0001398344-16-020641.txt : 20161114
0001398344-16-020641.hdr.sgml : 20161111
20161114093804
ACCESSION NUMBER: 0001398344-16-020641
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161114
DATE AS OF CHANGE: 20161114
EFFECTIVENESS DATE: 20161114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SILVERBACK ASSET MANAGEMENT LLC
CENTRAL INDEX KEY: 0001278960
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10791
FILM NUMBER: 161991297
BUSINESS ADDRESS:
STREET 1: 1414 RALEIGH ROAD
STREET 2: SUITE 250
CITY: CHAPEL HILL
STATE: NC
ZIP: 27517
BUSINESS PHONE: 919-969-9300
MAIL ADDRESS:
STREET 1: 1414 RALEIGH ROAD
STREET 2: SUITE 250
CITY: CHAPEL HILL
STATE: NC
ZIP: 27517
FORMER COMPANY:
FORMER CONFORMED NAME: SILVERBACK ASET MANAGEMENT LLC
DATE OF NAME CHANGE: 20040206
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001278960
XXXXXXXX
09-30-2016
09-30-2016
false
SILVERBACK ASSET MANAGEMENT LLC
1414 Raleigh Road
Suite 250
Chapel Hill
NC
27517
13F HOLDINGS REPORT
028-10791
N
Elliot Bossen
Managing Member
919-969-9300
/s/ Elliot Bossen
Chapel Hill
NC
11-14-2016
0
44
330868
INFORMATION TABLE
2
fp0022136_13fhr-table.xml
13F INFORMATION TABLE
ADVANCED MICRO DEVICES INC
NOTE 2.125% 9/0
007903BD8
8170
7500000
PRN
SOLE
7500000
0
0
AMYRIS INC
NOTE 6.500% 5/1
03236MAC5
640
2000000
PRN
SOLE
2000000
0
0
AMYRIS INC
DBCV 9.500% 4/1
03236MAD3
798
1450000
PRN
SOLE
1450000
0
0
APOLLO COML REAL EST FIN INC
NOTE 5.500% 3/1
03762UAA3
7426
7175000
PRN
SOLE
7175000
0
0
AVID TECHNOLOGY INC
NOTE 2.000% 6/1
05367PAB6
11112
13750000
PRN
SOLE
13750000
0
0
BLUCORA INC
NOTE 4.250% 4/0
095229AB6
9654
10069000
PRN
SOLE
10069000
0
0
COBALT INTL ENERGY INC
NOTE 2.625%12/0
19075FAA4
767
1500000
PRN
SOLE
1500000
0
0
DEPOMED INC
NOTE 2.500% 9/0
249908AA2
21413
15000000
PRN
SOLE
15000000
0
0
ENCORE CAP GROUP INC
NOTE 3.000% 7/0
292554AF9
8154
9742000
PRN
SOLE
9742000
0
0
ENCORE CAP GROUP INC
NOTE 2.875% 3/1
292554AH5
12247
15880000
PRN
SOLE
15880000
0
0
ENERNOC INC
DBCV 2.250% 8/1
292764AB3
3682
5009000
PRN
SOLE
5009000
0
0
FINISAR CORP
NOTE 0.500%12/1
31787AAM3
2351
2000000
PRN
SOLE
2000000
0
0
FLUIDIGM CORP DEL
NOTE 2.750% 2/0
34385PAA6
14613
23712000
PRN
SOLE
23712000
0
0
GENERAL CABLE CORP DEL NEW
FRNT 4.500%11/1
369300AL2
21206
31300000
PRN
SOLE
31300000
0
0
HOLOGIC INC
FRNT 12/1
436440AG6
18516
15000000
PRN
SOLE
15000000
0
0
HORNBECK OFFSHORE SVCS INC N
NOTE 1.500% 9/0
440543AN6
10653
18250000
PRN
SOLE
18250000
0
0
IGI LABORATORIES INC
NOTE 3.750%12/1
449575AB5
3855
4000000
PRN
SOLE
4000000
0
0
ISTAR INC
NOTE 3.000%11/1
45031UBR1
4022
4000000
PRN
SOLE
4000000
0
0
INFINERA CORPORATION
DBCV 1.750% 6/0
45667GAB9
7510
7157000
PRN
SOLE
7157000
0
0
INTERCEPT PHARMACEUTICALS IN
NOTE 3.250% 7/0
45845PAA6
12951
11570000
PRN
SOLE
11570000
0
0
JAZZ US HLDGS INC
NOTE 8.000%12/3
47216EAA8
12609
7844000
PRN
SOLE
7844000
0
0
KEYW HLDG CORP
NOTE 2.500% 7/1
493723AA8
5850
6000000
PRN
SOLE
6000000
0
0
MENTOR GRAPHICS CORP
SDCV 4.000% 4/0
587200AK2
16438
12267000
PRN
SOLE
12267000
0
0
MICRON TECHNOLOGY INC
NOTE 2.375% 5/0
595112AW3
6646
3500000
PRN
SOLE
3500000
0
0
OREXIGEN THERAPEUTICS INC
NOTE 2.750%12/0
686164AB0
3300
12000000
PRN
SOLE
12000000
0
0
PDC ENERGY INC
NOTE 1.125% 9/1
69327RAD3
5153
4800000
PRN
SOLE
4800000
0
0
SPECTRANETICS CORP
MTNF 2.625% 6/0
84760CAA5
17055
16099000
PRN
SOLE
16099000
0
0
STARWOOD PPTY TR INC
NOTE 3.750%10/1
85571BAC9
6695
6500000
PRN
SOLE
6500000
0
0
TTM TECHNOLOGIES INC
NOTE 1.750%12/1
87305RAD1
15840
12000000
PRN
SOLE
12000000
0
0
TITAN MACHY INC
NOTE 3.750% 5/0
88830RAB7
5781
6569000
PRN
SOLE
6569000
0
0
VECTOR GROUP LTD
NOTE 1.750% 4/1
92240MBC1
16188
14200000
PRN
SOLE
14200000
0
0
VIOLIN MEMORY INC
NOTE 4.250%10/0
92763AAB7
3920
12250000
PRN
SOLE
12250000
0
0
WEBMD HEALTH CORP
NOTE 2.500% 1/3
94770VAF9
9366
9000000
PRN
SOLE
9000000
0
0
YAHOO INC
NOTE 12/0
984332AF3
11281
11000000
PRN
SOLE
11000000
0
0
MENTOR GRAPHICS CORP
COM
587200106
1740
66300
SH
Call
SOLE
66300
0
0
CSW INDUSTRIALS INC
COM
126402106
1151
35522
SH
SOLE
35522
0
0
KEYW HLDG CORP
COM
493723100
890
80750
SH
SOLE
80750
0
0
AMYRIS INC
COM
03236M101
246
423659
SH
SOLE
423659
0
0
FINISAR CORP
COM NEW
31787A507
897
30100
SH
SOLE
30100
0
0
FUELCELL ENERGY INC
COM NEW
35952H502
413
76263
SH
SOLE
76263
0
0
ISTAR INC
COM
45031U101
1707
159100
SH
SOLE
159100
0
0
MEDICAL TRANSCRIPTION BLG CO
COM
58464J105
70
74481
SH
SOLE
74481
0
0
SERVICESOURCE INTL INC
COM
81763U100
6501
1332123
SH
SOLE
1332123
0
0
TOPBUILD CORP
COM
89055F103
1394
42000
SH
SOLE
42000
0
0