0001209191-11-042426.txt : 20110804
0001209191-11-042426.hdr.sgml : 20110804
20110804104817
ACCESSION NUMBER: 0001209191-11-042426
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110722
FILED AS OF DATE: 20110804
DATE AS OF CHANGE: 20110804
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APOLLO INVESTMENT CORP
CENTRAL INDEX KEY: 0001278752
IRS NUMBER: 522439556
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0331
MAIL ADDRESS:
STREET 1: 1301 AVENUE OF THE AMERICAS
STREET 2: 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: APOLLO CAPITAL CORP
DATE OF NAME CHANGE: 20040204
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STEIN ELLIOT JR
CENTRAL INDEX KEY: 0001285613
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00646
FILM NUMBER: 111009189
MAIL ADDRESS:
STREET 1: C/ COMMONWEALTH CAPITAL PARTNERS
STREET 2: 444 MADISON AVE
CITY: NEW YORK
STATE: NY
ZIP: 10022
4/A
1
c20984_4ax0.xml
MAIN DOCUMENT DESCRIPTION
X0304
4/A
2011-07-22
2011-07-28
0001278752
APOLLO INVESTMENT CORP
AINV
0001285613
STEIN ELLIOT JR
C/O APOLLO INVESTMENT CORPORATION
9 WEST 57TH STREET
NEW YORK
NY
10019
1
0
0
0
Common Stock, par value $0.001 per share
2011-07-22
4
S
0
700
10.0370
D
4000
I
By George Sztybel and Brita Sztybel JTRWOS, managed by Elliot Stein and Pamela Stein
Common Stock, par value $0.001 per share
4600
I
Elliot Stein Jr. Defined Benefit Plan
Common Stock, par value $0.001 per share
6065
I
Elliot H. Stein Irrevocable Trust FBO Elliot H. Stein Jr. U/A DTD 4/18/85
Common Stock, par value $0.001 per share
2600
I
By Spouse
In the Form 4 for the reporting person filed on July 28, 2011, the 700 shares of AINV sold by the George Sztybel and Brita Sztybel JTRWOS,
managed by Elliot Stein and Pamela Stein (the "Trust") were inadvertently aggregated with the number of shares held
by the Elliot Stein Jr. Defined Benefit Plan (the "Plan"). This amendment is being filed to restate the number of shares
of AINV sold by the Trust on July 28, 2011 and the number of shares of AINV held by the Plan as of the same date.
By: /s/ Elliot Stein, Jr.
2011-08-03