0001209191-11-042426.txt : 20110804 0001209191-11-042426.hdr.sgml : 20110804 20110804104817 ACCESSION NUMBER: 0001209191-11-042426 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110722 FILED AS OF DATE: 20110804 DATE AS OF CHANGE: 20110804 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APOLLO INVESTMENT CORP CENTRAL INDEX KEY: 0001278752 IRS NUMBER: 522439556 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 MAIL ADDRESS: STREET 1: 1301 AVENUE OF THE AMERICAS STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: APOLLO CAPITAL CORP DATE OF NAME CHANGE: 20040204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STEIN ELLIOT JR CENTRAL INDEX KEY: 0001285613 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 814-00646 FILM NUMBER: 111009189 MAIL ADDRESS: STREET 1: C/ COMMONWEALTH CAPITAL PARTNERS STREET 2: 444 MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10022 4/A 1 c20984_4ax0.xml MAIN DOCUMENT DESCRIPTION X0304 4/A 2011-07-22 2011-07-28 0001278752 APOLLO INVESTMENT CORP AINV 0001285613 STEIN ELLIOT JR C/O APOLLO INVESTMENT CORPORATION 9 WEST 57TH STREET NEW YORK NY 10019 1 0 0 0 Common Stock, par value $0.001 per share 2011-07-22 4 S 0 700 10.0370 D 4000 I By George Sztybel and Brita Sztybel JTRWOS, managed by Elliot Stein and Pamela Stein Common Stock, par value $0.001 per share 4600 I Elliot Stein Jr. Defined Benefit Plan Common Stock, par value $0.001 per share 6065 I Elliot H. Stein Irrevocable Trust FBO Elliot H. Stein Jr. U/A DTD 4/18/85 Common Stock, par value $0.001 per share 2600 I By Spouse In the Form 4 for the reporting person filed on July 28, 2011, the 700 shares of AINV sold by the George Sztybel and Brita Sztybel JTRWOS, managed by Elliot Stein and Pamela Stein (the "Trust") were inadvertently aggregated with the number of shares held by the Elliot Stein Jr. Defined Benefit Plan (the "Plan"). This amendment is being filed to restate the number of shares of AINV sold by the Trust on July 28, 2011 and the number of shares of AINV held by the Plan as of the same date. By: /s/ Elliot Stein, Jr. 2011-08-03