The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ANADARKO PETE CORP | COM | 032511107 | 45,723 | 648,000 | SH | DFND | 648,000 | 0 | 0 | ||
| ASHLAND GLOBAL HLDGS INC | COM | 044186104 | 9,852 | 123,200 | SH | Call | DFND | 123,200 | 0 | 0 | |
| CELGENE CORP | COM | 151020104 | 52,044 | 563,000 | SH | DFND | 563,000 | 0 | 0 | ||
| CENTENE CORP DEL | COM | 15135B101 | 39,526 | 753,740 | SH | DFND | 753,740 | 0 | 0 | ||
| DISH NETWORK CORP | CL A | 25470M109 | 17,285 | 450,000 | SH | Call | DFND | 450,000 | 0 | 0 | |
| EAGLE MATERIALS INC | COM | 26969P108 | 4,635 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
| EAGLE MATERIALS INC | COM | 26969P108 | 22,248 | 240,000 | SH | Call | DFND | 240,000 | 0 | 0 | |
| EAGLE MATERIALS INC | COM | 26969P108 | 4,635 | 50,000 | SH | Put | DFND | 50,000 | 0 | 0 | |
| FED HOME LOAN MORTGAGE ORD | COM | 313400301 | 3,835 | 1,475,000 | SH | DFND | 1,475,000 | 0 | 0 | ||
| FED NATION MOR 8.25 SRS S PRF | COM | 313586752 | 19,924 | 1,599,000 | SH | DFND | 1,599,000 | 0 | 0 | ||
| FIRSTENERGY CORP | COM | 337932107 | 43,623 | 1,019,000 | SH | DFND | 1,019,000 | 0 | 0 | ||
| GENESEE & WYO INC | CL A | 371559105 | 4,080 | 40,800 | SH | Call | DFND | 40,800 | 0 | 0 | |
| GENESEE & WYO INC | CL A | 371559105 | 6,500 | 65,000 | SH | DFND | 65,000 | 0 | 0 | ||
| II VI INC | COM | 902104108 | 9,475 | 259,160 | SH | DFND | 259,160 | 0 | 0 | ||
| INTELSAT S A | COM | L5140P101 | 7,662 | 393,925 | SH | DFND | 393,925 | 0 | 0 | ||
| LIBERTY TRIPADVISOR HLDGS IN | COM SER A | 531465102 | 6,104 | 492,289 | SH | DFND | 492,289 | 0 | 0 | ||
| MASCO CORP | COM | 574599106 | 77,303 | 1,970,000 | SH | Call | DFND | 1,970,000 | 0 | 0 | |
| OCCIDENTAL PETE CORP | COM | 674599105 | 22,360 | 444,700 | SH | Put | DFND | 444,700 | 0 | 0 | |
| PG&E CORP | COM | 69331C108 | 22,232 | 970,000 | SH | DFND | 970,000 | 0 | 0 | ||
| SANOFI | RIGHT 12/31/2020 | 80105N113 | 15 | 28,523 | SH | DFND | 28,523 | 0 | 0 | ||
| SIGA TECHNOLOGIES INC | COM | 826917106 | 15,052 | 2,650,000 | SH | DFND | 2,650,000 | 0 | 0 | ||
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 29,300 | 100,000 | SH | Call | DFND | 100,000 | 0 | 0 | |
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 29,300 | 100,000 | SH | Put | DFND | 100,000 | 0 | 0 | |
| T MOBILE US INC | COM | 872590104 | 14,452 | 194,934 | SH | DFND | 194,934 | 0 | 0 | ||