0001609351-18-000049.txt : 20180531
0001609351-18-000049.hdr.sgml : 20180531
20180531210824
ACCESSION NUMBER: 0001609351-18-000049
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180530
FILED AS OF DATE: 20180531
DATE AS OF CHANGE: 20180531
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Zoth Lota S.
CENTRAL INDEX KEY: 0001278219
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36819
FILM NUMBER: 18873244
MAIL ADDRESS:
STREET 1: 334 CR 692
CITY: BUFFALO GAP
STATE: TX
ZIP: 79508
FORMER NAME:
FORMER CONFORMED NAME: ZOTH LOTA S
DATE OF NAME CHANGE: 20040130
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Spark Therapeutics, Inc.
CENTRAL INDEX KEY: 0001609351
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 462654405
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3737 MARKET STREET
STREET 2: SUITE 1300
CITY: PHILADELPHIA
STATE: PA
ZIP: 19104
BUSINESS PHONE: 888-772-7560
MAIL ADDRESS:
STREET 1: 3737 MARKET STREET
STREET 2: SUITE 1300
CITY: PHILADELPHIA
STATE: PA
ZIP: 19104
4
1
wf-form4_152781528886585.xml
FORM 4
X0306
4
2018-05-30
0
0001609351
Spark Therapeutics, Inc.
ONCE
0001278219
Zoth Lota S.
C/O SPARK THERAPEUTICS, INC.
3737 MARKET STREET, SUITE 1300
PHILADELPHIA
PA
19104
1
0
0
0
Common Stock
2018-05-31
4
M
0
1500
A
1500
D
Stock Option (right to buy)
81.53
2018-05-30
4
A
0
4000
0
A
2028-05-29
Common Stock
4000.0
4000
D
Restricted Stock Units
2018-05-30
4
A
0
1500
0
A
Common Stock
1500.0
1500
D
Restricted Stock Units
2018-05-31
4
M
0
1500
0
D
Common Stock
1500.0
0
D
Each restricted stock unit converted into one share of Spark Therapeutics, Inc. common stock.
100% of the shares vest on the one-year anniversary of the grant date.
Each restricted stock unit represents a contingent right to receive one share of Spark Therapeutics, Inc. common stock.
100% of the restricted stock units vest on the one-year anniversary of the grant date. Vested shares will be delivered to the reporting person on the vesting date.
On May 31, 2017, the reporting person was granted 1,500 restricted stock units that vest on the one-year anniversary of the grant date. Vested shares are delivered to the reporting person on the vesting date.
/s/ Joseph W. La Barge, attorney-in-fact for Lota Zoth
2018-05-31