0001209191-11-059265.txt : 20111202 0001209191-11-059265.hdr.sgml : 20111202 20111202181726 ACCESSION NUMBER: 0001209191-11-059265 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111130 FILED AS OF DATE: 20111202 DATE AS OF CHANGE: 20111202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Burkhardt Roger CENTRAL INDEX KEY: 0001408888 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34091 FILM NUMBER: 111241584 MAIL ADDRESS: STREET 1: C/O MARKETAXESS HOLDINGS INC. STREET 2: 140 BROADWAY, 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARKETAXESS HOLDINGS INC CENTRAL INDEX KEY: 0001278021 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 522230784 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 140 BROADWAY 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-831-6000 MAIL ADDRESS: STREET 1: 140 BROADWAY 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: MARKETAXESS HOLDING INC DATE OF NAME CHANGE: 20040129 4 1 c25550_4x0.xml MAIN DOCUMENT DESCRIPTION X0304 4 2011-11-30 0001278021 MARKETAXESS HOLDINGS INC MKTX 0001408888 Burkhardt Roger C/O MARKETAXESS HOLDINGS INC. 299 PARK AVENUE NEW YORK NY 10171 1 0 0 0 Common Stock, par value $0.003 per share 2011-11-30 4 S 0 4433 28.73 D 12263 D Common Stock, par value $0.003 per share 2011-12-01 4 S 0 1655 28.95 D 10608 D Common Stock, par value $0.003 per share 4000 I By Spouse These transactions were executed in multiple trades at prices ranging from $28.6777 to $28.95. The price reported above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer, or a security holder of the Issuer. /s/ Ori Solomon, as Attorney-in-Fact for Roger Burkhardt 2011-12-02