0001181431-13-041915.txt : 20130730 0001181431-13-041915.hdr.sgml : 20130730 20130730195546 ACCESSION NUMBER: 0001181431-13-041915 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130726 FILED AS OF DATE: 20130730 DATE AS OF CHANGE: 20130730 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARKETAXESS HOLDINGS INC CENTRAL INDEX KEY: 0001278021 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 522230784 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 140 BROADWAY 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-831-6000 MAIL ADDRESS: STREET 1: 140 BROADWAY 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: MARKETAXESS HOLDING INC DATE OF NAME CHANGE: 20040129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Steinhardt John CENTRAL INDEX KEY: 0001296971 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34091 FILM NUMBER: 13997190 MAIL ADDRESS: STREET 1: C/O JPMORGAN STREET 2: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 4 1 rrd386919.xml FORM 4 X0306 4 2013-07-26 0 0001278021 MARKETAXESS HOLDINGS INC MKTX 0001296971 Steinhardt John C/O MARKETAXESS HOLDINGS INC. 299 PARK AVENUE NEW YORK NY 10171 1 0 0 0 Common Stock, par value $0.003 per share 2013-07-26 4 A 0 1627 A 32876 D Common Stock, par value $0.003 per share 2013-07-29 4 G 0 10475 0 D 22401 D Represents a grant of restricted stock pursuant to the Company's 2012 Incentive Plan. /s/ Ori Solomon, as Attorney-in-Fact for John Steinhardt 2013-07-30