The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| RESCAP LIQUIDATING TR | COM | 760841205 | 1,189 | 74,314 | SH | DFND | 74,314 | 0 | 0 | ||
| ACTAVIS PLC | SHS | G0083B108 | 48,256 | 200,000 | SH | Put | DFND | 200,000 | 0 | 0 | |
| ACTAVIS PLC | SHS | G0083B108 | 56,701 | 235,000 | SH | DFND | 235,000 | 0 | 0 | ||
| ACTAVIS PLC | SHS | G0083B108 | 60,778 | 251,900 | SH | Call | DFND | 251,900 | 0 | 0 | |
| ALLERGAN INC | COM | 018490102 | 40,248 | 225,872 | SH | DFND | 225,872 | 0 | 0 | ||
| AMERICAN RLTY CAP PPTYS INC | COM | 02917T104 | 37,965 | 3,148,000 | SH | DFND | 3,148,000 | 0 | 0 | ||
| ANADARKO PETE CORP | COM | 032511107 | 55,285 | 545,000 | SH | DFND | 545,000 | 0 | 0 | ||
| ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 14,288 | 200,000 | SH | DFND | 200,000 | 0 | 0 | ||
| AUXILIUM PHARMACEUTICALS INC | COM | 05334D107 | 62,685 | 2,100,000 | SH | DFND | 2,100,000 | 0 | 0 | ||
| B/E AEROSPACE INC | COM | 073302101 | 96,158 | 1,145,562 | SH | DFND | 1,145,562 | 0 | 0 | ||
| BLACK HILLS CORP | COM | 092113109 | 103,861 | 2,169,199 | SH | DFND | 2,169,199 | 0 | 0 | ||
| COVIDIEN PLC | SHS | G2554F113 | 10,814 | 125,000 | SH | Call | DFND | 125,000 | 0 | 0 | |
| COVIDIEN PLC | SHS | G2554F113 | 95,135 | 1,099,702 | SH | DFND | 1,099,702 | 0 | 0 | ||
| CUBIST PHARMACEUTICALS INC | RIGHT 99/99/9999 | 229678123 | 323 | 2,693,048 | SH | DFND | 2,693,048 | 0 | 0 | ||
| DISH NETWORK CORP | CL A | 25470M109 | 43,130 | 667,848 | SH | DFND | 667,848 | 0 | 0 | ||
| DRESSER-RAND GROUP INC | COM | 261608103 | 37,017 | 450,000 | SH | DFND | 450,000 | 0 | 0 | ||
| EXPEDIA INC DEL | COM NEW | 30212P303 | 8,762 | 100,000 | SH | Put | DFND | 100,000 | 0 | 0 | |
| EXPEDIA INC DEL | COM NEW | 30212P303 | 10,953 | 125,000 | SH | Call | DFND | 125,000 | 0 | 0 | |
| GLOBALSTAR INC | COM | 378973408 | 55,854 | 15,260,743 | SH | DFND | 15,260,743 | 0 | 0 | ||
| HERTZ GLOBAL HOLDINGS INC | COM | 42805T105 | 66,657 | 2,625,338 | SH | DFND | 2,625,338 | 0 | 0 | ||
| HESS CORP | COM | 42809H107 | 80,966 | 858,414 | SH | DFND | 858,414 | 0 | 0 | ||
| HUBBELL INC | CL A | 443510102 | 3,036 | 24,450 | SH | DFND | 24,450 | 0 | 0 | ||
| IRON MTN INC | COM | 462846106 | 54,127 | 1,657,800 | SH | Put | DFND | 1,657,800 | 0 | 0 | |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | 568,620 | 5,200,000 | SH | Put | DFND | 3,500,000 | 0 | 0 | |
| KAPSTONE PAPER & PACKAGING C | COM | 48562P103 | 53,087 | 1,898,000 | SH | DFND | 1,898,000 | 0 | 0 | ||
| LIBERTY INTERACTIVE CORP | LBT VENT COM A | 53071M880 | 97,241 | 2,561,683 | SH | DFND | 2,561,683 | 0 | 0 | ||
| LIBERTY TRIPADVISOR HLDGS IN | COM SER A | 531465102 | 100,401 | 2,961,683 | SH | DFND | 2,961,683 | 0 | 0 | ||
| LORILLARD INC | COM | 544147101 | 55,417 | 925,000 | SH | DFND | 925,000 | 0 | 0 | ||
| MASCO CORP | COM | 574599106 | 39,946 | 1,670,000 | SH | DFND | 1,670,000 | 0 | 0 | ||
| MEDTRONIC INC | COM | 585055106 | 2,961 | 47,800 | SH | Put | DFND | 47,800 | 0 | 0 | |
| MEDTRONIC INC | COM | 585055106 | 73,851 | 1,192,100 | SH | Call | DFND | 1,192,100 | 0 | 0 | |
| MOLSON COORS BREWING CO | CL B | 60871r209 | 33,498 | 450,000 | SH | DFND | 450,000 | 0 | 0 | ||
| NEXTERA ENERGY INC | COM | 65339F101 | 18,776 | 200,000 | SH | Call | DFND | 200,000 | 0 | 0 | |
| NEXTERA ENERGY INC | COM | 65339F101 | 224,445 | 2,390,766 | SH | DFND | 2,390,766 | 0 | 0 | ||
| PACKAGING CORP AMER | COM | 695156109 | 33,186 | 520,000 | SH | DFND | 520,000 | 0 | 0 | ||
| PFIZER INC | COM | 717081103 | 101,628 | 3,436,850 | SH | DFND | 3,436,850 | 0 | 0 | ||
| PHARMATHENE INC | COM | 71714G102 | 4,141 | 2,326,642 | SH | DFND | 2,326,642 | 0 | 0 | ||
| ROCK-TENN CO | CL A | 772739207 | 14,226 | 299,000 | SH | DFND | 299,000 | 0 | 0 | ||
| SHIRE PLC | SPONSORED ADR | 82481R106 | 21,416 | 82,673 | SH | DFND | 82,673 | 0 | 0 | ||
| SHIRE PLC | SPONSORED ADR | 82481R106 | 38,417 | 148,300 | SH | Call | DFND | 148,300 | 0 | 0 | |
| SIGA TECHNOLOGIES INC | COM | 826917106 | 6,751 | 4,671,806 | SH | DFND | 4,671,806 | 0 | 0 | ||
| SMITH & NEPHEW PLC | SPDN ADR NEW | 83175M205 | 2,768 | 32,881 | SH | DFND | 32,881 | 0 | 0 | ||
| STRYKER CORP | COM | 863667101 | 32,300 | 400,000 | SH | Call | DFND | 400,000 | 0 | 0 | |
| SUNCOKE ENERGY INC | COM | 86722A103 | 92,045 | 4,100,000 | SH | DFND | 4,100,000 | 0 | 0 | ||
| TIM PARTICIPACOES S A | SPONSORED ADR | 88706P205 | 6,125 | 233,782 | SH | DFND | 233,782 | 0 | 0 | ||
| TRIPADVISOR INC | COM | 896945201 | 13,713 | 150,000 | SH | Call | DFND | 150,000 | 0 | 0 | |
| VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 32,800 | 250,000 | SH | Call | DFND | 250,000 | 0 | 0 | |