0001398344-20-003236.txt : 20200213 0001398344-20-003236.hdr.sgml : 20200213 20200213105533 ACCESSION NUMBER: 0001398344-20-003236 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200213 DATE AS OF CHANGE: 20200213 EFFECTIVENESS DATE: 20200213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SILVERBACK ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001278960 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10791 FILM NUMBER: 20607736 BUSINESS ADDRESS: STREET 1: 1414 RALEIGH ROAD STREET 2: SUITE 250 CITY: CHAPEL HILL STATE: NC ZIP: 27517 BUSINESS PHONE: 919-969-9300 MAIL ADDRESS: STREET 1: 1414 RALEIGH ROAD STREET 2: SUITE 250 CITY: CHAPEL HILL STATE: NC ZIP: 27517 FORMER COMPANY: FORMER CONFORMED NAME: SILVERBACK ASET MANAGEMENT LLC DATE OF NAME CHANGE: 20040206 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001278960 XXXXXXXX 12-31-2019 12-31-2019 false SILVERBACK ASSET MANAGEMENT LLC

1414 RALEIGH ROAD SUITE 250 CHAPEL HILL NC 27517

13F HOLDINGS REPORT 028-10791 N Elliot Bossen 919-969-9300 /s/ Elliot Bossen Chapel Hill NC 02-12-2020 0 48 673485 INFORMATION TABLE 2 fp0049319_13fhr-table.xml 13F INFORMATION TABLE ATLAS AIR WORLDWIDE HLDGS IN NOTE 1.875% 6/0 049164BJ4 8028 9500000 PRN SOLE 9500000 0 0 CHESAPEAKE ENERGY CORP NOTE 5.500% 9/1 165167CY1 5821 11700000 PRN SOLE 11700000 0 0 CLEVELAND CLIFFS INC DBCV 1.500% 1/1 185899AA9 4863 4057000 PRN SOLE 4057000 0 0 DISH NETWORK CORP NOTE 2.375% 3/1 25470MAD1 2784 3039000 PRN SOLE 3039000 0 0 DYCOM INDS INC NOTE 0.750% 9/1 267475AB7 17280 17792000 PRN SOLE 17792000 0 0 ENCORE CAP GROUP INC NOTE 3.250% 3/1 292554AK8 6996 6750000 PRN SOLE 6750000 0 0 ENDOLOGIX INC NOTE 3.250%11/0 29266SAB2 3760 4000000 PRN SOLE 4000000 0 0 ENSCO JERSEY FIN LTD NOTE 3.000% 1/3 29359WAB1 9686 13500000 PRN SOLE 13500000 0 0 FLEXION THERAPEUTICS INC NOTE 3.375% 5/0 33938JAB2 26750 25000000 PRN SOLE 25000000 0 0 GOLAR LNG LTD NOTE 2.750% 2/1 38046YAB7 26179 29250000 PRN SOLE 29250000 0 0 HARMONIC INC NOTE 4.000%12/0 413160AB8 17214 11750000 PRN SOLE 11750000 0 0 ISTAR INC NOTE 3.125% 9/1 45031UCB5 12952 11500000 PRN SOLE 11500000 0 0 INFINERA CORPORATION NOTE 2.125% 9/0 45667GAC7 37134 35073000 PRN SOLE 35073000 0 0 INTELSAT S A NOTE 4.500% 6/1 45790VAB6 3661 5590000 PRN SOLE 5590000 0 0 INVACARE CORP NOTE 5.000% 2/1 461203AF8 11520 12000000 PRN SOLE 12000000 0 0 MAGNACHIP SEMICONDUCTOR SA NOTE 5.000% 3/0 55932XAB0 12389 8225000 PRN SOLE 8225000 0 0 OSI SYSTEMS INC NOTE 1.250% 9/0 671044AD7 29921 27325000 PRN SOLE 27325000 0 0 OMEROS CORP NOTE 6.250%11/1 682143AE2 10467 10875000 PRN SOLE 10875000 0 0 PATRICK INDS INC DBCV 1.000% 2/0 703343AB9 12965 13435000 PRN SOLE 13435000 0 0 PLUG POWER INC NOTE 5.500% 3/1 72919PAB9 25606 17000000 PRN SOLE 17000000 0 0 SCORPIO TANKERS INC NOTE 3.000% 5/1 80918TAB5 32595 26527000 PRN SOLE 26527000 0 0 TTM TECHNOLOGIES INC NOTE 1.750%12/1 87305RAD1 20605 13000000 PRN SOLE 13000000 0 0 TEAM INC NOTE 5.000% 8/0 878155AE0 10500 10000000 PRN SOLE 10000000 0 0 TEEKAY CORPORATION NOTE 5.000% 1/1 87900YAE3 9254 10516000 PRN SOLE 10516000 0 0 TELIGENT INC NEW NOTE 4.750% 5/0 87960WAA2 3548 8157000 PRN SOLE 8157000 0 0 VIAVI SOLUTIONS INC NOTE 1.000% 3/0 925550AB1 19463 15000000 PRN SOLE 15000000 0 0 WORKDAY INC NOTE 0.250%10/0 98138HAF8 33903 26500000 PRN SOLE 26500000 0 0 MEDICINES CO COM 584688105 16988 200000 SH Call SOLE 200000 0 0 MEDICINES CO COM 584688105 16988 200000 SH Call SOLE 200000 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 106305 500000 SH Put SOLE 500000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 80465 250000 SH Call SOLE 250000 0 0 DYCOM INDS INC COM 267475101 943 20000 SH SOLE 20000 0 0 INVACARE CORP COM 461203101 541 60000 SH SOLE 60000 0 0 KINDRED BIOSCIENCES INC COM 494577109 4585 540678 SH SOLE 540678 0 0 RUMBLEON INC COM CL B 781386206 1769 2141671 SH SOLE 2141671 0 0 SELECT INTERIOR CONCEPTS INC CL A 816120307 449 50000 SH SOLE 50000 0 0 UNIVERSAL TECHNICAL INST INC COM 913915104 386 50000 SH SOLE 50000 0 0 ADESTO TECHNOLOGIES CORP COM 00687D101 848 99800 SH SOLE 99800 0 0 AKOUSTIS TECHNOLOGIES INC COM 00973N102 8825 1103156 SH SOLE 1103156 0 0 B RILEY PRINCIPAL MERGER COR CL A 05586Y106 3754 375000 SH SOLE 375000 0 0 CONTURA ENERGY INC COM 21241B100 2381 263107 SH SOLE 263107 0 0 FLUIDIGM CORP DEL COM 34385P108 552 158698 SH SOLE 158698 0 0 MAGNACHIP SEMICONDUCTOR CORP COM 55933J203 6379 549459 SH SOLE 549459 0 0 SENSEONICS HLDGS INC COM 81727U105 2503 2732086 SH SOLE 2732086 0 0 SERVICESOURCE INTL INC COM 81763U100 2505 1500000 SH SOLE 1500000 0 0 TELIGENT INC NEW COM 87960W104 297 697753 SH SOLE 697753 0 0 B RILEY PRINCIPAL MERGER COR *W EXP 04/08/202 05586Y114 113 137500 SH SOLE 137500 0 0 GORDON POINTE ACQUISITION CO *W EXP 07/30/202 382788115 63 175000 SH SOLE 175000 0 0