0001398344-19-020337.txt : 20191114
0001398344-19-020337.hdr.sgml : 20191114
20191114155234
ACCESSION NUMBER: 0001398344-19-020337
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191114
DATE AS OF CHANGE: 20191114
EFFECTIVENESS DATE: 20191114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SILVERBACK ASSET MANAGEMENT LLC
CENTRAL INDEX KEY: 0001278960
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10791
FILM NUMBER: 191219722
BUSINESS ADDRESS:
STREET 1: 1414 RALEIGH ROAD
STREET 2: SUITE 250
CITY: CHAPEL HILL
STATE: NC
ZIP: 27517
BUSINESS PHONE: 919-969-9300
MAIL ADDRESS:
STREET 1: 1414 RALEIGH ROAD
STREET 2: SUITE 250
CITY: CHAPEL HILL
STATE: NC
ZIP: 27517
FORMER COMPANY:
FORMER CONFORMED NAME: SILVERBACK ASET MANAGEMENT LLC
DATE OF NAME CHANGE: 20040206
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001278960
XXXXXXXX
09-30-2019
09-30-2019
false
SILVERBACK ASSET MANAGEMENT LLC
1414 RALEIGH ROAD
SUITE 250
CHAPEL HILL
NC
27517
13F HOLDINGS REPORT
028-10791
N
Elliot Bossen
Managing Member
919-969-9300
/s/ Elliot Bossen
Chapel Hill
NC
11-14-2019
0
49
653440
INFORMATION TABLE
2
fp0046777_13fhr-table.xml
13F INFORMATION TABLE
CHESAPEAKE ENERGY CORP
NOTE 5.500% 9/1
165167CY1
2808
4700000
PRN
SOLE
4700000
0
0
CLEVELAND CLIFFS INC
DBCV 1.500% 1/1
185899AA9
4706
4317000
PRN
SOLE
4317000
0
0
DISH NETWORK CORP
NOTE 3.375% 8/1
25470MAB5
5520
6000000
PRN
SOLE
6000000
0
0
DISH NETWORK CORP
NOTE 2.375% 3/1
25470MAD1
11880
13500000
PRN
SOLE
13500000
0
0
DYCOM INDS INC
NOTE 0.750% 9/1
267475AB7
18144
18999000
PRN
SOLE
18999000
0
0
ENCORE CAP GROUP INC
NOTE 3.250% 3/1
292554AK8
6344
6250000
PRN
SOLE
6250000
0
0
ENDOLOGIX INC
NOTE 3.250%11/0
29266SAB2
3835
4000000
PRN
SOLE
4000000
0
0
ENSCO JERSEY FIN LTD
NOTE 3.000% 1/3
29359WAB1
9825
15000000
PRN
SOLE
15000000
0
0
FLEXION THERAPEUTICS INC
NOTE 3.375% 5/0
33938JAB2
21238
23500000
PRN
SOLE
23500000
0
0
GOLAR LNG LTD
NOTE 2.750% 2/1
38046YAB7
25594
29250000
PRN
SOLE
29250000
0
0
HARMONIC INC
NOTE 4.000%12/0
413160AB8
15275
11750000
PRN
SOLE
11750000
0
0
ISTAR INC
NOTE 3.125% 9/1
45031UCB5
14858
14000000
PRN
SOLE
14000000
0
0
INFINERA CORPORATION
NOTE 2.125% 9/0
45667GAC7
32047
36573000
PRN
SOLE
36573000
0
0
INPHI CORP
NOTE 0.750% 9/0
45772FAC1
9536
7675000
PRN
SOLE
7675000
0
0
INVACARE CORP
NOTE 5.000% 2/1
461203AF8
10230
11000000
PRN
SOLE
11000000
0
0
ISIS PHARMACEUTICALS INC DEL
NOTE 1.000%11/1
464337AJ3
26278
23000000
PRN
SOLE
23000000
0
0
MAGNACHIP SEMICONDUCTOR SA
NOTE 5.000% 3/0
55932XAB0
11309
8225000
PRN
SOLE
8225000
0
0
NRG ENERGY INC
DBCV 2.750% 6/0
629377CG5
22511
20010000
PRN
SOLE
20010000
0
0
OSI SYSTEMS INC
NOTE 1.250% 9/0
671044AD7
30570
27325000
PRN
SOLE
27325000
0
0
ON SEMICONDUCTOR CORP
NOTE 1.000%12/0
682189AK1
9811
8341000
PRN
SOLE
8341000
0
0
PATRICK INDS INC
DBCV 1.000% 2/0
703343AB9
15392
16914000
PRN
SOLE
16914000
0
0
PLUG POWER INC
NOTE 5.500% 3/1
72919PAB9
20868
17000000
PRN
SOLE
17000000
0
0
SCORPIO TANKERS INC
NOTE 3.000% 5/1
80918TAB5
30701
28760000
PRN
SOLE
28760000
0
0
TTM TECHNOLOGIES INC
NOTE 1.750%12/1
87305RAD1
22610
17000000
PRN
SOLE
17000000
0
0
TEAM INC
NOTE 5.000% 8/0
878155AE0
21613
19559000
PRN
SOLE
19559000
0
0
TEEKAY CORPORATION
NOTE 5.000% 1/1
87900YAE3
7833
9611000
PRN
SOLE
9611000
0
0
TELIGENT INC NEW
NOTE 4.750% 5/0
87960WAA2
7135
13590000
PRN
SOLE
13590000
0
0
VERASTEM INC
NOTE 5.000%11/0
92337CAA2
4493
9768000
PRN
SOLE
9768000
0
0
VIAVI SOLUTIONS INC
NOTE 1.000% 3/0
925550AB1
20889
17000000
PRN
SOLE
17000000
0
0
WORKDAY INC
NOTE 0.250%10/0
98138HAF8
18977
14500000
PRN
SOLE
14500000
0
0
PACCAR INC
COM
693718108
4564
60000
SH
Put
SOLE
60000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
60666
200000
SH
Call
SOLE
200000
0
0
INVACARE CORP
COM
461203101
1223
163100
SH
SOLE
163100
0
0
KINDRED BIOSCIENCES INC
COM
494577109
3704
540678
SH
SOLE
540678
0
0
MEDICINES CO
COM
584688105
9125
182500
SH
SOLE
182500
0
0
RUMBLEON INC
CL B
781386206
804
278210
SH
SOLE
278210
0
0
AKOUSTIS TECHNOLOGIES INC
COM
00973N102
3572
460862
SH
SOLE
460862
0
0
ALTA MESA RES INC
CL A
02133L109
84
1400000
SH
SOLE
1400000
0
0
AMYRIS INC
COM NEW
03236M200
10997
2310258
SH
SOLE
2310258
0
0
B RILEY PRINCIPAL MERGER COR
UNIT 99/99/9999
05586Y205
2778
275000
SH
SOLE
275000
0
0
CELSIUS HOLDINGS INC
COM NEW
15118V207
261
75000
SH
SOLE
75000
0
0
CONTURA ENERGY INC
COM
21241B100
8452
302289
SH
SOLE
302289
0
0
MAGNACHIP SEMICONDUCTOR CORP
COM
55933J203
4435
437347
SH
SOLE
437347
0
0
NII HLDGS INC
COM PAR
62913F508
1743
889369
SH
SOLE
889369
0
0
SANOFI
RIGHT 12/31/2020
80105N113
442
788011
SH
SOLE
788011
0
0
SENSEONICS HLDGS INC
COM
81727U105
2663
2692286
SH
SOLE
2692286
0
0
SERVICESOURCE INTL INC
COM
81763U100
1970
2195708
SH
SOLE
2195708
0
0
TRINITY MERGER CORP
COM CL A
89653L106
3132
300000
SH
SOLE
300000
0
0
GORDON POINTE ACQUISITION CO
*W EXP 07/30/202
382788115
70000
175000
SH
SOLE
70000
0
0