0001012975-17-000486.txt : 20170612
0001012975-17-000486.hdr.sgml : 20170612
20170612164628
ACCESSION NUMBER: 0001012975-17-000486
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170609
FILED AS OF DATE: 20170612
DATE AS OF CHANGE: 20170612
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MARKETAXESS HOLDINGS INC
CENTRAL INDEX KEY: 0001278021
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 522230784
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 299 PARK AVENUE, 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10171
BUSINESS PHONE: 212-831-6000
MAIL ADDRESS:
STREET 1: 299 PARK AVENUE, 10TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10171
FORMER COMPANY:
FORMER CONFORMED NAME: MARKETAXESS HOLDING INC
DATE OF NAME CHANGE: 20040129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Themelis Nicholas
CENTRAL INDEX KEY: 0001296468
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34091
FILM NUMBER: 17907030
MAIL ADDRESS:
STREET 1: C/O MARKETAXESS HOLDINGS INC.
STREET 2: 140 BROADWAY, 42ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-06-09
0001278021
MARKETAXESS HOLDINGS INC
MKTX
0001296468
Themelis Nicholas
C/O MARKETAXESS HOLDINGS INC.
299 PARK AVENUE
NEW YORK
NY
10171
0
1
0
0
Chief Information Officer
Common Stock
2017-06-09
4
M
0
5596
10.93
A
67763
D
Common Stock
2017-06-09
4
S
0
2786
200.4992
D
64977
D
Common Stock
2017-06-09
4
S
0
2310
201.0065
D
62667
D
Common Stock
2017-06-09
4
S
0
500
202.01
D
62167
D
Employee Stock Option (right to buy)
10.93
2017-06-09
4
M
0
5596
0
D
2018-01-15
Common Stock
5596
4000
D
The transaction was executed in multiple trades at prices ranging from $199.70 to $200.68. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
The transaction was executed in multiple trades at prices ranging from $200.70 to $201.49. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
The employee stock option is currently exercisable.
/s/ Ori Solomon, as Attorney-in-Fact for Nicholas Themelis
2017-06-12