The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ASTERIAS BIOTHERAPEUTICS INC | COM SER A | 04624N107 | 6,880 | 5,292,156 | SH | DFND | 1 | 5,292,156 | 0 | 0 | |
| AXON ENTERPRISE INC | COM | 05464C101 | 52,011 | 760,062 | SH | DFND | 1 | 760,062 | 0 | 0 | |
| BIOTIME INC | COM | 09066L105 | 70,433 | 29,971,561 | SH | DFND | 1 | 29,971,561 | 0 | 0 | |
| DELTA AIR LINES INC DEL | COM NEW | 247361702 | 11,566 | 200,000 | SH | Put | DFND | 1 | 200,000 | 0 | 0 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | 70,791 | 420,000 | SH | DFND | 1 | 420,000 | 0 | 0 | |
| ONCOCYTE CORPORATION | COM | 68235C107 | 18,912 | 7,564,934 | SH | DFND | 1 | 7,564,934 | 0 | 0 | |
| MONSTER BEVERAGE CORP NEW | COM | 61174X109 | 278,212 | 4,773,708 | SH | DFND | 1 | 4,773,708 | 0 | 0 | |
| MONSTER BEVERAGE CORP NEW | COM | 61174X109 | 46,624 | 800,000 | SH | Put | DFND | 1 | 800,000 | 0 | 0 |
| STAAR SURGICAL CO | COM PAR $0.01 | 852312305 | 521,049 | 10,855,179 | SH | DFND | 1 | 10,855,179 | 0 | 0 | |