0001209191-16-148511.txt : 20161104 0001209191-16-148511.hdr.sgml : 20161104 20161104195706 ACCESSION NUMBER: 0001209191-16-148511 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161102 FILED AS OF DATE: 20161104 DATE AS OF CHANGE: 20161104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUANTENNA COMMUNICATIONS INC CENTRAL INDEX KEY: 0001370702 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 331127317 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3450 W. WARREN DRIVE CITY: FREMONT STATE: CA ZIP: 94538-6425 BUSINESS PHONE: (510) 743-2260 MAIL ADDRESS: STREET 1: 3450 W. WARREN DRIVE CITY: FREMONT STATE: CA ZIP: 94538-6425 FORMER COMPANY: FORMER CONFORMED NAME: MYSOURCE COMMUNICATIONS INC DATE OF NAME CHANGE: 20060727 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VEF Management IV, LLC CENTRAL INDEX KEY: 0001305243 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37927 FILM NUMBER: 161976333 BUSINESS ADDRESS: STREET 1: 3340 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 650-475-3734 MAIL ADDRESS: STREET 1: 3340 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Venrock Partners Management, LLC CENTRAL INDEX KEY: 0001305240 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37927 FILM NUMBER: 161976334 BUSINESS ADDRESS: STREET 1: 3340 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 650-475-3734 MAIL ADDRESS: STREET 1: 3340 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Venrock Management IV, LLC CENTRAL INDEX KEY: 0001305238 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37927 FILM NUMBER: 161976335 BUSINESS ADDRESS: STREET 1: 3340 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 650-475-3734 MAIL ADDRESS: STREET 1: 3340 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VENROCK ENTREPRENEURS FUND IV L P CENTRAL INDEX KEY: 0001277994 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37927 FILM NUMBER: 161976336 BUSINESS ADDRESS: STREET 1: 3340 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 650-475-3734 MAIL ADDRESS: STREET 1: 3340 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Venrock Partners, L.P. CENTRAL INDEX KEY: 0001305239 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37927 FILM NUMBER: 161976337 BUSINESS ADDRESS: STREET 1: 3340 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 650-475-3734 MAIL ADDRESS: STREET 1: 3340 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VENROCK ASSOCIATES IV L P CENTRAL INDEX KEY: 0001277997 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37927 FILM NUMBER: 161976338 BUSINESS ADDRESS: STREET 1: 3340 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 650-475-3734 MAIL ADDRESS: STREET 1: 3340 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-11-02 1 0001370702 QUANTENNA COMMUNICATIONS INC QTNA 0001277997 VENROCK ASSOCIATES IV L P C/O VENROCK 3340 HILLVIEW AVENUE PALO ALTO CA 94304 0 0 1 0 0001305239 Venrock Partners, L.P. C/O VENROCK 3340 HILLVIEW AVENUE PALO ALTO CA 94304 0 0 1 0 0001277994 VENROCK ENTREPRENEURS FUND IV L P C/O VENROCK 3340 HILLVIEW AVENUE PALO ALTO CA 94304 0 0 1 0 0001305238 Venrock Management IV, LLC C/O VENROCK 3340 HILLVIEW AVENUE PALO ALTO CA 94304 0 0 1 0 0001305240 Venrock Partners Management, LLC C/O VENROCK 3340 HILLVIEW AVENUE PALO ALTO CA 94304 0 0 1 0 0001305243 VEF Management IV, LLC C/O VENROCK 3340 HILLVIEW AVENUE PALO ALTO CA 94304 0 0 1 0 Common Stock 2016-11-02 4 C 0 608340 A 608340 I See footnote Common Stock 2016-11-02 4 C 0 138696 A 747036 I See footnote Common Stock 2016-11-02 4 C 0 186644 A 933680 I See footnote Common Stock 2016-11-02 4 C 0 805625 A 1739305 I See footnote Common Stock 2016-11-02 4 C 0 469779 A 2209084 I See footnote Common Stock 2016-11-02 4 C 0 383634 A 2592718 I See footnote Common Stock 2016-11-02 4 C 0 60551 A 2653269 I See footnote Series A Preferred Stock 2016-11-02 4 C 0 322411 0.00 D Common Stock 608340 0 I See footnote Series B Preferred Stock 2016-11-02 4 C 0 71744 0.00 D Common Stock 138696 0 I See footnote Series C Preferred Stock 2016-11-02 4 C 0 94321 0.00 D Common Stock 186644 0 I See footnote Series D Preferred Stock 2016-11-02 4 C 0 805625 0.00 D Common Stock 805625 0 I See footnote Series E Preferred Stock 2016-11-02 4 C 0 469779 0.00 D Common Stock 469779 0 I See footnote Series F-1 Preferred Stock 2016-11-02 4 C 0 383634 0.00 D Common Stock 383634 0 I See footnote Series G Preferred Stock 2016-11-02 4 C 0 60551 0.00 D Common Stock 60551 0 I See footnote The Series A Preferred Stock automatically converted into Common Stock on a 1.8868501529052:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. The Series B Preferred Stock automatically converted into Common Stock on a 1.9332015399022:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. The Series C Preferred Stock automatically converted into Common Stock on a 1.97882655585238:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. The Series F-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. Consists of an aggregate of 495,190 shares of Common Stock held by Venrock Associates IV, L.P. ("Venrock IV"), 100,984 shares of Common Stock held by Venrock Partners, L.P. ("Venrock Partners"), and 12,166 shares of Common Stock held by Venrock Entrepreneurs Fund IV,L.P. ("Venrock Entrepreneurs" and together with Venrock IV and Venrock Partners, the "Venrock Entities"). VM4, VPM and VEFM4 disclaim beneficial ownership over all shares held by Venrock IV, Venrock Partners and Venrock Entrepreneurs, except to the extent of their indirect pecuniary interests therein. Consists of an aggregate of 608,091 shares of Common Stock held by Venrock IV, 124,007 shares of Common Stock held by Venrock Partners, and 14,938 shares of Common Stock held by Venrock Entrepreneurs. VM4, VPM and VEFM4 disclaim beneficial ownership over all shares held by Venrock IV, Venrock Partners and Venrock Entrepreneurs, except to the extent of their indirect pecuniary interests therein. Consists of an aggregate of 760,021 shares of Common Stock held by Venrock IV, 154,989 shares of Common Stock held by Venrock Partners, and 18,670 shares of Common Stock held by Venrock Entrepreneurs. VM4, VPM and VEFM4 disclaim beneficial ownership over all shares held by Venrock IV, Venrock Partners and Venrock Entrepreneurs, except to the extent of their indirect pecuniary interests therein. Consists of an aggregate of 1,415,801 shares of Common Stock held by Venrock IV, 288,723 shares of Common Stock held by Venrock Partners, and 34,781 shares of Common Stock held by Venrock Entrepreneurs. VM4, VPM and VEFM4 disclaim beneficial ownership over all shares held by Venrock IV, Venrock Partners and Venrock Entrepreneurs, except to the extent of their indirect pecuniary interests therein. Consists of an aggregate of 1,798,202 shares of Common Stock held by Venrock IV, 366,706 shares of Common Stock held by Venrock Partners, and 44,176 shares of Common Stock held by Venrock Entrepreneurs. VM4, VPM and VEFM4 disclaim beneficial ownership over all shares held by Venrock IV, Venrock Partners and Venrock Entrepreneurs, except to the extent of their indirect pecuniary interests therein. Consists of an aggregate of 2,110,481 shares of Common Stock held by Venrock IV, 430,389 shares of Common Stock held by Venrock Partners, and 51,848 shares of Common Stock held by Venrock Entrepreneurs. VM4, VPM and VEFM4 disclaim beneficial ownership over all shares held by Venrock IV, Venrock Partners and Venrock Entrepreneurs, except to the extent of their indirect pecuniary interests therein. Consists of an aggregate of 2,159,770 shares of Common Stock held by Venrock IV, 440,440 shares of Common Stock held by Venrock Partners, and 53,059 shares of Common Stock held by Venrock Entrepreneurs. VM4, VPM and VEFM4 disclaim beneficial ownership over all shares held by Venrock IV, Venrock Partners and Venrock Entrepreneurs, except to the extent of their indirect pecuniary interests therein. Consisted of an aggregate of 262,443 shares of Series A Preferred Stock held by Venrock IV, 53,520 shares of Series A Preferred Stock held by Venrock Partners, and 6,448 shares of Series A Preferred Stock held by Venrock Entrepreneurs. VM4, VPM and VEFM4 disclaim beneficial ownership over all shares held by Venrock IV, Venrock Partners and Venrock Entrepreneurs, except to the extent of their indirect pecuniary interests therein. The sole general partner of Venrock IV is Venrock Management IV, LLC ("VM4"). The sole general partner of Venrock Partners is Venrock Partners Management, LLC ("VPM"). The sole general partner of Venrock Entrepreneurs is VEF Management IV, LLC ("VEFM4"). Consisted of an aggregate of 58,401 shares of Series B Preferred Stock held by Venrock IV, 11,909 shares of Series B Preferred Stock held by Venrock Partners, and 1,434 shares of Series B Preferred Stock held by Venrock Entrepreneurs. VM4, VPM and VEFM4 disclaim beneficial ownership over all shares held by Venrock IV, Venrock Partners and Venrock Entrepreneurs, except to the extent of their indirect pecuniary interests therein. Consisted of an aggregate of 76,778 shares of Series C Preferred Stock held by Venrock IV, 15,657 shares of Series C Preferred Stock held by Venrock Partners, and 1,886 shares of Series C Preferred Stock held by Venrock Entrepreneurs. VM4, VPM and VEFM4 disclaim beneficial ownership over all shares held by Venrock IV, Venrock Partners and Venrock Entrepreneurs, except to the extent of their indirect pecuniary interests therein. Consisted of an aggregate of 655,780 shares of Series D Preferred Stock held by Venrock IV, 133,734 shares of Series D Preferred Stock held by Venrock Partners, and 16,111 shares of Series D Preferred Stock held by Venrock Entrepreneurs. VM4, VPM and VEFM4 disclaim beneficial ownership over all shares held by Venrock IV, Venrock Partners and Venrock Entrepreneurs, except to the extent of their indirect pecuniary interests therein. Consisted of an aggregate of 382,401 shares of Series E Preferred Stock held by Venrock IV, 77,983 shares of Series E Preferred Stock held by Venrock Partners, and 9,395 shares of Series E Preferred Stock held by Venrock Entrepreneurs. VM4, VPM and VEFM4 disclaim beneficial ownership over all shares held by Venrock IV, Venrock Partners and Venrock Entrepreneurs, except to the extent of their indirect pecuniary interests therein. Consisted of an aggregate of 312,279 shares of Series F-1 Preferred Stock held by Venrock IV, 63,683 shares of Series F-1 Preferred Stock held by Venrock Partners, and 7,672 shares of Series F-1 Preferred Stock held by Venrock Entrepreneurs. VM4, VPM and VEFM4 disclaim beneficial ownership over all shares held by Venrock IV, Venrock Partners and Venrock Entrepreneurs, except to the extent of their indirect pecuniary interests therein. Consisted of an aggregate of 49,289 shares of Series G Preferred Stock held by Venrock IV, 10,051 shares of Series G Preferred Stock held by Venrock Partners, and 1,211 shares of Series G Preferred Stock held by Venrock Entrepreneurs. VM4, VPM and VEFM4 disclaim beneficial ownership over all shares held by Venrock IV, Venrock Partners and Venrock Entrepreneurs, except to the extent of their indirect pecuniary interests therein. /s/ David L. Stepp, Authorized Signatory 2016-11-04 /s/ David L. Stepp, Authorized Signatory 2016-11-04 /s/ David L. Stepp, Authorized Signatory 2016-11-04 /s/ David L. Stepp, Authorized Signatory 2016-11-04 /s/ David L. Stepp, Authorized Signatory 2016-11-04 /s/ David L. Stepp, Authorized Signatory 2016-11-04