0001209191-20-049965.txt : 20200910
0001209191-20-049965.hdr.sgml : 20200910
20200910162737
ACCESSION NUMBER: 0001209191-20-049965
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200908
FILED AS OF DATE: 20200910
DATE AS OF CHANGE: 20200910
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McVey Richard M
CENTRAL INDEX KEY: 0001296466
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34091
FILM NUMBER: 201168934
MAIL ADDRESS:
STREET 1: C/O MARKETAXESS HOLDINGS INC.
STREET 2: 140 BROADWAY, 42ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MARKETAXESS HOLDINGS INC
CENTRAL INDEX KEY: 0001278021
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 522230784
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 55 HUDSON YARDS, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10001
BUSINESS PHONE: 212-831-6000
MAIL ADDRESS:
STREET 1: 55 HUDSON YARDS, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10001
FORMER COMPANY:
FORMER CONFORMED NAME: MARKETAXESS HOLDING INC
DATE OF NAME CHANGE: 20040129
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-09-08
0
0001278021
MARKETAXESS HOLDINGS INC
MKTX
0001296466
McVey Richard M
C/O MARKETAXESS HOLDINGS INC.
55 HUDSON YARDS, 15TH FLOOR
NEW YORK
NY
10001
1
1
0
0
Chairman & CEO
Common Stock, par value $0.003 per share
2020-09-08
4
S
0
198
441.85
D
973085
D
Common Stock, par value $0.003 per share
2020-09-08
4
S
0
102
442.51
D
972983
D
Common Stock, par value $0.003 per share
2020-09-08
4
S
0
601
444.24
D
972382
D
Common Stock, par value $0.003 per share
2020-09-08
4
S
0
364
445.23
D
972018
D
Common Stock, par value $0.003 per share
2020-09-08
4
S
0
325
446.12
D
971693
D
Common Stock, par value $0.003 per share
2020-09-08
4
S
0
162
447.24
D
971531
D
Common Stock, par value $0.003 per share
2020-09-08
4
S
0
350
448.61
D
971181
D
Common Stock, par value $0.003 per share
2020-09-08
4
S
0
5283
449.55
D
965898
D
Common Stock, par value $0.003 per share
2020-09-08
4
S
0
7766
450.32
D
958132
D
Common Stock, par value $0.003 per share
2020-09-08
4
S
0
6077
451.41
D
952055
D
Common Stock, par value $0.003 per share
2020-09-08
4
S
0
7960
452.39
D
944095
D
Common Stock, par value $0.003 per share
2020-09-08
4
S
0
2825
453.28
D
941270
D
Common Stock, par value $0.003 per share
2020-09-08
4
S
0
4
454.12
D
941266
D
Common Stock, par value $0.003 per share
2020-09-09
4
S
0
400
452.98
D
940866
D
Common Stock, par value $0.003 per share
2020-09-09
4
S
0
602
455.99
D
940264
D
Common Stock, par value $0.003 per share
2020-09-09
4
S
0
723
457.01
D
939541
D
Common Stock, par value $0.003 per share
2020-09-09
4
S
0
1284
457.85
D
938257
D
Common Stock, par value $0.003 per share
2020-09-09
4
S
0
1340
458.95
D
936917
D
Common Stock, par value $0.003 per share
2020-09-09
4
S
0
1521
460.00
D
935396
D
Common Stock, par value $0.003 per share
2020-09-09
4
S
0
1270
461.19
D
934126
D
Common Stock, par value $0.003 per share
2020-09-09
4
S
0
1852
462.17
D
932274
D
Common Stock, par value $0.003 per share
2020-09-09
4
S
0
991
463.11
D
931283
D
Common Stock, par value $0.003 per share
2000
I
By Immediate Family Members
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
The transactions were executed in multiple trades at prices ranging from $441.41 to $442.30. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
The transactions were executed in multiple trades at prices ranging from $442.45 to $442.51. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
The transactions were executed in multiple trades at prices ranging from $443.64 to $444.62. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
The transactions were executed in multiple trades at prices ranging from $444.67 to $445.58. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
The transactions were executed in multiple trades at prices ranging from $445.69 to $446.38. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
The transactions were executed in multiple trades at prices ranging from $446.87 to $447.86. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
The transactions were executed in multiple trades at prices ranging from $447.90 to $448.88. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
The transactions were executed in multiple trades at prices ranging from $448.91 to $449.89. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
The transactions were executed in multiple trades at prices ranging from $449.91 to $450.90. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
The transactions were executed in multiple trades at prices ranging from $450.93 to $451.92. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
The transactions were executed in multiple trades at prices ranging from $451.93 to $452.90. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
The transactions were executed in multiple trades at prices ranging from $452.95 to $453.89. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
The transactions were executed in multiple trades at prices ranging from $452.92 to $453.04. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
The transactions were executed in multiple trades at prices ranging from $455.40 to $456.26. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
The transactions were executed in multiple trades at prices ranging from $456.40 to $457.36. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
The transactions were executed in multiple trades at prices ranging from $457.41 to $458.29. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
The transactions were executed in multiple trades at prices ranging from $458.43 to $459.38. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
The transactions were executed in multiple trades at prices ranging from $459.46 to $460.39. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
The transactions were executed in multiple trades at prices ranging from $460.65 to $461.60. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
The transactions were executed in multiple trades at prices ranging from $461.70 to $462.68. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
The transactions were executed in multiple trades at prices ranging from $462.80 to $463.39. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
/s/ Jason Edelstein, as Attorney-in-Fact for Richard M. McVey
2020-09-10