0001012975-18-001279.txt : 20181206 0001012975-18-001279.hdr.sgml : 20181206 20181206183027 ACCESSION NUMBER: 0001012975-18-001279 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181203 FILED AS OF DATE: 20181206 DATE AS OF CHANGE: 20181206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McVey Richard M CENTRAL INDEX KEY: 0001296466 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34091 FILM NUMBER: 181221881 MAIL ADDRESS: STREET 1: C/O MARKETAXESS HOLDINGS INC. STREET 2: 140 BROADWAY, 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARKETAXESS HOLDINGS INC CENTRAL INDEX KEY: 0001278021 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 522230784 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 299 PARK AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10171 BUSINESS PHONE: 212-831-6000 MAIL ADDRESS: STREET 1: 299 PARK AVENUE, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10171 FORMER COMPANY: FORMER CONFORMED NAME: MARKETAXESS HOLDING INC DATE OF NAME CHANGE: 20040129 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-12-03 0001278021 MARKETAXESS HOLDINGS INC MKTX 0001296466 McVey Richard M C/O MARKETAXESS HOLDINGS INC. 299 PARK AVENUE NEW YORK NY 10171 1 1 0 0 Chairman & CEO Common Stock, par value $0.003 per share 2018-12-03 5 G 0 2000 0 D 1042846 D Common Stock, par value $0.003 per share 2018-12-03 5 G 0 2000 0 A 2000 I By Immediate Family Member Common Stock, par value $0.003 per share 2018-12-04 4 M 0 23190 21.56 A 1066036 D Common Stock, par value $0.003 per share 2018-12-04 5 G 0 10000 0 D 1056036 D Employee Stock Option (right to buy) 21.56 2018-12-04 4 M 0 23190 0 D 2021-01-19 Common Stock 23190 110779 D The option was granted on January 19, 2011. The shares underlying the option vested at the following times: 12.5% on January 15, 2012, 25% on each of January 15, 2013, 2014 and 2015, and 12.5% on January 15, 2016. /s/ Ori Solomon, as Attorney-in-Fact for Richard M. McVey 2018-12-06