Managing Member

0001398344-23-009761.txt : 20230515 0001398344-23-009761.hdr.sgml : 20230515 20230515121247 ACCESSION NUMBER: 0001398344-23-009761 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230515 DATE AS OF CHANGE: 20230515 EFFECTIVENESS DATE: 20230515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SILVERBACK ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001278960 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10791 FILM NUMBER: 23920081 BUSINESS ADDRESS: STREET 1: 1414 RALEIGH ROAD STREET 2: SUITE 250 CITY: CHAPEL HILL STATE: NC ZIP: 27517 BUSINESS PHONE: 919-969-9300 MAIL ADDRESS: STREET 1: 1414 RALEIGH ROAD STREET 2: SUITE 250 CITY: CHAPEL HILL STATE: NC ZIP: 27517 FORMER COMPANY: FORMER CONFORMED NAME: SILVERBACK ASET MANAGEMENT LLC DATE OF NAME CHANGE: 20040206 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001278960 XXXXXXXX 03-31-2023 03-31-2023 false SILVERBACK ASSET MANAGEMENT LLC

1414 RALEIGH ROAD SUITE 250 CHAPEL HILL NC 27517

13F HOLDINGS REPORT 028-10791 000141407 801-67159 N Elliot Bossen Managing Member 919-969-9300 /s/ Elliot Bossen Chapel Hill NC 05-12-2023 0 99 737315139 INFORMATION TABLE 2 fp0083215-1_13fhr-table.xml ACCOLADE INC NOTE 0.500% 4/0 00437EAB8 8717500 11000000 PRN SOLE 11000000 0 0 ACCURAY INC DEL NOTE 3.750% 6/0 004397AK1 14311394 15781000 PRN SOLE 15781000 0 0 AMYRIS INC NOTE 1.500%11/1 03236MAJ0 15968738 57545000 PRN SOLE 57545000 0 0 ARTIVION INC NOTE 4.250% 7/0 228903AB6 10933125 11900000 PRN SOLE 11900000 0 0 BANDWIDTH INC NOTE 0.250% 3/0 05988JAB9 10955216 14113000 PRN SOLE 14113000 0 0 BEYOND MEAT INC NOTE 3/1 08862EAB5 6770640 28211000 PRN SOLE 28211000 0 0 BIGCOMMERCE HLDGS INC NOTE 0.250%10/0 08975PAB4 3634324 4743000 PRN SOLE 4743000 0 0 BIORA THERAPEUTICS INC NOTE 7.250%12/0 74319FAB3 1405625 2600000 PRN SOLE 2600000 0 0 BOX INC NOTE 1/1 10316TAB0 10948860 9358000 PRN SOLE 9358000 0 0 CABLE ONE INC NOTE 3/1 12685JAE5 8000000 10000000 PRN SOLE 10000000 0 0 CHEGG INC NOTE 9/0 163092AF6 9812500 12500000 PRN SOLE 12500000 0 0 CLOUDFLARE INC NOTE 8/1 18915MAC1 4221875 5000000 PRN SOLE 5000000 0 0 CONFLUENT INC NOTE 1/1 20717MAB9 4740000 6000000 PRN SOLE 6000000 0 0 CYBERARK SOFTWARE LTD NOTE 11/1 23248VAB1 3937500 3500000 PRN SOLE 3500000 0 0 DIGITALOCEAN HLDGS INC NOTE 12/0 25402DAB8 7157415 9096000 PRN SOLE 9096000 0 0 DISH NETWORK CORPORATION NOTE 12/1 25470MAF6 232453 435000 PRN SOLE 435000 0 0 DISH NETWORK CORPORATION NOTE 3.375% 8/1 25470MAB5 19096464 36946000 PRN SOLE 36946000 0 0 ESPERION THERAPEUTICS INC NE NOTE 4.000%11/1 29664WAB1 2500000 6250000 PRN SOLE 6250000 0 0 EVENTBRITE INC NOTE 0.750% 9/1 29975EAD1 3875000 5000000 PRN SOLE 5000000 0 0 EVERBRIDGE INC NOTE 3/1 29978AAE4 2693438 3250000 PRN SOLE 3250000 0 0 FASTLY INC NOTE 3/1 31188VAB6 9615000 12000000 PRN SOLE 12000000 0 0 FORD MTR CO DEL NOTE 3/1 345370CZ1 8023028 8000000 PRN SOLE 8000000 0 0 FUBOTV INC NOTE 3.250% 2/1 35953DAB0 14558588 33420000 PRN SOLE 33420000 0 0 GROUPON INC NOTE 1.125% 3/1 399473AF4 6895625 17000000 PRN SOLE 17000000 0 0 GUARDANT HEALTH INC NOTE 11/1 40131MAB5 6793750 10000000 PRN SOLE 10000000 0 0 IMPINJ INC NOTE 1.125% 5/1 453204AD1 14187500 10000000 PRN SOLE 10000000 0 0 INFINERA CORP NOTE 2.125% 9/0 45667GAC7 14659343 14267000 PRN SOLE 14267000 0 0 INFINERA CORP DEBT 3.750% 8/0 45667GAF0 36649322 27035000 PRN SOLE 27035000 0 0 INOTIV INC NOTE 3.250%10/1 45783QAB6 6095250 12600000 PRN SOLE 12600000 0 0 INSULET CORP NOTE 0.375% 9/0 45784PAK7 22212128 14839000 PRN SOLE 14839000 0 0 INVACARE CORP NOTE 4.250% 3/1 461203AQ4 5229761 9926000 PRN SOLE 9926000 0 0 INVACARE CORP NOTE 5.000%11/1 461203AJ0 303025 575000 PRN SOLE 575000 0 0 INVACARE CORP NOTE 5.000%11/1 461203AL5 7545220 13009000 PRN SOLE 13009000 0 0 LENDINGTREE INC NOTE 0.500% 7/1 52603BAD9 10500000 14000000 PRN SOLE 14000000 0 0 LIVEPERSON INC NOTE 12/1 538146AD3 8794769 14582000 PRN SOLE 14582000 0 0 LIVONGO HEALTH INC NOTE 0.875% 6/0 539183AA1 3181500 3600000 PRN SOLE 3600000 0 0 LUMENTUM HLDGS INC NOTE 0.500%12/1 55024UAD1 19388819 22270000 PRN SOLE 22270000 0 0 LYFT INC NOTE 1.500% 5/1 55087PAB0 7402290 8376000 PRN SOLE 8376000 0 0 MAGNITE INC NOTE 0.250% 3/1 55955DAB6 5608750 7000000 PRN SOLE 7000000 0 0 NANOSTRING TECHNOLOGIES INC NOTE 2.625% 3/0 63009RAD1 4515625 5000000 PRN SOLE 5000000 0 0 NEOGENOMICS INC NOTE 0.250% 1/1 64049MAB6 11202895 15268000 PRN SOLE 15268000 0 0 NOVA LTD NOTE 10/1 66980MAB2 21989375 15100000 PRN SOLE 15100000 0 0 NUTANIX INC NOTE 0.250%10/0 67059NAH1 4466411 5341000 PRN SOLE 5341000 0 0 OMNICELL COM NOTE 0.250% 9/1 68213NAD1 4692211 5042000 PRN SOLE 5042000 0 0 PAR TECHNOLOGY CORP NOTE 1.500%10/1 698884AE3 7409875 9350000 PRN SOLE 9350000 0 0 PARATEK PHARMACEUTICALS INC NOTE 4.750% 5/0 699374AB0 6350309 7907000 PRN SOLE 7907000 0 0 PROS HOLDINGS INC NOTE 2.250% 9/1 74346YAG8 9225938 9750000 PRN SOLE 9750000 0 0 SNAP INC NOTE 5/0 83304AAF3 2203125 3000000 PRN SOLE 3000000 0 0 SNAP INC NOTE 0.125% 3/0 83304AAH9 5660000 8000000 PRN SOLE 8000000 0 0 SPLUNK INC NOTE 0.500% 9/1 848637AC8 6842500 7000000 PRN SOLE 7000000 0 0 SPLUNK INC NOTE 1.125% 6/1 848637AF1 6865000 8000000 PRN SOLE 8000000 0 0 STANDARD BIOTOOLS INC NOTE 5.250%12/0 34385PAF5 5200000 5000000 PRN SOLE 5000000 0 0 TABULA RASA HEALTHCARE INC NOTE 1.750% 2/1 873379AA9 8185540 10264000 PRN SOLE 10264000 0 0 THE REALREAL INC NOTE 1.000% 3/0 88339PAD3 6514779 20007000 PRN SOLE 20007000 0 0 THE REALREAL INC NOTE 3.000% 6/1 88339PAB7 5817028 9605000 PRN SOLE 9605000 0 0 UPWORK INC NOTE 0.250% 8/1 91688FAB0 6536250 8300000 PRN SOLE 8300000 0 0 VERITONE INC NOTE 1.750%11/1 92347MAB6 9982750 14600000 PRN SOLE 14600000 0 0 VROOM INC NOTE 0.750% 7/0 92918VAB5 9948785 25841000 PRN SOLE 25841000 0 0 WAYFAIR INC NOTE 1.000% 8/1 94419LAF8 9656703 14687000 PRN SOLE 14687000 0 0 XOMETRY INC NOTE 1.000% 2/0 98423FAB5 3387500 5000000 PRN SOLE 5000000 0 0 ADTHEORENT HOLDING COMPANY *W EXP 12/26/202 00739D117 3230 27191 SH SOLE 27191 0 0 AKOUSTIS TECHNOLOGIES INC COM 00973N102 5467000 1775000 SH SOLE 1775000 0 0 ARTEMIS STRATEGIC INVT CORP COM CL A 04303A103 516995 50000 SH SOLE 50000 0 0 ARTEMIS STRATEGIC INVT CORP *W EXP 09/30/202 04303A111 1500 25000 SH SOLE 25000 0 0 AVADEL PHARMACEUTICALS PLC SPONSORED ADR 05337M104 3193176 348600 SH Call SOLE 348600 0 0 B RILEY PRIN 250 MERGER CORP CLASS A COM 05602L104 101600 10000 SH SOLE 10000 0 0 BYTE ACQUISITION CORP *W EXP 03/18/202 G1R25Q113 1871 12500 SH SOLE 12500 0 0 CIIG CAPITAL PARTNERS II INC UNIT 02/28/2028 12561U208 166385 15922 SH SOLE 15922 0 0 ESPERION THERAPEUTICS INC NE COM 29664W105 320713 100000 SH SOLE 100000 0 0 HARMONIC INC DBCV 2.000% 9/0 413160AD4 22351875 13000000 SH SOLE 13000000 0 0 INDUSTRIAL TECH ACQSTNS II I UNIT 03/31/2028 45635R207 786375 75000 SH SOLE 75000 0 0 INFINERA CORP COM 45667G103 1164000 150000 SH Call SOLE 150000 0 0 ISHARES TR IBOXX HI YD ETF 464288513 1888750 25000 SH Put SOLE 25000 0 0 KHOSLA VENTURES ACQUT CO III COM CL A 482506102 609000 60000 SH SOLE 60000 0 0 LUCID GROUP INC COM 549498103 1978644 246100 SH Put SOLE 246100 0 0 M3 BRIGADE ACQUISITION III *W EXP 07/31/202 55407R111 3000 8333 SH SOLE 8333 0 0 M3 BRIGADE ACQUISITION III CL A COM 55407R103 258250 25000 SH SOLE 25000 0 0 MAGNACHIP SEMICONDUCTOR CORP COM 55933J203 2041600 220000 SH SOLE 220000 0 0 NEWBURY STREET ACQUISITN COR COM 65101L104 102500 10000 SH SOLE 10000 0 0 PORCH GROUP INC COM 733245104 214500 150000 SH SOLE 150000 0 0 QUADRO ACQUISITION ONE CORP *W EXP 06/30/202 G52807115 8 366 SH SOLE 366 0 0 RUMBLEON INC COM CL B 781386305 4735902 781502 SH SOLE 781502 0 0 SCORPIO TANKERS INC SHS Y7542C130 2815500 50000 SH SOLE 50000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 102347500 250000 SH Put SOLE 250000 0 0 SPREE ACQUISITION CORP 1 LTD UNIT 99/99/9999 G83745110 262500 25000 SH SOLE 25000 0 0 STANDARD BIOTOOLS INC COM 34385P108 780000 400000 SH SOLE 400000 0 0 SVB FINANCIAL GROUP COM 78486Q101 9050 10000 SH SOLE 10000 0 0 TABULA RASA HEALTHCARE INC COM 873379101 1201850 215000 SH SOLE 215000 0 0 TELLURIAN INC NEW COM 87968A104 209100 170000 SH SOLE 170000 0 0 VALARIS LIMITED CL A G9460G101 2602400 40000 SH SOLE 40000 0 0 VISCOGLIOSI BROS ACQUISTN CO UNIT 03/18/2027 92838K209 154200 15000 SH SOLE 15000 0 0 VROOM INC COM 92918V109 224675 250000 SH SOLE 250000 0 0 Camtek Ltd Note 12/01/26 13469VAA6 4082313 4900000 PRN SOLE 4900000 0 0 Cutera Inc Note 2.250 06/01/28 232109AC2 11333500 15200000 PRN SOLE 15200000 0 0 Arrival Group Note 3.500 12/01/26 04271QAA4 6834265 23167000 PRN SOLE 23167000 0 0 Danimer Scientific Corp Note 3.250 12/15/26 236272AA8 6932719 15195000 PRN SOLE 15195000 0 0 Ivanhoe Mines Ltd Note 2.500 04/15/26 46579RAA2 16798821 12425000 PRN SOLE 12425000 0 0 Porch Group Inc Note 0.75 09/15/26 733245AA2 9407790 17262000 PRN SOLE 17262000 0 0 Viavi Solutions Inc Note 1.625 03/15/26 925550AG0 11203748 10747000 PRN SOLE 10747000 0 0