0001209191-21-024609.txt : 20210402 0001209191-21-024609.hdr.sgml : 20210402 20210402163032 ACCESSION NUMBER: 0001209191-21-024609 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210401 FILED AS OF DATE: 20210402 DATE AS OF CHANGE: 20210402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roupie Christophe Pierre Daniel CENTRAL INDEX KEY: 0001701203 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34091 FILM NUMBER: 21802336 MAIL ADDRESS: STREET 1: C/O MARKETAXESS HOLDINGS INC. STREET 2: 299 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10171 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARKETAXESS HOLDINGS INC CENTRAL INDEX KEY: 0001278021 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 522230784 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 55 HUDSON YARDS, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 212-831-6000 MAIL ADDRESS: STREET 1: 55 HUDSON YARDS, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: MARKETAXESS HOLDING INC DATE OF NAME CHANGE: 20040129 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-04-01 0 0001278021 MARKETAXESS HOLDINGS INC MKTX 0001701203 Roupie Christophe Pierre Daniel C/O MARKETAXESS HOLDINGS INC. 55 HUDSON YARDS, 15TH FLOOR NEW YORK NY 10001 0 1 0 0 Head of EMEA and APAC Common Stock, par value $0.003 per share 2021-04-01 4 A 0 1171 0.00 A 8535 D Common Stock, par value $0.003 per share 2021-04-01 4 A 0 656 0.00 A 9191 D Common Stock, par value $0.003 per share 2021-04-01 4 F 0 551 520.28 D 8640 D Common Stock, par value $0.003 per share 2021-04-01 4 F 0 309 520.28 D 8331 D Settlement of performance shares granted April 1, 2017 pursuant to the Company's 2012 Incentive Plan, which were settled based on the achievement by the Issuer of adjusted pre-tax operating income targets during the performance period and are payable in shares of restricted stock. The shares of restricted stock vested on April 1, 2021. Represents the surrender of shares to the Company to satisfy Mr. Roupie's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. Roupie. /s/ Jason Edelstein, as Attorney-in-Fact for Christophe Pierre Daniel Roupie 2021-04-02