0001398344-22-009485.txt : 20220513
0001398344-22-009485.hdr.sgml : 20220513
20220513113521
ACCESSION NUMBER: 0001398344-22-009485
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220331
FILED AS OF DATE: 20220513
DATE AS OF CHANGE: 20220513
EFFECTIVENESS DATE: 20220513
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SILVERBACK ASSET MANAGEMENT LLC
CENTRAL INDEX KEY: 0001278960
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10791
FILM NUMBER: 22921099
BUSINESS ADDRESS:
STREET 1: 1414 RALEIGH ROAD
STREET 2: SUITE 250
CITY: CHAPEL HILL
STATE: NC
ZIP: 27517
BUSINESS PHONE: 919-969-9300
MAIL ADDRESS:
STREET 1: 1414 RALEIGH ROAD
STREET 2: SUITE 250
CITY: CHAPEL HILL
STATE: NC
ZIP: 27517
FORMER COMPANY:
FORMER CONFORMED NAME: SILVERBACK ASET MANAGEMENT LLC
DATE OF NAME CHANGE: 20040206
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001278960
XXXXXXXX
03-31-2022
03-31-2022
false
SILVERBACK ASSET MANAGEMENT LLC
1414 RALEIGH ROAD
SUITE 250
CHAPEL HILL
NC
27517
13F HOLDINGS REPORT
028-10791
N
Elliot Bossen
Managing Member
919-969-9300
/s/ Elliot Bossen
Chapel Hill
NC
05-11-2022
0
95
737574
INFORMATION TABLE
2
fp0075121_13fhr-table.xml
13F INFORMATION TABLE
Aerie Pharmaceuticals Inc
Note 1.5000% 01-Oct-2024
00771VAB4
7665
8505000
PRN
SOLE
8505000
0
0
Allscripts Healthcare Solutions
Note 0.8750% 01-Jan-2027
01988PAF5
24806
14000000
PRN
SOLE
14000000
0
0
Apellis Pharmaceuticals Inc
Note 3.5000% 15-Sep-2026
03753UAB2
4751
3000000
PRN
SOLE
3000000
0
0
Bandwidth Inc
Note 0.2500% 01-Mar-2026
05988JAB9
13939
18000000
PRN
SOLE
18000000
0
0
Beyond Meat Inc
Note 0.0000% 15-Mar-2027
08862EAB5
8994
14850000
PRN
SOLE
14850000
0
0
Blackline Inc
Note 0.1250% 01-Aug-2024
09239BAB5
12044
10100000
PRN
SOLE
10100000
0
0
Blackline Inc
Note 0.0000% 15-Mar-2026
09239BAD1
6356
7500000
PRN
SOLE
7500000
0
0
BridgeBio Pharma Inc
Note 2.5000% 15-Mar-2027
10806XAB8
2333
4000000
PRN
SOLE
4000000
0
0
Chegg Inc
Note 0.0000% 01-Sep-2026
163092AF6
14544
17750000
PRN
SOLE
17750000
0
0
Coupa Software Inc
Note 0.3750% 15-Jun-2026
22266LAF3
7707
9161000
PRN
SOLE
9161000
0
0
DISH Network Corporation
Note 3.3750% 15-Aug-2026
25470MAB5
13584
15000000
PRN
SOLE
15000000
0
0
DISH Network Corp
Note 0.0000% 15-Dec-2025
25470MAF6
8310
8550000
PRN
SOLE
8550000
0
0
Eagle Bulk Shipping Inc
Note 5.0000% 01-Aug-2024
269442AB5
19859
10030000
PRN
SOLE
10030000
0
0
Esperion Therapeutics Inc
Note 4.0000% 15-Nov-2025
29664WAB1
6368
12000000
PRN
SOLE
12000000
0
0
Fastly Inc
Note 0.0000% 15-Mar-2026
31188VAB6
4820
6400000
PRN
SOLE
6400000
0
0
Harmonic Inc
Note 2.0000% 01-Sep-2024
413160AD4
19172
15000000
PRN
SOLE
15000000
0
0
Infinera Corp
Note 2.1250% 01-Sep-2024
45667GAC7
13358
12000000
PRN
SOLE
12000000
0
0
Infinera Corp
Note 2.5000% 01-Mar-2027
45667GAE3
6814
5001000
PRN
SOLE
5001000
0
0
Invacare Corp (Exchange)
Note 5.0000% 15-Nov-2024
461203AL5
9660
11500000
PRN
SOLE
11500000
0
0
Invacare Corp
Note 4.2500% 15-Mar-2026
461203AQ4
4675
8500000
PRN
SOLE
8500000
0
0
Kaman Corp
Note 3.2500% 01-May-2024
483548AF0
3454
3357000
PRN
SOLE
3357000
0
0
Liveperson Inc
Note 0.0000% 15-Dec-2026
538146AD3
7757
9750000
PRN
SOLE
9750000
0
0
Lumentum Holdings Inc
Note 0.5000% 15-Dec-2026
55024UAD1
14563
12500000
PRN
SOLE
12500000
0
0
Magnite Inc
Note 0.2500% 15-Mar-2026
55955DAB6
5977
7500000
PRN
SOLE
7500000
0
0
MicroStrategy Inc
Note 0.0000% 15-Feb-2027
594972AE1
1789
2500000
PRN
SOLE
2500000
0
0
Model N Inc
Note 2.6250% 01-Jun-2025
607525AB8
5513
5000000
PRN
SOLE
5000000
0
0
Okta Inc
Note 0.1250% 01-Sep-2025
679295AD7
9138
8500000
PRN
SOLE
8500000
0
0
Omnicell Inc
Note 0.2500% 15-Sep-2025
68213NAD1
7100
5000000
PRN
SOLE
5000000
0
0
1Life Healthcare Inc
Note 3.0000% 15-Jun-2025
68269GAB3
4325
5000000
PRN
SOLE
5000000
0
0
Palo Alto Networks Inc
Note 0.7500% 01-Jul-2023
697435AD7
84728
36170000
PRN
SOLE
36170000
0
0
Paratek Pharmaceuticals Inc
Note 4.7500% 01-May-2024
699374AB0
6912
7707000
PRN
SOLE
7707000
0
0
Patrick Inds Inc
Note 1.0000% 01-Feb-2023
703343AB9
8516
8500000
PRN
SOLE
8500000
0
0
Pegasystems Inc
Note 0.7500% 01-Mar-2025
705573AB9
14156
15000000
PRN
SOLE
15000000
0
0
PetIQ Inc
Note 4.0000% 01-Jun-2026
71639TAB2
1417
1240000
PRN
SOLE
1240000
0
0
Pure Storage Inc
Note 0.1250% 15-Apr-2023
74624MAB8
3495
2500000
PRN
SOLE
2500000
0
0
Splunk Inc (2023)
Note 0.5000% 15-Sep-2023
848637AC8
19051
16629000
PRN
SOLE
16629000
0
0
Tabula Rasa Healthcare
Note 1.7500% 15-Feb-2026
873379AA9
8566
11450000
PRN
SOLE
11450000
0
0
RealReal Inc
Note 3.0000% 15-Jun-2025
88339PAB7
4703
5500000
PRN
SOLE
5500000
0
0
II-VI Inc
Note 0.2500% 01-Sep-2022
902104AB4
18840
12199000
PRN
SOLE
12199000
0
0
Wayfair Inc
Note 0.6250% 01-Oct-2025
94419LAM3
9848
12000000
PRN
SOLE
12000000
0
0
Western Digital Corp
Note 1.5000% 01-Feb-2024
958102AP0
9356
9695000
PRN
SOLE
9695000
0
0
Workday Inc
Note 0.2500% 01-Oct-2022
98138HAF8
33083
20250000
PRN
SOLE
20250000
0
0
Workiva Inc
Note 1.1250% 15-Aug-2026
98139AAB1
20211
12500000
PRN
SOLE
12500000
0
0
D and Z Media Acquisition Corp
Equity
23305Q106
346
35322
SH
SOLE
35322
0
0
Khosla Ventures Acq Co III
EQUITY
482506102
586
60000
SH
SOLE
60000
0
0
LCID Equity
EQUITY
549498103
5906
232500
SH
SOLE
232500
0
0
PRTK Equity
EQUITY
699374302
3
986
SH
SOLE
986
0
0
RMBL Equity
EQUITY
781386305
10901
318662
SH
SOLE
318662
0
0
Sportstek Acquisition Corp
EQUITY
849196100
98
10000
SH
SOLE
10000
0
0
AAQC Equity
EQUITY
00439D102
976
100000
SH
SOLE
100000
0
0
AKTS Equity
EQUITY
00973N102
7963
1225000
SH
SOLE
1225000
0
0
Arrowroot Acquisition Corp
EQUITY
04282M102
488
50000
SH
SOLE
50000
0
0
Artemis Strategic Investment Cor
EQUITY
04303A202
507
50000
SH
SOLE
50000
0
0
Astrea Acq Corp
EQUITY
04637C106
98
10000
SH
SOLE
10000
0
0
BOA Acquisition Corp
EQUITY
05601A109
101
10208
SH
SOLE
10208
0
0
B Riley Principal 250 Merger
EQUITY
05602L104
98
10000
SH
SOLE
10000
0
0
CIIG Capital Partners
EQUITY
12561U208
176
17522
SH
SOLE
17522
0
0
Crucible Acquisition Corp
EQUITY
22877P108
245
25000
SH
SOLE
25000
0
0
Fluidigm Corporation
EQUITY
34385P108
718
200000
SH
SOLE
200000
0
0
GXII Equity
EQUITY
36260F105
244
25000
SH
SOLE
25000
0
0
GLHA Equity
EQUITY
37714P103
488
50000
SH
SOLE
50000
0
0
Industrial Tech Acquisitions Corp
EQUITY
45635R207
753
75000
SH
SOLE
75000
0
0
KL Acq Corp
EQUITY
49837C109
245
25000
SH
SOLE
25000
0
0
M3-Brigade Acquisition III C
EQUITY
55407R202
251
25000
SH
SOLE
25000
0
0
Magnachip Semiconductor
EQUITY
55933J203
3128
185000
SH
SOLE
185000
0
0
Mason Industrial Acq Corp
EQUITY
57520Y106
244
25000
SH
SOLE
25000
0
0
Newbury Street Acquisition Corp
EQUITY
65101L104
98
10000
SH
SOLE
10000
0
0
Osiris Acquisition Corp
EQUITY
68829A103
97
10000
SH
SOLE
10000
0
0
Property Solutions Acq Corp II
EQUITY
74350A108
98
10000
SH
SOLE
10000
0
0
Senior Connect Acq
EQUITY
81723H108
246
25000
SH
SOLE
25000
0
0
SREV Equity
EQUITY
81763U100
1642
1262854
SH
SOLE
1262854
0
0
TWLV Equity
EQUITY
90118T106
98
10000
SH
SOLE
10000
0
0
Viscogliosi Brothers Acq Corp
EQUITY
92838K209
149
15000
SH
SOLE
15000
0
0
Accelerate Acquisition Corp
WARRANT
00439D110
10
25000
SH
SOLE
25000
0
0
GX Acquisition Corp II 11.50 Wrts
WARRANT
36260F113
2
8200
SH
SOLE
8200
0
0
Accuray Inc (Exchange)
Note 3.7500% 01-Jun-2026
004397AJ4
10219
10596000
PRN
SOLE
10596000
0
0
Avadel Fin Cay Ltd/Avadel Pharm (Exchange Offer)
Note 4.5000% 02-Oct-2023
05337YAC2
5250
5300000
PRN
SOLE
5300000
0
0
fuboTV Inc
Note 3.2500% 15-Feb-2026
35953DAA2
11025
16800000
PRN
SOLE
16800000
0
0
Groupon Inc
Note 1.1250% 15-Mar-2026
399473AE7
5029
6500000
PRN
SOLE
6500000
0
0
Impinj Inc
Note 1.1250% 15-May-2027
453204AC3
9785
10500000
PRN
SOLE
10500000
0
0
Ivanhoe Mines Ltd
Note 2.5000% 15-Apr-2026
46579RAA2
8650
6025000
PRN
SOLE
6025000
0
0
Nova Measuring Instruments Ltd
Note 0.0000% 15-Oct-2025
66980MAB2
11616
7500000
PRN
SOLE
7500000
0
0
Progenity Inc
Note 7.2500% 01-Dec-2025
74319FAA5
1625
2500000
PRN
SOLE
2500000
0
0
Snap Inc
Note 0.1250% 01-Mar-2028
83304AAG1
1488
1500000
PRN
SOLE
1500000
0
0
Vroom Inc
Note 0.7500% 01-Jul-2026
92918VAA7
6528
14250000
PRN
SOLE
14250000
0
0
Scorpio Tankers Inc (Exchange)
Note 3.0000% 15-May-2025
80918TAD1
18414
17209000
PRN
SOLE
17209000
0
0
LCID Jan 19 2024 25 Put
OPTION
549498103
409
16100
SH
SOLE
16100
0
0
LCID Jan 19 2024 37 Put
OPTION
549498103
2540
100000
SH
SOLE
100000
0
0
LCID Jan 19 2024 40 Put
OPTION
549498103
450
17700
SH
SOLE
17700
0
0
SPY Jan 19 2024 50 Put
OPTION
549498103
312
12300
SH
SOLE
12300
0
0
SPY Jul 15 2022 425 Put
OPTION
78462F103
22582
50000
SH
SOLE
50000
0
0
SPY Jul 15 2022 450 Put
OPTION
78462F103
31615
70000
SH
SOLE
70000
0
0
Sep 16 2022 450 Put
OPTION
78462F103
40648
90000
SH
SOLE
90000
0
0
One Equity Partners Open Wat
EQUITY
68237L105
40
4060
SH
SOLE
4060
0
0
TBCP Equity
EQUITY
88605T100
98
10000
SH
SOLE
10000
0
0