
0
0
LUMENTUM HLDGS INC
NOTE 0.500%12/1
55024UAD1
22140834
24965000
PRN
SOLE
24965000
0
0
LYFT INC
NOTE 1.500% 5/1
55087PAB0
5742385
6376000
PRN
SOLE
6376000
0
0
MAGNITE INC
NOTE 0.250% 3/1
55955DAB6
3704683
4381000
PRN
SOLE
4381000
0
0
MICROSTRATEGY INC
NOTE 0.750%12/1
594972AC5
3266250
3000000
PRN
SOLE
3000000
0
0
NANOSTRING TECHNOLOGIES INC
NOTE 2.625% 3/0
63009RAD1
4200000
5000000
PRN
SOLE
5000000
0
0
NEOGENOMICS INC
NOTE 0.250% 1/1
64049MAB6
9392460
12768000
PRN
SOLE
12768000
0
0
NOVA LTD
NOTE 10/1
66980MAB2
30456709
18954000
PRN
SOLE
18954000
0
0
NUTANIX INC
NOTE 0.250%10/0
67059NAH1
9675291
11341000
PRN
SOLE
11341000
0
0
PAR TECHNOLOGY CORP
NOTE 1.500%10/1
698884AE3
6396553
8065000
PRN
SOLE
8065000
0
0
BIORA THERAPEUTICS INC
NOTE 7.250%12/0
74319FAB3
1412125
2600000
PRN
SOLE
2600000
0
0
PROS HOLDINGS INC
NOTE 2.250% 9/1
74346YAG8
8505313
8500000
PRN
SOLE
8500000
0
0
SNAP INC
NOTE 5/0
83304AAF3
2972500
4000000
PRN
SOLE
4000000
0
0
SNAP INC
NOTE 0.125% 3/0
83304AAH9
7175000
10000000
PRN
SOLE
10000000
0
0
SPLUNK INC
NOTE 0.500% 9/1
848637AC8
8404375
8500000
PRN
SOLE
8500000
0
0
SPLUNK INC
NOTE 1.125% 6/1
848637AF1
10365000
12000000
PRN
SOLE
12000000
0
0
TABULA RASA HEALTHCARE INC
NOTE 1.750% 2/1
873379AA9
10653503
12797000
PRN
SOLE
12797000
0
0
THE REALREAL INC
NOTE 3.000% 6/1
88339PAB7
10101723
14774000
PRN
SOLE
14774000
0
0
THE REALREAL INC
NOTE 1.000% 3/0
88339PAD3
5947870
14507000
PRN
SOLE
14507000
0
0
3D SYS CORP DEL
NOTE 11/1
88554DAD8
6085000
8000000
PRN
SOLE
8000000
0
0
UPWORK INC
NOTE 0.250% 8/1
91688FAB0
7200222
8855000
PRN
SOLE
8855000
0
0
VARONIS SYS INC
NOTE 1.250% 8/1
922280AB8
17630000
16000000
PRN
SOLE
16000000
0
0
VERITONE INC
NOTE 1.750%11/1
92347MAB6
9344000
14600000
PRN
SOLE
14600000
0
0
VROOM INC
NOTE 0.750% 7/0
92918VAB5
13150080
27396000
PRN
SOLE
27396000
0
0
WAYFAIR INC
NOTE 1.000% 8/1
94419LAF8
11110719
13437000
PRN
SOLE
13437000
0
0
WESTERN DIGITAL CORP.
NOTE 1.500% 2/0
958102AP0
4751209
4895000
PRN
SOLE
4895000
0
0
NOBLE CORP PLC
ORD SHS A
G65431127
1262021
17500
SH
SOLE
17500
0
0
THOR INDS INC
COM
885160101
47000
10000
SH
Call
SOLE
10000
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
11250
25000
SH
Put
SOLE
25000
0
0
INFINERA CORP
COM
45667G103
10000
50000
SH
Call
SOLE
50000
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
36500
50000
SH
Put
SOLE
50000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
47625
75000
SH
Put
SOLE
75000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
190000
100000
SH
Put
SOLE
100000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
245250
150000
SH
Put
SOLE
150000
0
0
INFINERA CORP
COM
45667G103
12500
250000
SH
Call
SOLE
250000
0
0
AKOUSTIS TECHNOLOGIES INC
COM
00973N102
6492259
2041591
SH
SOLE
2041591
0
0
AMYRIS INC
COM NEW
03236M200
206000
200000
SH
SOLE
200000
0
0
ARTEMIS STRATEGIC INVT CORP
COM CL A
04303A103
529500
50000
SH
SOLE
50000
0
0
ESPERION THERAPEUTICS INC NE
COM
29664W105
280371
100000
SH
SOLE
100000
0
0
STANDARD BIOTOOLS INC
COM
34385P108
868500
450000
SH
SOLE
450000
0
0
M3 BRIGADE ACQUISITION III
CL A COM
55407R103
261250
25000
SH
SOLE
25000
0
0
MAGNACHIP SEMICONDUCTOR CORP
COM
55933J203
2459600
220000
SH
SOLE
220000
0
0
PORCH GROUP INC
COM
733245104
276000
200000
SH
SOLE
200000
0
0
RUMBLEON INC
COM CL B
781386305
9659365
781502
SH
SOLE
781502
0
0
TABULA RASA HEALTHCARE INC
COM
873379101
1133756
137425
SH
SOLE
137425
0
0
TELLURIAN INC NEW
COM
87968A104
243100
170000
SH
SOLE
170000
0
0
VISCOGLIOSI BROS ACQUISTN CO
COMMON STOCK
92838K100
157926
15000
SH
SOLE
15000
0
0
VROOM INC
COM
92918V109
540000
375000
SH
SOLE
375000
0
0
WOLFSPEED INC
COM
977852102
3379872
60800
SH
SOLE
60800
0
0
VALARIS LIMITED
CL A
G9460G101
2517200
40000
SH
SOLE
40000
0
0
SCORPIO TANKERS INC
SHS
Y7542C130
2494878
52824
SH
SOLE
52824
0
0
ADTHEORENT HOLDING COMPANY
COM
00739D109
2922
27191
SH
SOLE
27191
0
0
ARTEMIS STRATEGIC INVT CORP
COM CL A
04303A103
728
25000
SH
SOLE
25000
0
0
INDUSTRIAL TECH ACQSTNS II I
CLASS A COM
45635R108
2250
37500
SH
SOLE
37500
0
0
M3 BRIGADE ACQUISITION III
CL A COM
55407R103
3667
8333
SH
SOLE
8333
0
0
VISCOGLIOSI BROS ACQUISTN CO
COMMON STOCK
92838K100
258
7500
SH
SOLE
7500
0
0
BYTE ACQUISITION CORP
CLASS A ORD SHS
G1R25Q105
2103
12500
SH
SOLE
12500
0
0
SPREE ACQUISITION CORP 1 LTD
CL A ORD SHS
G83745102
0
12500
SH
SOLE
12500
0
0
DNMR 3.250 12/15/26 CVT
COM
236272AA8
7028456
17195000
PRN
SOLE
17195000
0
0
IVN 2.500 04/15/26 CVT
COM
46579RAA2
17245671
12625000
PRN
SOLE
12625000
0
0
LAZR 1.250 12/15/26 CVT
COM
550424AA3
12737313
19100000
PRN
SOLE
19100000
0
0
PRCH 0.75 09/15/26
COM
733245AA2
3327558
8629000
PRN
SOLE
8629000
0
0
PRCH 6.750 10/01/28
COM
733245AC8
16375000
25000000
PRN
SOLE
25000000
0
0
RPAY 02/01/26 CVT
COM
76029LAA8
5334063
6500000
PRN
SOLE
6500000
0
0
SKIN 1.250 10/01/26 CVT
COM
88331LAA6
8435302
10703000
PRN
SOLE
10703000
0
0
VIAVX 1.625 03/15/26 CVT
COM
925550AG0
10234350
9747000
PRN
SOLE
9747000
0
0