The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AETNA INC NEW | COM | 00817Y108 | 31,832 | 156,923 | SH | DFND | 156,923 | 0 | 0 | ||
| AKORN INC | COM | 009728106 | 1,991 | 153,400 | SH | Call | DFND | 153,400 | 0 | 0 | |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 7,859 | 47,700 | SH | Call | DFND | 47,700 | 0 | 0 | |
| ALTABA INC | COM | 021346101 | 57,976 | 851,079 | SH | DFND | 851,079 | 0 | 0 | ||
| CARDCONNECT ORD | COM | 14141X108 | 266 | 17,766 | SH | DFND | 17,766 | 0 | 0 | ||
| DELL TECHNOLOGIES INC | COM CL V | 24703L103 | 113,830 | 1,172,052 | SH | DFND | 1,172,052 | 0 | 0 | ||
| DISNEY WALT CO | COM DISNEY | 254687106 | 43,057 | 368,200 | SH | Put | DFND | 368,200 | 0 | 0 | |
| DUN & BRADSTREET CORP DEL NE | COM | 26483E100 | 6,826 | 47,895 | SH | DFND | 47,895 | 0 | 0 | ||
| EXTRACTION OIL AND GAS INC | COM | 30227M105 | 1,592 | 141,000 | SH | DFND | 141,000 | 0 | 0 | ||
| FED NATION MOR 8.25 SRS S PRF | COM | 313586752 | 24,654 | 4,474,367 | SH | DFND | 4,474,367 | 0 | 0 | ||
| FIRSTENERGY CORP | COM | 337932107 | 55,586 | 1,495,457 | SH | DFND | 1,495,457 | 0 | 0 | ||
| GTY TECHNOLOGY HOLDINGS INC | CL A | G4182A102 | 5,491 | 541,471 | SH | DFND | 541,471 | 0 | 0 | ||
| LIBERTY TRIPADVISOR HLDGS IN | COM SER A | 531465102 | 11,325 | 762,653 | SH | DFND | 762,653 | 0 | 0 | ||
| NXP SEMICONDUCTORS N V | COM | N6596X109 | 27,563 | 322,380 | SH | DFND | 322,380 | 0 | 0 | ||
| NXP SEMICONDUCTORS N V | COM | N6596X109 | 27,540 | 322,100 | SH | Put | DFND | 322,100 | 0 | 0 | |
| NXP SEMICONDUCTORS N V | COM | N6596X109 | 48,205 | 563,800 | SH | Call | DFND | 563,800 | 0 | 0 | |
| PANDORA MEDIA INC | COM | 698354107 | 3,329 | 350,000 | SH | DFND | 350,000 | 0 | 0 | ||
| PDC ENERGY INC | COM | 69327R101 | 734 | 15,000 | SH | DFND | 15,000 | 0 | 0 | ||
| PENSARE ACQUISITION CORP | UNIT 07/27/2022 | 70957E204 | 6,127 | 573,175 | SH | DFND | 573,175 | 0 | 0 | ||
| SCANA CORP NEW | COM | 80589M102 | 23,334 | 600,000 | SH | DFND | 600,000 | 0 | 0 | ||
| SIGA TECHNOLOGIES INC | COM | 826917106 | 21,403 | 3,106,327 | SH | DFND | 3,106,327 | 0 | 0 | ||
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 304,965 | 1,049,000 | SH | Put | DFND | 1,049,000 | 0 | 0 | |
| SRC ENERGY INC | COM | 78470V108 | 978 | 110,000 | SH | DFND | 110,000 | 0 | 0 | ||
| STEWART INFORMATION SVCS COR | COM | 860372101 | 18,650 | 414,352 | SH | DFND | 414,352 | 0 | 0 | ||
| T MOBILE US INC | COM | 872590104 | 89,002 | 1,268,195 | SH | DFND | 1,268,195 | 0 | 0 | ||
| TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 115,934 | 2,502,357 | SH | DFND | 2,502,357 | 0 | 0 | ||
| UNITED TECHNOLOGIES CORP | COM | 913017109 | 39,603 | 283,260 | SH | DFND | 283,260 | 0 | 0 | ||
| UNITED TECHNOLOGIES CORP | COM | 913017109 | 41,454 | 296,500 | SH | Call | DFND | 296,500 | 0 | 0 | |
| UNITED TECHNOLOGIES CORP | COM | 913017109 | 12,303 | 88,000 | SH | Put | DFND | 88,000 | 0 | 0 | |
| VMWARE INC | CL A COM | 928563402 | 32,978 | 211,315 | SH | DFND | 211,315 | 0 | 0 | ||
| VOYA FINL INC | COM | 929089100 | 88,804 | 1,787,880 | SH | DFND | 1,787,880 | 0 | 0 | ||