-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FOSAQMl2ZHuyf1xXZiq9Gvw+jBlBMFige2eV3eQuIMTxLH/ea3FOO31lc6jYWN1R JG1oaK9BsVRsrKGvx4L1Ug== 0001209191-08-007851.txt : 20080205 0001209191-08-007851.hdr.sgml : 20080205 20080205170756 ACCESSION NUMBER: 0001209191-08-007851 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080201 FILED AS OF DATE: 20080205 DATE AS OF CHANGE: 20080205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McVey Richard M CENTRAL INDEX KEY: 0001296466 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50670 FILM NUMBER: 08577783 BUSINESS ADDRESS: BUSINESS PHONE: 212.813.6000 MAIL ADDRESS: STREET 1: C/O MARKETAXESS HOLDINGS INC. STREET 2: 140 BROADWAY, 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARKETAXESS HOLDINGS INC CENTRAL INDEX KEY: 0001278021 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 522230784 BUSINESS ADDRESS: STREET 1: 140 BROADWAY 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-831-6000 MAIL ADDRESS: STREET 1: 140 BROADWAY 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: MARKETAXESS HOLDING INC DATE OF NAME CHANGE: 20040129 4 1 bny48000_mcvey4.xml MAIN DOCUMENT DESCRIPTION X0202 4 2008-02-01 0001278021 MARKETAXESS HOLDINGS INC MKTX 0001296466 McVey Richard M C/O MARKETAXESS HOLDINGS INC. 140 BROADWAY, 42ND FLOOR NEW YORK NY 10005 1 1 0 0 Chairman & C.E.O. Common Stock, par value $0.003 per share 2008-02-01 4 F 0 29407 9.53 D 964784 D Common Stock, par value $0.003 per share 495154 I By Trusts Represents the surrender of shares to the Company to satisfy Mr. McVey's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. McVey. Represents shares held by trust for the benefit of Mr. McVey and his family members. /s/ Ori Solomon, as Attorney-in-Fact for Richard M. McVey 2008-02-05 -----END PRIVACY-ENHANCED MESSAGE-----