0000950170-24-005030.txt : 20240117 0000950170-24-005030.hdr.sgml : 20240117 20240117161510 ACCESSION NUMBER: 0000950170-24-005030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240115 FILED AS OF DATE: 20240117 DATE AS OF CHANGE: 20240117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McVey Richard M CENTRAL INDEX KEY: 0001296466 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34091 FILM NUMBER: 24538567 MAIL ADDRESS: STREET 1: C/O MARKETAXESS HOLDINGS INC. STREET 2: 140 BROADWAY, 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARKETAXESS HOLDINGS INC CENTRAL INDEX KEY: 0001278021 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 02 Finance IRS NUMBER: 522230784 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 55 HUDSON YARDS, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 212-831-6000 MAIL ADDRESS: STREET 1: 55 HUDSON YARDS, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: MARKETAXESS HOLDING INC DATE OF NAME CHANGE: 20040129 4 1 ownership.xml 4 X0508 4 2024-01-15 0001278021 MARKETAXESS HOLDINGS INC MKTX 0001296466 McVey Richard M C/O MARKETAXESS HOLDINGS INC. 55 HUDSON YARDS, 15TH FLOOR NEW YORK NY 10001 true true false false Executive Chairman false Common Stock, par value $0.003 per share 2024-01-15 4 F false 14558 268.98 D 631456 D Common Stock, par value $0.003 per share 2024-01-15 4 F false 10923 268.98 D 620533 D Common Stock, par value $0.003 per share 2024-01-16 4 A false 1277 0 A 621810 D Common Stock, par value $0.003 per share 2000 I By Immediate Family Members Represents the surrender of shares to the Company to satisfy the Reporting Person's tax withholding obligation upon the receipt of vested restricted stock units that had been previously deferred by the Reporting Person. On January 16, 2024, the Compensation and Talent Committee of the Board of Directors of the Issuer certified the performance metrics relating to the performance stock units granted to the Reporting Person on January 15, 2021. The performance stock units continue to be subject to a service condition that will be satisfied on January 31, 2024. /s/ Jason Edelstein, as Attorney-in-Fact for Richard M. McVey 2024-01-17