0001209191-20-049965.txt : 20200910 0001209191-20-049965.hdr.sgml : 20200910 20200910162737 ACCESSION NUMBER: 0001209191-20-049965 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200908 FILED AS OF DATE: 20200910 DATE AS OF CHANGE: 20200910 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McVey Richard M CENTRAL INDEX KEY: 0001296466 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34091 FILM NUMBER: 201168934 MAIL ADDRESS: STREET 1: C/O MARKETAXESS HOLDINGS INC. STREET 2: 140 BROADWAY, 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARKETAXESS HOLDINGS INC CENTRAL INDEX KEY: 0001278021 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 522230784 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 55 HUDSON YARDS, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 212-831-6000 MAIL ADDRESS: STREET 1: 55 HUDSON YARDS, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: MARKETAXESS HOLDING INC DATE OF NAME CHANGE: 20040129 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-09-08 0 0001278021 MARKETAXESS HOLDINGS INC MKTX 0001296466 McVey Richard M C/O MARKETAXESS HOLDINGS INC. 55 HUDSON YARDS, 15TH FLOOR NEW YORK NY 10001 1 1 0 0 Chairman & CEO Common Stock, par value $0.003 per share 2020-09-08 4 S 0 198 441.85 D 973085 D Common Stock, par value $0.003 per share 2020-09-08 4 S 0 102 442.51 D 972983 D Common Stock, par value $0.003 per share 2020-09-08 4 S 0 601 444.24 D 972382 D Common Stock, par value $0.003 per share 2020-09-08 4 S 0 364 445.23 D 972018 D Common Stock, par value $0.003 per share 2020-09-08 4 S 0 325 446.12 D 971693 D Common Stock, par value $0.003 per share 2020-09-08 4 S 0 162 447.24 D 971531 D Common Stock, par value $0.003 per share 2020-09-08 4 S 0 350 448.61 D 971181 D Common Stock, par value $0.003 per share 2020-09-08 4 S 0 5283 449.55 D 965898 D Common Stock, par value $0.003 per share 2020-09-08 4 S 0 7766 450.32 D 958132 D Common Stock, par value $0.003 per share 2020-09-08 4 S 0 6077 451.41 D 952055 D Common Stock, par value $0.003 per share 2020-09-08 4 S 0 7960 452.39 D 944095 D Common Stock, par value $0.003 per share 2020-09-08 4 S 0 2825 453.28 D 941270 D Common Stock, par value $0.003 per share 2020-09-08 4 S 0 4 454.12 D 941266 D Common Stock, par value $0.003 per share 2020-09-09 4 S 0 400 452.98 D 940866 D Common Stock, par value $0.003 per share 2020-09-09 4 S 0 602 455.99 D 940264 D Common Stock, par value $0.003 per share 2020-09-09 4 S 0 723 457.01 D 939541 D Common Stock, par value $0.003 per share 2020-09-09 4 S 0 1284 457.85 D 938257 D Common Stock, par value $0.003 per share 2020-09-09 4 S 0 1340 458.95 D 936917 D Common Stock, par value $0.003 per share 2020-09-09 4 S 0 1521 460.00 D 935396 D Common Stock, par value $0.003 per share 2020-09-09 4 S 0 1270 461.19 D 934126 D Common Stock, par value $0.003 per share 2020-09-09 4 S 0 1852 462.17 D 932274 D Common Stock, par value $0.003 per share 2020-09-09 4 S 0 991 463.11 D 931283 D Common Stock, par value $0.003 per share 2000 I By Immediate Family Members This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. The transactions were executed in multiple trades at prices ranging from $441.41 to $442.30. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. The transactions were executed in multiple trades at prices ranging from $442.45 to $442.51. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. The transactions were executed in multiple trades at prices ranging from $443.64 to $444.62. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. The transactions were executed in multiple trades at prices ranging from $444.67 to $445.58. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. The transactions were executed in multiple trades at prices ranging from $445.69 to $446.38. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. The transactions were executed in multiple trades at prices ranging from $446.87 to $447.86. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. The transactions were executed in multiple trades at prices ranging from $447.90 to $448.88. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. The transactions were executed in multiple trades at prices ranging from $448.91 to $449.89. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. The transactions were executed in multiple trades at prices ranging from $449.91 to $450.90. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. The transactions were executed in multiple trades at prices ranging from $450.93 to $451.92. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. The transactions were executed in multiple trades at prices ranging from $451.93 to $452.90. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. The transactions were executed in multiple trades at prices ranging from $452.95 to $453.89. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. The transactions were executed in multiple trades at prices ranging from $452.92 to $453.04. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. The transactions were executed in multiple trades at prices ranging from $455.40 to $456.26. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. The transactions were executed in multiple trades at prices ranging from $456.40 to $457.36. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. The transactions were executed in multiple trades at prices ranging from $457.41 to $458.29. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. The transactions were executed in multiple trades at prices ranging from $458.43 to $459.38. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. The transactions were executed in multiple trades at prices ranging from $459.46 to $460.39. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. The transactions were executed in multiple trades at prices ranging from $460.65 to $461.60. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. The transactions were executed in multiple trades at prices ranging from $461.70 to $462.68. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. The transactions were executed in multiple trades at prices ranging from $462.80 to $463.39. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. /s/ Jason Edelstein, as Attorney-in-Fact for Richard M. McVey 2020-09-10