-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Nosb8cd4j6XiqKnwvibS2WxZgqoGSgGFcgGacNBlJg70DgS2nJAv0xirlROMsUJ+ G7+pN9AgSwNjfu3vTVgCaw== 0001209191-07-007415.txt : 20070205 0001209191-07-007415.hdr.sgml : 20070205 20070205121601 ACCESSION NUMBER: 0001209191-07-007415 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070201 FILED AS OF DATE: 20070205 DATE AS OF CHANGE: 20070205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARKETAXESS HOLDINGS INC CENTRAL INDEX KEY: 0001278021 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 522230784 BUSINESS ADDRESS: STREET 1: 140 BROADWAY 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-831-6000 MAIL ADDRESS: STREET 1: 140 BROADWAY 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: MARKETAXESS HOLDING INC DATE OF NAME CHANGE: 20040129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rucker James N B CENTRAL INDEX KEY: 0001296461 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50670 FILM NUMBER: 07579116 BUSINESS ADDRESS: BUSINESS PHONE: 212.813.6000 MAIL ADDRESS: STREET 1: C/O MARKETAXESS HOLDINGS INC. STREET 2: 140 BROADWAY, 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 4 1 bny29911_bny1jnbr.xml MAIN DOCUMENT DESCRIPTION X0202 4 2007-02-01 0001278021 MARKETAXESS HOLDINGS INC MKTX 0001296461 Rucker James N B C/O MARKETAXESS HOLDINGS INC. 140 BROADWAY, 42ND FLOOR NEW YORK NY 10005 0 1 0 0 Chief Financial Officer Common Stock, par value $0.003 per share 2007-02-01 4 F 0 1538 12.68 D 74396 D Represents the surrender of shares to the Company to satisfy Mr. Rucker's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. Rucker. /s/ Ori Solomon, as Attorney-in-Fact for James N.B. Rucker 2007-02-05 -----END PRIVACY-ENHANCED MESSAGE-----