0001209191-16-148983.txt : 20161109 0001209191-16-148983.hdr.sgml : 20161109 20161109111031 ACCESSION NUMBER: 0001209191-16-148983 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161107 FILED AS OF DATE: 20161109 DATE AS OF CHANGE: 20161109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CSX CORP CENTRAL INDEX KEY: 0000277948 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 621051971 STATE OF INCORPORATION: VA FISCAL YEAR END: 1225 BUSINESS ADDRESS: STREET 1: 500 WATER STREET STREET 2: 15TH FLOOR CITY: JACKSONVILLE STATE: FL ZIP: 32202 BUSINESS PHONE: 9043593200 MAIL ADDRESS: STREET 1: 500 WATER STREET STREET 2: 15TH FLOOR CITY: JACKSONVILLE STATE: FL ZIP: 32202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOODEN CLARENCE W CENTRAL INDEX KEY: 0001278541 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08022 FILM NUMBER: 161983156 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-11-07 0 0000277948 CSX CORP CSX 0001278541 GOODEN CLARENCE W 500 WATER STREET JACKSONVILLE FL 32202 0 1 0 0 President Common Stock 2016-11-07 4 S 0 15625 32.00 D 69179 I Clarence W. Gooden, Revocable Trust Common Stock 127954 D Common Stock 371 I CSX Corporation 401(k) Plan Common Stock 164274 I Corkie T. Gooden Revocable Trust Common Stock 55000 I Clarence W. Gooden Irrevocable Trust Common Stock 118013 I Clarence W. Gooden Second Irrevocable Trust The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 23, 2016. The plan has been approved pursuant to the terms of the Issuer's policies and is part of the Reporting Person's strategy to diversify assets. By Trustee, Clarence W. Gooden. By Trustee, CSX Corporation Savings Thrift Plan. Reflects equivalent shares of cash value held in CSX Stock Fund, which amounts will fluctuate dependent upon daily net asset value of the fund. These shares are held in a Trust for the Reporting Person's spouse. The Reporting Person's spouse is the Trustee of the Trust. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose. By: Mark D. Austin, Attorney-in-Fact 2016-11-09