-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JZbgHJsjNY7ICUSQ0iHrZLqvdfwnlYY8rV81XUklIl8Uprtz289IDXf0T95n65yM 2kM9RBFQ6Xv2ZmSGM07Srg== 0001209191-05-011087.txt : 20050218 0001209191-05-011087.hdr.sgml : 20050218 20050218184222 ACCESSION NUMBER: 0001209191-05-011087 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050208 FILED AS OF DATE: 20050218 DATE AS OF CHANGE: 20050218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARKETAXESS HOLDINGS INC CENTRAL INDEX KEY: 0001278021 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 522230784 BUSINESS ADDRESS: STREET 1: 140 BROADWAY 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-831-6000 MAIL ADDRESS: STREET 1: 140 BROADWAY 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: MARKETAXESS HOLDING INC DATE OF NAME CHANGE: 20040129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thees Thomas M CENTRAL INDEX KEY: 0001317811 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50670 FILM NUMBER: 05628866 BUSINESS ADDRESS: BUSINESS PHONE: 212.813.6000 MAIL ADDRESS: STREET 1: C/O MARKETAXESS HOLDINGS INC. STREET 2: 140 BROADWAY, 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 3 1 bny05981_tmt.xml MAIN DOCUMENT DESCRIPTION X0202 3 2005-02-08 0 0001278021 MARKETAXESS HOLDINGS INC MKTX 0001317811 Thees Thomas M C/O MARKETAXESS HOLDINGS INC. 140 BROADWAY, 42ND FLOOR NEW YORK NY 10005 0 1 0 0 Chief Operating Officer Common Stock, par value $0.003 per share 10000 D Employee Stock Option (right to buy) 11.40 2015-02-08 Common Stock, par value $0.003 per share 225000 D Employee Stock Option (right to buy) 11.40 2015-02-08 Common Stock, par value $0.003 per share 40000 D The option was granted on February 8, 2005. One-third of the shares of common stock underlying the option will vest and become exercisable on the first anniversary of the date of the grant, and the remaining two-thirds of the shares of common stock underlying the option will vest and become exercisable in twenty-four equal monthly installments commencing thirteen months from the date of grant. The option was granted on February 8, 2005. One-third of the shares of common stock underlying the option will vest and become exercisable on January 1, 2007, and the remaining two-thirds of the shares of common stock underlying the option will vest and become exercisable in twenty-four equal monthly installments commencing February 1, 2007. /s/ Ori Solomon, as attorney-in-fact for Thomas M. Thees 2005-02-18 -----END PRIVACY-ENHANCED MESSAGE-----