-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FHwuC0FMK6BPew6Vd5sgbkWOTR80EI/XXmjaOsPSNY64Ko9ygZJ+WMpjqrzZ9Dt7 AS3UyWfgHnjPbq3F47Zkpg== 0001209191-08-059127.txt : 20081105 0001209191-08-059127.hdr.sgml : 20081105 20081105173123 ACCESSION NUMBER: 0001209191-08-059127 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081103 FILED AS OF DATE: 20081105 DATE AS OF CHANGE: 20081105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARKETAXESS HOLDINGS INC CENTRAL INDEX KEY: 0001278021 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 522230784 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 140 BROADWAY 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-831-6000 MAIL ADDRESS: STREET 1: 140 BROADWAY 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: MARKETAXESS HOLDING INC DATE OF NAME CHANGE: 20040129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOMACH DAVID G CENTRAL INDEX KEY: 0001212822 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34091 FILM NUMBER: 081164746 BUSINESS ADDRESS: STREET 1: 20 S. WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129301000 MAIL ADDRESS: STREET 1: 20 S. WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 4 1 c76714_4x0.xml MAIN DOCUMENT DESCRIPTION X0303 4 2008-11-03 0001278021 MARKETAXESS HOLDINGS INC MKTX 0001212822 GOMACH DAVID G C/O MARKETAXESS HOLDINGS INC. 140 BROADWAY, 42ND FLOOR NEW YORK NY 10005 1 0 0 0 Common Stock, par value $0.003 per share 2008-11-03 4 P 0 1500 5.50 A 18225 D Common Stock, par value $0.003 per share 2008-11-03 4 P 0 500 5.55 A 18725 D Common Stock, par value $0.003 per share 2008-11-03 4 P 0 2500 5.60 A 21225 D Common Stock, par value $0.003 per share 2008-11-03 4 P 0 500 5.65 A 21725 D /s/ Ori Solomon, as Attorney-in-Fact for David G. Gomach 2008-11-05 -----END PRIVACY-ENHANCED MESSAGE-----