0001609351-18-000049.txt : 20180531 0001609351-18-000049.hdr.sgml : 20180531 20180531210824 ACCESSION NUMBER: 0001609351-18-000049 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180530 FILED AS OF DATE: 20180531 DATE AS OF CHANGE: 20180531 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zoth Lota S. CENTRAL INDEX KEY: 0001278219 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36819 FILM NUMBER: 18873244 MAIL ADDRESS: STREET 1: 334 CR 692 CITY: BUFFALO GAP STATE: TX ZIP: 79508 FORMER NAME: FORMER CONFORMED NAME: ZOTH LOTA S DATE OF NAME CHANGE: 20040130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Spark Therapeutics, Inc. CENTRAL INDEX KEY: 0001609351 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 462654405 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3737 MARKET STREET STREET 2: SUITE 1300 CITY: PHILADELPHIA STATE: PA ZIP: 19104 BUSINESS PHONE: 888-772-7560 MAIL ADDRESS: STREET 1: 3737 MARKET STREET STREET 2: SUITE 1300 CITY: PHILADELPHIA STATE: PA ZIP: 19104 4 1 wf-form4_152781528886585.xml FORM 4 X0306 4 2018-05-30 0 0001609351 Spark Therapeutics, Inc. ONCE 0001278219 Zoth Lota S. C/O SPARK THERAPEUTICS, INC. 3737 MARKET STREET, SUITE 1300 PHILADELPHIA PA 19104 1 0 0 0 Common Stock 2018-05-31 4 M 0 1500 A 1500 D Stock Option (right to buy) 81.53 2018-05-30 4 A 0 4000 0 A 2028-05-29 Common Stock 4000.0 4000 D Restricted Stock Units 2018-05-30 4 A 0 1500 0 A Common Stock 1500.0 1500 D Restricted Stock Units 2018-05-31 4 M 0 1500 0 D Common Stock 1500.0 0 D Each restricted stock unit converted into one share of Spark Therapeutics, Inc. common stock. 100% of the shares vest on the one-year anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of Spark Therapeutics, Inc. common stock. 100% of the restricted stock units vest on the one-year anniversary of the grant date. Vested shares will be delivered to the reporting person on the vesting date. On May 31, 2017, the reporting person was granted 1,500 restricted stock units that vest on the one-year anniversary of the grant date. Vested shares are delivered to the reporting person on the vesting date. /s/ Joseph W. La Barge, attorney-in-fact for Lota Zoth 2018-05-31