0001343722-11-000001.txt : 20110504 0001343722-11-000001.hdr.sgml : 20110504 20110504172939 ACCESSION NUMBER: 0001343722-11-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110502 FILED AS OF DATE: 20110504 DATE AS OF CHANGE: 20110504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trudeau Robert CENTRAL INDEX KEY: 0001343722 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34091 FILM NUMBER: 11811587 MAIL ADDRESS: STREET 1: 528 RAMONA STREET CITY: PALO ALTO STATE: CA ZIP: 94301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARKETAXESS HOLDINGS INC CENTRAL INDEX KEY: 0001278021 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 522230784 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 140 BROADWAY 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-831-6000 MAIL ADDRESS: STREET 1: 140 BROADWAY 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: MARKETAXESS HOLDING INC DATE OF NAME CHANGE: 20040129 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-05-02 0001278021 MARKETAXESS HOLDINGS INC MKTX 0001343722 Trudeau Robert C/O TECHNOLOGY CROSSOVER VENTURES 528 RAMONA STREET PALO ALTO CA 94301 1 0 0 0 Common Stock 2011-05-02 4 S 0 992187 23.51 D 1289841 I TCV VI, L.P. Common Stock 2011-05-02 4 S 0 7813 23.51 D 10158 I TCV Member Fund, L.P. Common Stock 2011-05-02 4 S 0 2770 22.8267 D 4716 I TCV VI Management, L.L.C. Common Stock 2462 I Robert W. Trudeau These shares are directly held by TCV VI, L.P. Robert W. Trudeau ("Trudeau") is a Class A Member of Technology Crossover Management VI, L.L.C. ("TCM VI"), which is the sole general partner of TCV VI, L.P. Trudeau may be deemed to beneficially own the shares held by TCV VI, L.P., but Trudeau disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. These shares are directly held by TCV Member Fund, L.P. ("TCV MF"). Trudeau is a Class A Member of TCM VI, which is a general partner of TCV MF. Trudeau may be deemed to beneficially own certain of the shares held by TCV MF, but Trudeau disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. The price reported reflects the weighted average sale price. This transaction was executed in multiple trades at prices ranging from $22.8200 to $22.8500. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. These shares are directly held by TCV VI Management, L.L.C . ("TCV VI Management"). Trudeau is a member of TCV VI Management, but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. These shares are directly held by Trudeau. Trudeau has sole voting and dispositive power over the shares; however, TCV VI Management owns 100% of the pecuniary interest therein. Trudeau is a member of TCV VI Management, but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Frederic D. Fenton Authorized signatory for Robert W. Trudeau 2011-05-04