Managing Member

0001398344-14-002725.txt : 20140513 0001398344-14-002725.hdr.sgml : 20140513 20140513113352 ACCESSION NUMBER: 0001398344-14-002725 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140513 DATE AS OF CHANGE: 20140513 EFFECTIVENESS DATE: 20140513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SILVERBACK ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001278960 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10791 FILM NUMBER: 14835980 BUSINESS ADDRESS: STREET 1: 1414 RALEIGH ROAD STREET 2: SUITE 250 CITY: CHAPEL HILL STATE: NC ZIP: 27517 BUSINESS PHONE: 919-969-9300 MAIL ADDRESS: STREET 1: 1414 RALEIGH ROAD STREET 2: SUITE 250 CITY: CHAPEL HILL STATE: NC ZIP: 27517 FORMER COMPANY: FORMER CONFORMED NAME: SILVERBACK ASET MANAGEMENT LLC DATE OF NAME CHANGE: 20040206 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001278960 XXXXXXXX 03-31-2014 03-31-2014 false SILVERBACK ASSET MANAGEMENT LLC

1414 Raleigh Road Suite 250 Chapel Hill NC 27517

13F HOLDINGS REPORT 028-10791 N Elliot Bossen Managing Member 919-969-9300 /s/ Elliot Bossen Chapel Hill NC 04-23-2014 0 61 1424030 INFORMATION TABLE 2 fp0010213_13fhr-table.xml 13F INFORMATION TABLE AK STL CORP NOTE 5.000%11/1 001546AP5 13272 8700000 PRN SOLE 8700000 0 0 AMAG PHARMACEUTICALS INC NOTE 2.500% 2/1 00163UAA4 12472 12250000 PRN SOLE 12250000 0 0 ALPHA NATURAL RESOURCES INC NOTE 3.750%12/1 02076XAE2 4240 5000000 PRN SOLE 5000000 0 0 AMERICAN RLTY CAP PPTYS INC NOTE 3.000% 8/0 02917TAA2 25470 24000000 PRN SOLE 24000000 0 0 APOLLO COML REAL EST FIN INC NOTE 5.500% 3/1 03762UAA3 5100 5000000 PRN SOLE 5000000 0 0 BPZ RESOURCES INC NOTE 8.500%10/0 055639AC2 14616 12600000 PRN SOLE 12600000 0 0 BLACKSTONE MTG TR INC NOTE 5.250%12/0 09257WAA8 12981 11700000 PRN SOLE 11700000 0 0 CASTLE A M & CO NOTE 7.000%12/1 148411AF8 12910 8000000 PRN SOLE 8000000 0 0 CEMEX SAB DE CV NOTE 3.250% 3/1 151290BB8 34731 25250000 PRN SOLE 25250000 0 0 DFC GLOBAL CORP NOTE 3.250% 4/1 23324TAB3 1280 1500000 PRN SOLE 1500000 0 0 DOLLAR FINL CORP NOTE 3.000% 4/0 256664AC7 7905 8500000 PRN SOLE 8500000 0 0 ENDO HEALTH SOLUTIONS INC NOTE 1.750% 4/1 29264FAB2 114722 48740000 PRN SOLE 48740000 0 0 EXELIXIS INC NOTE 4.250% 8/1 30161QAC8 3148 3550000 PRN SOLE 3550000 0 0 FLUIDIGM CORP DEL NOTE 2.750% 2/0 34385PAA6 5697 5000000 PRN SOLE 5000000 0 0 GENCORP INC SDCV 4.062%12/3 368682AN0 40688 20000000 PRN SOLE 20000000 0 0 GROUP 1 AUTOMOTIVE INC FRNT 2.250% 6/1 398905AE9 18433 15250000 PRN SOLE 15250000 0 0 L-3 COMMUNICATIONS CORP DEBT 3.000% 8/0 502413AW7 43372 32542000 PRN SOLE 32542000 0 0 LINEAR TECHNOLOGY CORP NOTE 3.000% 5/0 535678AC0 51705 43313000 PRN SOLE 43313000 0 0 MERRIMACK PHARMACEUTICALS IN NOTE 4.500% 7/1 590328AA8 4095 4000000 PRN SOLE 4000000 0 0 MICRON TECHNOLOGY INC NOTE 2.375% 5/0 595112AW3 128665 51070000 PRN SOLE 51070000 0 0 MOLYCORP INC DEL NOTE 6.000% 9/0 608753AF6 12164 15300000 PRN SOLE 15300000 0 0 NEWPARK RES INC NOTE 4.000%10/0 651718AC2 14322 11124000 PRN SOLE 11124000 0 0 PDL BIOPHARMA INC NOTE 4.000% 2/0 69329YAF1 17596 16600000 PRN SOLE 16600000 0 0 PHH CORP NOTE 4.000% 9/0 693320AN3 15714 14450000 PRN SOLE 14450000 0 0 RF MICRODEVICES INC NOTE 1.000% 4/1 749941AJ9 17192 17022000 PRN SOLE 17022000 0 0 SOLARFUN POWER HOLDINGS CO L NOTE 3.500% 1/1 83415UAB4 5879 6425000 PRN SOLE 6425000 0 0 STARWOOD PPTY TR INC NOTE 4.000% 1/1 85571BAB1 36600 32000000 PRN SOLE 32000000 0 0 STILLWATER MNG CO NOTE 1.750%10/1 86074QAL6 16861 13000000 PRN SOLE 13000000 0 0 TAKE-TWO INTERACTIVE SOFTWAR NOTE 1.750%12/0 874054AC3 10257 7800000 PRN SOLE 7800000 0 0 TESLA MTRS INC NOTE 0.250% 3/0 88160RAB7 15691 17000000 PRN SOLE 17000000 0 0 TESLA MTRS INC NOTE 1.250% 3/0 88160RAC5 9083 10000000 PRN SOLE 10000000 0 0 UNITED STATES STL CORP NEW NOTE 4.000% 5/1 912909AE8 6060 6000000 PRN SOLE 6000000 0 0 VECTOR GROUP LTD FRNT 1/1 92240MAY4 17794 13000000 PRN SOLE 13000000 0 0 VIPSHOP HLDGS LTD NOTE 1.500% 3/1 92763WAA1 10150 10000000 PRN SOLE 10000000 0 0 WESTERN REFNG INC NOTE 5.750% 6/1 959319AC8 40617 10000000 PRN SOLE 10000000 0 0 COBALT INTL ENERGY INC COM 19075F106 6203 338600 SH Call SOLE 338600 0 0 PENNEY J C INC COM 708160106 11551 1340000 SH Call SOLE 1340000 0 0 MANNKIND CORP COM 56400P201 603 150000 SH Call SOLE 150000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 215061 1150000 SH Put SOLE 400000 0 0 STARWOOD PPTY TR INC COM 85571B105 753 31900 SH Call SOLE 31900 0 0 SUNEDISON INC COM 86732Y109 1053 55900 SH Put SOLE 55900 0 0 SAFEWAY INC COM NEW 786514208 1847 50000 SH Call SOLE 50000 0 0 UNITED STATES STL CORP NEW COM 912909108 2761 100000 SH Call SOLE 100000 0 0 ADVAXIS INC COM NEW 007624208 1256 400000 SH SOLE 400000 0 0 BPZ RESOURCES INC COM 055639108 412 129707 SH SOLE 129707 0 0 CARRIAGE SVCS INC COM 143905107 339 18560 SH SOLE 18560 0 0 CUBIST PHARMACEUTICALS INC RIGHT 99/99/9999 229678123 1663 2558079 SH SOLE 2558079 0 0 HOLOGIC INC COM 436440101 3541 164700 SH SOLE 164700 0 0 MOLYCORP INC DEL COM 608753109 1016 216700 SH SOLE 216700 0 0 FUELCELL ENERGY INC COM 35952H106 1507 607745 SH SOLE 607745 0 0 SANOFI RIGHT 12/31/2020 80105N113 491 1582410 SH SOLE 1582410 0 0 SOLAZYME INC COM 83415T101 581 50000 SH SOLE 50000 0 0 VRINGO INC COM 92911N104 1613 464844 SH SOLE 464844 0 0 ADVAXIS INC *W EXP 07/15/201 007624117 277 88350 SH SOLE 88350 0 0 CITIGROUP INC *W EXP 01/04/201 172967226 98338 2065974 SH SOLE 2065974 0 0 CITIGROUP INC *W EXP 10/28/201 172967234 85359 1793300 SH SOLE 1793300 0 0 KINDER MORGAN INC DEL *W EXP 05/25/201 49456B119 76806 2364000 SH SOLE 2364000 0 0 Ciena Corp Note 4.0000% 15-Mar-2015 171779AF8 13784 11000000 PRN SOLE 11000000 0 0 Forest City Enterprises Note 3.6250% 15-Aug-2020 345550AQ0 15600 15000000 PRN SOLE 15000000 0 0 Titan International Note 5.6250% 15-Jan-2017 888305AA7 13653 6835000 PRN SOLE 6835000 0 0 XM Satellite Radio Note 7.0000% 01-Dec-2014 98375YAU0 66479 37400000 PRN SOLE 37400000 0 0