0001209191-22-006352.txt : 20220202 0001209191-22-006352.hdr.sgml : 20220202 20220202161552 ACCESSION NUMBER: 0001209191-22-006352 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220131 FILED AS OF DATE: 20220202 DATE AS OF CHANGE: 20220202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McVey Richard M CENTRAL INDEX KEY: 0001296466 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34091 FILM NUMBER: 22583823 MAIL ADDRESS: STREET 1: C/O MARKETAXESS HOLDINGS INC. STREET 2: 140 BROADWAY, 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARKETAXESS HOLDINGS INC CENTRAL INDEX KEY: 0001278021 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 522230784 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 55 HUDSON YARDS, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 212-831-6000 MAIL ADDRESS: STREET 1: 55 HUDSON YARDS, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: MARKETAXESS HOLDING INC DATE OF NAME CHANGE: 20040129 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-01-31 0 0001278021 MARKETAXESS HOLDINGS INC MKTX 0001296466 McVey Richard M C/O MARKETAXESS HOLDINGS INC. 55 HUDSON YARDS, 15TH FLOOR NEW YORK NY 10001 1 1 0 0 Chairman & CEO Common Stock, par value $0.003 per share 2022-01-31 4 A 0 2300 0.00 A 732133 D Common Stock, par value $0.003 per share 2022-01-31 4 F 0 4032 344.48 D 728101 D Common Stock, par value $0.003 per share 2022-01-31 4 F 0 1321 344.48 D 726780 D Common Stock, par value $0.003 per share 2022-01-31 4 F 0 504 344.48 D 726276 D Common Stock, par value $0.003 per share 2022-01-31 4 F 0 285 344.48 D 725991 D Common Stock, par value $0.003 per share 2000 I By Immediate Family Members Stock Option (right to buy) 344.48 2022-01-31 4 A 0 7982 0.00 A 2028-01-31 Common Stock 7982 7982 D Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2023, and 33% on each of January 31, 2024 and January 31, 2025. Represents the surrender of shares to the Company to satisfy Mr. McVey's tax withholding obligation upon the receipt of vested restricted stock units that had been previously deferred by Mr. McVey. Represents the surrender of shares to the Company to satisfy Mr. McVey's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. McVey. Represents the surrender of shares to the Company to satisfy Mr. McVey's tax withholding obligation upon the vesting of shares of restricted stock units previously granted to Mr. McVey. The stock options will vest in three installments of 34% on January 31, 2023, and 33% on each of January 31, 2024 and January 31, 2025. /s/ Jason Edelstein, as Attorney-in-Fact for Richard M. McVey 2022-02-02