Managing Member

0001398344-22-022129.txt : 20221114 0001398344-22-022129.hdr.sgml : 20221114 20221114162937 ACCESSION NUMBER: 0001398344-22-022129 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221114 DATE AS OF CHANGE: 20221114 EFFECTIVENESS DATE: 20221114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SILVERBACK ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001278960 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10791 FILM NUMBER: 221386303 BUSINESS ADDRESS: STREET 1: 1414 RALEIGH ROAD STREET 2: SUITE 250 CITY: CHAPEL HILL STATE: NC ZIP: 27517 BUSINESS PHONE: 919-969-9300 MAIL ADDRESS: STREET 1: 1414 RALEIGH ROAD STREET 2: SUITE 250 CITY: CHAPEL HILL STATE: NC ZIP: 27517 FORMER COMPANY: FORMER CONFORMED NAME: SILVERBACK ASET MANAGEMENT LLC DATE OF NAME CHANGE: 20040206 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001278960 XXXXXXXX 09-30-2022 09-30-2022 false SILVERBACK ASSET MANAGEMENT LLC

1414 RALEIGH ROAD SUITE 250 CHAPEL HILL NC 27517

13F HOLDINGS REPORT 028-10791 N Elliot Bossen Managing Member 919-969-9300 /s/ Elliot Bossen Chapel Hill NC 11-14-2022 0 115 659237 INFORMATION TABLE 2 fp0080434-1_13fhr-table.xml 13F INFORMATION TABLE ACCOLADE INC NOTE 0.500% 4/0 00437EAB8 12060 16000000 PRN SOLE 16000000 0 0 ACCURAY INC DEL NOTE 3.750% 6/0 004397AK1 10657 13096000 PRN SOLE 13096000 0 0 AIRBNB INC NOTE 3/1 009066AB7 2073 2500000 PRN SOLE 2500000 0 0 AVAYA HLDGS CORP NOTE 2.250% 6/1 05351XAB7 1866 4241000 PRN SOLE 4241000 0 0 BANDWIDTH INC NOTE 0.250% 3/0 05988JAB9 11419 17500000 PRN SOLE 17500000 0 0 BENTLEY SYS INC NOTE 0.375% 7/0 08265TAD1 1900 2500000 PRN SOLE 2500000 0 0 BEYOND MEAT INC NOTE 3/1 08862EAB5 5010 16261000 PRN SOLE 16261000 0 0 BIGCOMMERCE HLDGS INC NOTE 0.250%10/0 08975PAB4 1288 1750000 PRN SOLE 1750000 0 0 BOX INC NOTE 1/1 10316TAB0 12368 11161000 PRN SOLE 11161000 0 0 BRIDGEBIO PHARMA INC NOTE 2.500% 3/1 10806XAB8 2383 4000000 PRN SOLE 4000000 0 0 CHEGG INC NOTE 9/0 163092AF6 9022 11900000 PRN SOLE 11900000 0 0 COUPA SOFTWARE INC NOTE 0.375% 6/1 22266LAF3 4052 5250000 PRN SOLE 5250000 0 0 DISH NETWORK CORPORATION NOTE 3.375% 8/1 25470MAB5 5127 7431000 PRN SOLE 7431000 0 0 DISH NETWORK CORPORATION NOTE 12/1 25470MAF6 11430 17500000 PRN SOLE 17500000 0 0 DOCUSIGN INC NOTE 1/1 256163AD8 4026 4300000 PRN SOLE 4300000 0 0 ESPERION THERAPEUTICS INC NE NOTE 4.000%11/1 29664WAB1 6169 11750000 PRN SOLE 11750000 0 0 EVERBRIDGE INC NOTE 3/1 29978AAE4 4313 5000000 PRN SOLE 5000000 0 0 FASTLY INC NOTE 3/1 31188VAB6 8395 11500000 PRN SOLE 11500000 0 0 FORD MTR CO DEL NOTE 3/1 345370CZ1 6891 7500000 PRN SOLE 7500000 0 0 FUBOTV INC NOTE 3.250% 2/1 35953DAB0 13051 26500000 PRN SOLE 26500000 0 0 GROUPON INC NOTE 1.125% 3/1 399473AF4 4197 6500000 PRN SOLE 6500000 0 0 GUARDANT HEALTH INC NOTE 11/1 40131MAB5 4418 6000000 PRN SOLE 6000000 0 0 HARMONIC INC DBCV 2.000% 9/0 413160AD4 23784 15000000 PRN SOLE 15000000 0 0 HEALTH CATALYST INC NOTE 2.500% 4/1 42225TAB3 7476 8750000 PRN SOLE 8750000 0 0 INFINERA CORP NOTE 2.125% 9/0 45667GAC7 11882 12933000 PRN SOLE 12933000 0 0 INFINERA CORP DEBT 3.750% 8/0 45667GAF0 27895 28000000 PRN SOLE 28000000 0 0 INSULET CORP NOTE 0.375% 9/0 45784PAK7 15391 13043000 PRN SOLE 13043000 0 0 INVACARE CORP NOTE 5.000%11/1 461203AL5 9258 11500000 PRN SOLE 11500000 0 0 INVACARE CORP NOTE 4.250% 3/1 461203AQ4 3995 8500000 PRN SOLE 8500000 0 0 KAMAN CORP NOTE 3.250% 5/0 483548AF0 1039 1107000 PRN SOLE 1107000 0 0 LENDINGTREE INC NOTE 0.500% 7/1 52603BAD9 1775 2500000 PRN SOLE 2500000 0 0 LIVEPERSON INC NOTE 12/1 538146AD3 8935 13020000 PRN SOLE 13020000 0 0 LUMENTUM HLDGS INC NOTE 0.500%12/1 55024UAD1 17077 18203000 PRN SOLE 18203000 0 0 LYFT INC NOTE 1.500% 5/1 55087PAB0 6884 8046000 PRN SOLE 8046000 0 0 MAGNITE INC NOTE 0.250% 3/1 55955DAB6 5625 7500000 PRN SOLE 7500000 0 0 MESA LABS INC NOTE 1.375% 8/1 59064RAA7 11953 14000000 PRN SOLE 14000000 0 0 NANOSTRING TECHNOLOGIES INC NOTE 2.625% 3/0 63009RAD1 7540 8950000 PRN SOLE 8950000 0 0 NEOGENOMICS INC NOTE 1.250% 5/0 64049MAA8 1740 2000000 PRN SOLE 2000000 0 0 NEOGENOMICS INC NOTE 0.250% 1/1 64049MAB6 7583 11500000 PRN SOLE 11500000 0 0 OAK STR HEALTH INC NOTE 3/1 67181AAB3 3468 4500000 PRN SOLE 4500000 0 0 OKTA INC NOTE 0.375% 6/1 679295AF2 1571 2000000 PRN SOLE 2000000 0 0 OMNICELL COM NOTE 0.250% 9/1 68213NAD1 11715 11000000 PRN SOLE 11000000 0 0 PALO ALTO NETWORKS INC NOTE 0.750% 7/0 697435AD7 14441 7785000 PRN SOLE 7785000 0 0 PAR TECHNOLOGY CORP NOTE 1.500%10/1 698884AE3 7425 10000000 PRN SOLE 10000000 0 0 PARATEK PHARMACEUTICALS INC NOTE 4.750% 5/0 699374AB0 6878 7707000 PRN SOLE 7707000 0 0 PATRICK INDS INC DBCV 1.000% 2/0 703343AB9 8346 8500000 PRN SOLE 8500000 0 0 PEGASYSTEMS INC NOTE 0.750% 3/0 705573AB9 6460 8000000 PRN SOLE 8000000 0 0 BIORA THERAPEUTICS INC NOTE 7.250%12/0 74319FAB3 1508 2500000 PRN SOLE 2500000 0 0 PURE STORAGE INC NOTE 0.125% 4/1 74624MAB8 9348 8250000 PRN SOLE 8250000 0 0 RINGCENTRAL INC NOTE 3/0 76680RAF4 3162 3750000 PRN SOLE 3750000 0 0 RINGCENTRAL INC NOTE 3/1 76680RAH0 1934 2500000 PRN SOLE 2500000 0 0 SPLUNK INC NOTE 0.500% 9/1 848637AC8 19236 20169000 PRN SOLE 20169000 0 0 TABULA RASA HEALTHCARE INC NOTE 1.750% 2/1 873379AA9 9239 11450000 PRN SOLE 11450000 0 0 THE REALREAL INC NOTE 3.000% 6/1 88339PAB7 4511 7605000 PRN SOLE 7605000 0 0 THE REALREAL INC NOTE 1.000% 3/0 88339PAD3 2322 5307000 PRN SOLE 5307000 0 0 UPWORK INC NOTE 0.250% 8/1 91688FAB0 3327 4500000 PRN SOLE 4500000 0 0 VROOM INC NOTE 0.750% 7/0 92918VAB5 5869 17750000 PRN SOLE 17750000 0 0 WAYFAIR INC NOTE 1.000% 8/1 94419LAF8 11615 18437000 PRN SOLE 18437000 0 0 WESTERN DIGITAL CORP. 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