0001398344-17-012076.txt : 20170918 0001398344-17-012076.hdr.sgml : 20170918 20170918124440 ACCESSION NUMBER: 0001398344-17-012076 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170918 DATE AS OF CHANGE: 20170918 EFFECTIVENESS DATE: 20170918 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SILVERBACK ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001278960 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-10791 FILM NUMBER: 171089491 BUSINESS ADDRESS: STREET 1: 1414 RALEIGH ROAD STREET 2: SUITE 250 CITY: CHAPEL HILL STATE: NC ZIP: 27517 BUSINESS PHONE: 919-969-9300 MAIL ADDRESS: STREET 1: 1414 RALEIGH ROAD STREET 2: SUITE 250 CITY: CHAPEL HILL STATE: NC ZIP: 27517 FORMER COMPANY: FORMER CONFORMED NAME: SILVERBACK ASET MANAGEMENT LLC DATE OF NAME CHANGE: 20040206 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001278960 XXXXXXXX 06-30-2017 06-30-2017 true 1 RESTATEMENT false SILVERBACK ASSET MANAGEMENT LLC

1414 Raleigh Road Suite 250 Chapel Hill NC 27517

13F HOLDINGS REPORT 028-10791 N Elliot Bossen 919-969-9300 /s/ Elliot Bossen Chapel Hill NC 09-18-2017 0 27 264412 INFORMATION TABLE 2 fp0028101_13fhr-table.xml 13F INFORMATION TABLE AVID TECHNOLOGY INC NOTE 2.000% 6/1 05367PAB6 11843 15950000 PRN SOLE 15950000 0 0 COMSTOCK RES INC NOTE 7.750% 4/0 205768AM6 2986 3827578 PRN SOLE 3827578 0 0 CORNERSTONE ONDEMAND INC NOTE 1.500% 7/0 21925YAB9 15616 15500000 PRN SOLE 15500000 0 0 ENCORE CAP GROUP INC NOTE 3.000% 7/0 292554AF9 6490 6040000 PRN SOLE 6040000 0 0 ENCORE CAP GROUP INC NOTE 2.875% 3/1 292554AH5 11776 12396000 PRN SOLE 12396000 0 0 FINISAR CORP NOTE 0.500%12/1 31787AAM3 4470 4000000 PRN SOLE 4000000 0 0 FLUIDIGM CORP DEL NOTE 2.750% 2/0 34385PAA6 7403 11940000 PRN SOLE 11940000 0 0 GENERAL CABLE CORP DEL NEW FRNT 4.500%11/1 369300AL2 14703 19300000 PRN SOLE 19300000 0 0 HARMONIC INC NOTE 4.000%12/0 413160AB8 17910 15625000 PRN SOLE 15625000 0 0 HORIZON PHARMA INVT LTD NOTE 2.500% 3/1 44052TAB7 7349 8500000 PRN SOLE 8500000 0 0 INFINERA CORPORATION DBCV 1.750% 6/0 45667GAB9 9890 9157000 PRN SOLE 9157000 0 0 JDS UNIPHASE CORP DBCV 0.625% 8/1 46612JAF8 9393 8500000 PRN SOLE 8500000 0 0 JAZZ US HLDGS INC NOTE 8.000%12/3 47216EAA8 16733 6908000 PRN SOLE 6908000 0 0 MICRON TECHNOLOGY INC NOTE 2.375% 5/0 595112AW3 21569 6913000 PRN SOLE 6913000 0 0 OREXIGEN THERAPEUTICS INC NOTE 2.750%12/0 686164AC8 2280 4800000 PRN SOLE 4800000 0 0 PALO ALTO NETWORKS INC NOTE 7/0 697435AB1 9854 7500000 PRN SOLE 7500000 0 0 PANDORA MEDIA INC NOTE 1.750%12/0 698354AB3 4275 4500000 PRN SOLE 4500000 0 0 SALESFORCE COM INC NOTE 0.250% 4/0 79466LAD6 14845 11193000 PRN SOLE 11193000 0 0 SERVICENOW INC NOTE 11/0 81762PAB8 9528 6500000 PRN SOLE 6500000 0 0 STARWOOD PPTY TR INC NOTE 3.750%10/1 85571BAC9 21116 21000000 PRN SOLE 21000000 0 0 VECTOR GROUP LTD NOTE 1.750% 4/1 92240MBC1 17280 15000000 PRN SOLE 15000000 0 0 WORKDAY INC NOTE 0.750% 7/1 98138HAC5 6180 5000000 PRN SOLE 5000000 0 0 BECTON DICKINSON & CO PFD SHS CONV A 075887208 12301 225000 SH SOLE 225000 0 0 CSW INDUSTRIALS INC COM 126402106 1577 40806 SH SOLE 40806 0 0 MAGNACHIP SEMICONDUCTOR CORP COM 55933J203 3072 313461 SH SOLE 313461 0 0 SANOFI RIGHT 12/31/2020 80105N113 171 450000 SH SOLE 450000 0 0 SERVICESOURCE INTL INC COM 81763U100 3805 980598 SH SOLE 980598 0 0