-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FlGdnIkbsnuXuoR+O13SoT3xOlgpUnsI0vNwioTgt6fg0fcC6m2JCENN7eDum4YT ToYvMYpjd6CoXyY9hzv4Nw== 0001012975-07-000438.txt : 20070918 0001012975-07-000438.hdr.sgml : 20070918 20070918170519 ACCESSION NUMBER: 0001012975-07-000438 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070914 FILED AS OF DATE: 20070918 DATE AS OF CHANGE: 20070918 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARKETAXESS HOLDINGS INC CENTRAL INDEX KEY: 0001278021 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 522230784 BUSINESS ADDRESS: STREET 1: 140 BROADWAY 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-831-6000 MAIL ADDRESS: STREET 1: 140 BROADWAY 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: MARKETAXESS HOLDING INC DATE OF NAME CHANGE: 20040129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McVey Richard M CENTRAL INDEX KEY: 0001296466 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50670 FILM NUMBER: 071123023 BUSINESS ADDRESS: BUSINESS PHONE: 212.813.6000 MAIL ADDRESS: STREET 1: C/O MARKETAXESS HOLDINGS INC. STREET 2: 140 BROADWAY, 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-09-14 0001278021 MARKETAXESS HOLDINGS INC MKTX 0001296466 McVey Richard M C/O MARKETAXESS HOLDINGS INC. 140 BROADWAY, 42ND FLOOR NEW YORK NY 10005 1 1 0 0 Chairman and CEO Common Stock, par value $0.003 per share 2007-09-14 4 S 0 25806 14.00 D 1058385 D Common Stock, par value $0.003 per share 2007-09-14 4 S 0 1200 14.01 D 1057185 D Common Stock, par value $0.003 per share 2007-09-14 4 S 0 994 14.02 D 1056191 D Common Stock, par value $0.003 per share 2007-09-14 4 S 0 100 14.03 D 1056091 D Common Stock, par value $0.003 per share 2007-09-14 4 S 0 500 14.04 D 1055591 D Common Stock, par value $0.003 per share 2007-09-14 4 S 0 300 14.05 D 1055291 D Common Stock, par value $0.003 per share 2007-09-14 4 S 0 760 14.06 D 1054531 D Common Stock, par value $0.003 per share 2007-09-14 4 S 0 40 14.07 D 1054491 D Common Stock, par value $0.003 per share 2007-09-14 4 S 0 100 14.12 D 1054391 D Common Stock, par value $0.003 per share 2007-09-14 4 S 0 200 14.18 D 1054191 D Common Stock, par value $0.003 per share 495154 I By Trusts The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 1, 2007. Represents shares held by trust for the benefit of Mr. McVey and his family members. /s/ Ori Solomon, as Attorney-in-Fact for Richard M. McVey 2007-09-18 -----END PRIVACY-ENHANCED MESSAGE-----