The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACTAVIS PLC | SHS | G0083B108 | 26,132 | 87,804 | SH | Put | DFND | 243,900 | 0 | 0 | |
ACTAVIS PLC | SHS | G0083B108 | 21,996 | 73,908 | SH | Call | DFND | 205,300 | 0 | 0 | |
ALTEVA | COM | 02153V102 | 8,520 | 198,553 | SH | DFND | 198,553 | 0 | 0 | ||
APPLIED OPTOELECTRONICS INC | COM | 03823U102 | 107,160 | 4,750,000 | SH | Call | DFND | 4,750,000 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 59,968 | 1,836,700 | SH | Call | DFND | 1,836,700 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 36,082 | 1,105,100 | SH | Put | DFND | 1,105,100 | 0 | 0 | |
B/E AEROSPACE INC | COM | 073302101 | 87,964 | 1,142,954 | SH | DFND | 1,142,954 | 0 | 0 | ||
BAKER HUGHES INC | COM | 057224107 | 82,752 | 1,301,547 | SH | DFND | 1,301,547 | 0 | 0 | ||
BALL CORP | COM | 058498106 | 33,554 | 475,000 | SH | DFND | 475,000 | 0 | 0 | ||
BLACK HILLS CORP | COM | 092113109 | 112,005 | 2,220,566 | SH | DFND | 2,220,566 | 0 | 0 | ||
BOSTON SCIENTIFIC CORP | COM | 101137107 | 44,485 | 2,506,200 | SH | Put | DFND | 2,506,200 | 0 | 0 | |
CHEVRON CORP NEW | COM | 166764100 | 52,490 | 500,000 | SH | Put | DFND | 500,000 | 0 | 0 | |
COLONY FINL INC | COM | 19624R106 | 63,480 | 2,449,075 | SH | DFND | 2,449,075 | 0 | 0 | ||
COMCAST CORP NEW | CL A | 20030N101 | 1,770 | 31,349 | SH | DFND | 31,349 | 0 | 0 | ||
COMCAST CORP NEW | CL A | 20030N101 | 28,235 | 500,000 | SH | Call | DFND | 500,000 | 0 | 0 | |
COMCAST CORP NEW | CL A | 20030N101 | 106,333 | 1,883,000 | SH | Put | DFND | 1,883,000 | 0 | 0 | |
DEUTSCHE BANK AG | NAMEN AKT | D18190898 | 78,143 | 2,250,000 | SH | Put | DFND | 2,250,000 | 0 | 0 | |
DIRECTV | COM | 25490A309 | 136,160 | 1,600,000 | SH | DFND | 1,600,000 | 0 | 0 | ||
DYNAVAX TECHNOLOGIES CORP | COM NEW | 268158201 | 13,458 | 600,000 | SH | DFND | 600,000 | 0 | 0 | ||
EXPEDIA INC DEL | COM NEW | 30212P303 | 9,413 | 100,000 | SH | Call | DFND | 100,000 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 165,750 | 1,950,000 | SH | Put | DFND | 1,950,000 | 0 | 0 | |
FANNIE MAE PF S | COM | 313586752 | 19,575 | 4,705,432 | SH | DFND | 4,705,432 | 0 | 0 | ||
GLOBALSTAR INC | COM | 378973408 | 17,649 | 5,300,000 | SH | DFND | 5,300,000 | 0 | 0 | ||
HALLIBURTON CO | COM | 406216101 | 24,678 | 562,400 | SH | Call | DFND | 562,400 | 0 | 0 | |
HUBBELL INC | CL A | 443510102 | 2,523 | 23,834 | SH | DFND | 23,834 | 0 | 0 | ||
INFORMATICA CORP | COM | 45666Q102 | 28,506 | 650,000 | SH | DFND | 650,000 | 0 | 0 | ||
ISHARES TR | U.S. REAL ES ETF | 464287739 | 174,504 | 2,200,000 | SH | Put | DFND | 2,200,000 | 0 | 0 | |
KRAFT FOODS GROUP INC | COM | 50076Q106 | 1,414 | 16,227 | SH | DFND | 16,227 | 0 | 0 | ||
KRAFT FOODS GROUP INC | COM | 50076Q106 | 34,844 | 400,000 | SH | Call | DFND | 400,000 | 0 | 0 | |
LEVY ACQUISITION CORP | COM | 52748T104 | 5,918 | 450,000 | SH | DFND | 450,000 | 0 | 0 | ||
LIBERTY INTERACTIVE CORP | LBT VENT COM A | 53071M880 | 175,144 | 4,169,093 | SH | DFND | 4,169,093 | 0 | 0 | ||
LIBERTY TRIPADVISOR HLDGS IN | COM SER A | 531465102 | 55,460 | 1,744,589 | SH | DFND | 1,744,589 | 0 | 0 | ||
LORILLARD INC | COM | 544147101 | 26,736 | 409,122 | SH | DFND | 409,122 | 0 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 48,720 | 500,000 | SH | Call | DFND | 500,000 | 0 | 0 | |
MEDTRONIC PLC | SHS | G5960L103 | 5,342 | 68,495 | SH | Call | DFND | 72,100 | 0 | 0 | |
MOLSON COORS BREWING CO | CL B | 60871R209 | 32,721 | 439,500 | SH | DFND | 439,500 | 0 | 0 | ||
NCR CORP NEW | COM | 62886E108 | 28,554 | 967,600 | SH | Call | DFND | 967,600 | 0 | 0 | |
NEXTERA ENERGY INC | COM | 65339F101 | 185,643 | 1,784,170 | SH | DFND | 1,784,170 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 16 | 456 | SH | DFND | 456 | 0 | 0 | ||
PTC THERAPEUTICS INC | COM | 69366J200 | 18,864 | 310,000 | SH | DFND | 310,000 | 0 | 0 | ||
REYNOLDS AMERICAN INC | COM | 761713106 | 3,446 | 50,000 | SH | Call | DFND | 50,000 | 0 | 0 | |
SALIX PHARMACEUTICALS INC | COM | 795435106 | 86,405 | 500,000 | SH | DFND | 500,000 | 0 | 0 | ||
SALIX PHARMACEUTICALS INC | COM | 795435106 | 86,405 | 500,000 | SH | Put | DFND | 500,000 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 66,645 | 1,500,000 | SH | Call | DFND | 1,500,000 | 0 | 0 | |
SIGA TECHNOLOGIES | COM | 826917106 | 9,506 | 4,900,000 | SH | DFND | 4,900,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 206,430 | 1,000,000 | SH | Put | DFND | 1,000,000 | 0 | 0 | |
STARWOOD PPTY TR INC | COM | 85571B105 | 50,100 | 600,000 | SH | Put | DFND | 600,000 | 0 | 0 | |
STARWOOD PPTY TR INC | COM | 85571B105 | 45,925 | 550,000 | SH | DFND | 550,000 | 0 | 0 | ||
SUNCOKE ENERGY INC | COM | 86722A103 | 61,540 | 4,119,161 | SH | DFND | 4,119,161 | 0 | 0 | ||
SYSCO CORP | COM | 871829107 | 18,865 | 500,000 | SH | Call | DFND | 500,000 | 0 | 0 | |
TIME WARNER INC | COM NEW | 887317303 | 120,204 | 802,000 | SH | DFND | 802,000 | 0 | 0 | ||
UIL HLDG CORP | COM | 902748102 | 59,133 | 1,150,000 | SH | DFND | 1,150,000 | 0 | 0 | ||
UNITED STATES STL CORP NEW | COM | 912909108 | 65,880 | 2,700,000 | SH | Put | DFND | 2,700,000 | 0 | 0 | |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 46,880 | 400,000 | SH | Call | DFND | 400,000 | 0 | 0 | |
VISTEON CORP | COM NEW | 92839U206 | 51,490 | 534,130 | SH | DFND | 534,130 | 0 | 0 | ||
ZIMMER HLDGS INC | COM | 98956P102 | 63,461 | 540,000 | SH | DFND | 540,000 | 0 | 0 | ||
ZIMMER HLDGS INC | COM | 98956P102 | 52,884 | 450,000 | SH | Call | DFND | 450,000 | 0 | 0 | |
ZOETIS INC | CL A | 98978V103 | 64,806 | 1,400,000 | SH | DFND | 1,400,000 | 0 | 0 |