0001209191-21-024609.txt : 20210402
0001209191-21-024609.hdr.sgml : 20210402
20210402163032
ACCESSION NUMBER: 0001209191-21-024609
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210401
FILED AS OF DATE: 20210402
DATE AS OF CHANGE: 20210402
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Roupie Christophe Pierre Daniel
CENTRAL INDEX KEY: 0001701203
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34091
FILM NUMBER: 21802336
MAIL ADDRESS:
STREET 1: C/O MARKETAXESS HOLDINGS INC.
STREET 2: 299 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10171
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MARKETAXESS HOLDINGS INC
CENTRAL INDEX KEY: 0001278021
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 522230784
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 55 HUDSON YARDS, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10001
BUSINESS PHONE: 212-831-6000
MAIL ADDRESS:
STREET 1: 55 HUDSON YARDS, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10001
FORMER COMPANY:
FORMER CONFORMED NAME: MARKETAXESS HOLDING INC
DATE OF NAME CHANGE: 20040129
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-04-01
0
0001278021
MARKETAXESS HOLDINGS INC
MKTX
0001701203
Roupie Christophe Pierre Daniel
C/O MARKETAXESS HOLDINGS INC.
55 HUDSON YARDS, 15TH FLOOR
NEW YORK
NY
10001
0
1
0
0
Head of EMEA and APAC
Common Stock, par value $0.003 per share
2021-04-01
4
A
0
1171
0.00
A
8535
D
Common Stock, par value $0.003 per share
2021-04-01
4
A
0
656
0.00
A
9191
D
Common Stock, par value $0.003 per share
2021-04-01
4
F
0
551
520.28
D
8640
D
Common Stock, par value $0.003 per share
2021-04-01
4
F
0
309
520.28
D
8331
D
Settlement of performance shares granted April 1, 2017 pursuant to the Company's 2012 Incentive Plan, which were settled based on the achievement by the Issuer of adjusted pre-tax operating income targets during the performance period and are payable in shares of restricted stock. The shares of restricted stock vested on April 1, 2021.
Represents the surrender of shares to the Company to satisfy Mr. Roupie's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. Roupie.
/s/ Jason Edelstein, as Attorney-in-Fact for Christophe Pierre Daniel Roupie
2021-04-02