0000919574-21-006967.txt : 20211115 0000919574-21-006967.hdr.sgml : 20211115 20211112202934 ACCESSION NUMBER: 0000919574-21-006967 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211115 DATE AS OF CHANGE: 20211112 EFFECTIVENESS DATE: 20211115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWOOD CAPITAL INC CENTRAL INDEX KEY: 0001278387 IRS NUMBER: 000000000 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13773 FILM NUMBER: 211405772 BUSINESS ADDRESS: STREET 1: 142 WEST 57TH STREET STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-508-5735 MAIL ADDRESS: STREET 1: 142 WEST 57TH STREET STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001278387 XXXXXXXX 09-30-2021 09-30-2021 false BROADWOOD CAPITAL INC

142 West 57th Street 11th Floor New York NY 10019

13F HOLDINGS REPORT 028-13773 N Neal C. Bradsher 212-508-5735 /s/ Neal C. Bradsher New York NY 11-12-2021 1 7 1961407 1 0001278386 028-13770 BROADWOOD PARTNERS, L.P. INFORMATION TABLE 2 infotable.xml AGEX THERAPEUTICS INC COM 00848H108 2817 2997156 SH DFND 1 2997156 0 0 AXON ENTERPRISE INC COM 05464C101 133026 760062 SH DFND 1 760062 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 150938 690000 SH DFND 1 690000 0 0 LINEAGE CELL THERAPEUTICS IN COM 53566P109 85694 34005379 SH DFND 1 34005379 0 0 MONSTER BEVERAGE CORP NEW COM 61174X109 413636 4656488 SH DFND 1 4656488 0 0 ONCOCYTE CORP COM 68235C107 61766 17349945 SH DFND 1 17349945 0 0 STAAR SURGICAL CO COM PAR $0.01 852312305 1113530 8663584 SH DFND 1 8663584 0 0