-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A7/xBkdG/EWEXc1rfGZ8fdHsQgJZZfAPJfe96OhZyp7dHj4hRR2vq1gDwOReDAPs EPbvJRCA3rc4qPCXMNtTWQ== 0001181431-10-059958.txt : 20101207 0001181431-10-059958.hdr.sgml : 20101207 20101207171953 ACCESSION NUMBER: 0001181431-10-059958 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101203 FILED AS OF DATE: 20101207 DATE AS OF CHANGE: 20101207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TA IX LP CENTRAL INDEX KEY: 0001121410 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33864 FILM NUMBER: 101238038 BUSINESS ADDRESS: STREET 1: HIGH STREET TOWER CITY: BOSTON STATE: MA ZIP: 02110 MAIL ADDRESS: STREET 1: 125 HIGH ST STREET 2: STE 2500 CITY: BOSTON STATE: MA ZIP: 02110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARDTRONICS INC CENTRAL INDEX KEY: 0001277856 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 760681190 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3250 BRIARPARK DRIVE STREET 2: SUITE 400 CITY: HOUSTON STATE: TX ZIP: 77042 BUSINESS PHONE: 832-308-4000 MAIL ADDRESS: STREET 1: 3250 BRIARPARK DRIVE STREET 2: SUITE 400 CITY: HOUSTON STATE: TX ZIP: 77042 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TA ASSOCIATES INC CENTRAL INDEX KEY: 0001034569 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33864 FILM NUMBER: 101238039 BUSINESS ADDRESS: STREET 1: 125 HIGH STREET STREET 2: SUITE 2500 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6175746781 MAIL ADDRESS: STREET 1: 125 HIGH STREET STREET 2: SUITE 2500 CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TA / ATLANTIC & PACIFIC IV LP CENTRAL INDEX KEY: 0001235807 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33864 FILM NUMBER: 101238034 BUSINESS ADDRESS: STREET 1: 125 HIGH STREET STREET 2: SUITE 2500 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6175746781 MAIL ADDRESS: STREET 1: 125 HIGH STREET STREET 2: SUITE 2500 CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TA ASSOCIATES IX LLC CENTRAL INDEX KEY: 0001235811 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33864 FILM NUMBER: 101238037 BUSINESS ADDRESS: STREET 1: 125 HIGH STREET STREET 2: SUITE 2500 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6175746781 MAIL ADDRESS: STREET 1: 125 HIGH STREET STREET 2: SUITE 2500 CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TA ASSOCIATES AP IV LP CENTRAL INDEX KEY: 0001235813 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33864 FILM NUMBER: 101238033 BUSINESS ADDRESS: STREET 1: 125 HIGH STREET STREET 2: SUITE 2500 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6175746781 MAIL ADDRESS: STREET 1: 125 HIGH STREET STREET 2: SUITE 2500 CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TA Atlantic & Pacific V L P CENTRAL INDEX KEY: 0001319730 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33864 FILM NUMBER: 101238036 BUSINESS ADDRESS: STREET 1: 125 HIGH ST STREET 2: SUITE 2500 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-574-6700 MAIL ADDRESS: STREET 1: 125 HIGH ST STREET 2: SUITE 2500 CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TA Associates AP V L.P. CENTRAL INDEX KEY: 0001392149 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33864 FILM NUMBER: 101238035 BUSINESS ADDRESS: STREET 1: JOHN HANCOCK TOWER STREET 2: 200 CLARENDON ST 56TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-574-6700 MAIL ADDRESS: STREET 1: JOHN HANCOCK TOWER STREET 2: 200 CLARENDON ST 56TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 4 1 rrd293518.xml FORM 4 X0303 4 2010-12-03 0 0001277856 CARDTRONICS INC CATM 0001034569 TA ASSOCIATES INC JOHN HANCOCK TOWER 200 CLARENDON ST, 56TH FLOOR BOSTON MA 02116 1 0 0 1 See General Remarks 0001121410 TA IX LP JOHN HANCOCK TOWER 200 CLARENDON ST. 56TH FLOOR BOSTON MA 02116 0 0 0 1 See General Remarks 0001235811 TA ASSOCIATES IX LLC JOHN HANCOCK TOWER 200 CLARENDON ST. 56TH FLOOR BOSTON MA 02116 0 0 0 1 See General Remarks 0001319730 TA Atlantic & Pacific V L P JOHN HANCOCK TOWER 200 CLARENDON ST. 56TH FLOOR BOSTON MA 02116 0 0 0 1 See General Remarks 0001392149 TA Associates AP V L.P. JOHN HANCOCK TOWER 200 CLARENDON ST. 56TH FLOOR BOSTON MA 02116 0 0 0 1 See General Remarks 0001235807 TA / ATLANTIC & PACIFIC IV LP JOHN HANCOCK TOWER 200 CLARENDON ST. 56TH FLOOR BOSTON MA 02116 0 0 0 1 See General Remarks 0001235813 TA ASSOCIATES AP IV LP JOHN HANCOCK TOWER 200 CLARENDON ST. 56TH FLOOR BOSTON MA 02116 0 0 0 1 See General Remarks Common Stock 2010-12-03 4 S 0 61850 16.8477 D 1487189 I See Footnote 2 Common Stock 2010-12-03 4 S 0 24740 16.8477 D 594892 I See Footnote 4 Common Stock 2010-12-03 4 S 0 10670 16.8477 D 256395 I See Footnote 6 Common Stock 2010-12-06 4 S 0 61850 16.9706 D 1425339 I See Footnote 2 Common Stock 2010-12-06 4 S 0 24740 16.9706 D 570152 I See Footnote 4 Common Stock 2010-12-06 4 S 0 10670 16.9706 D 245725 I See Footnote 6 Common Stock 2010-12-07 4 S 0 61850 16.9934 D 1363489 I See Footnote 2 Common Stock 2010-12-07 4 S 0 24740 16.9934 D 545412 I See Footnote 4 Common Stock 2010-12-07 4 S 0 10670 16.9934 D 235055 I See Footnote 6 These securities were sold solely by TA IX L.P. These securities are owned solely by TA IX L.P. TA Associates, Inc. is the Manager of TA Associates IX LLC, which is the General Partner of TA IX L.P. Each of TA Associates, Inc. and TA Associates IX LLC may be deemed to have a beneficial interest in shares held by TA IX L.P. and each disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest in such shares which is subject to indeterminable future events. These securities were sold solely by TA Atlantic and Pacific V L.P. These securities are owned solely by TA Atlantic and Pacific V L.P. TA Associates, Inc. is the General Partner of TA Associates AP V L.P., which is the General Partner of TA Atlantic and Pacific V L.P. Each of TA Associates, Inc. and TA Associates AP V L.P. may be deemed to have a beneficial interest in shares held by TA Atlantic and Pacific V L.P. and each disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest in such shares which is subject to indeterminable future events. These securities were sold solely by TA/Atlantic and Pacific IV L.P. These securities are owned solely by TA/Atlantic and Pacific IV L.P. TA Associates, Inc. is the General Partner of TA Associates AP IV L.P., which is the General Partner of TA/Atlantic and Pacific IV L.P. Each of TA Associates, Inc. and TA Associates AP IV L.P. may be deemed to have a beneficial interest in shares held by TA/Atlantic and Pacific IV L.P. and each disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest in such shares which is subject to indeterminable future events. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by TA Associates, Inc. on August 30, 2010. The Reporting Persons are members of a 13(d) group and have a representative on the Issuer's board of directors. Michael A. Wilson currently serves as the Reporting Persons' representative on the board of directors and, as such, the Reporting Persons are deemed directors of the Issuer. Due to the limit of joint filers that can be included on one form, TA Associates, Inc., TA IX L.P., TA Associates IX LLC, TA Atlantic and Pacific V L.P., TA Associates AP V L.P., TA/Atlantic and Pacific IV L.P., TA Associates AP IV L.P., TA Strategic Partners Fund A L.P., TA Strategic Partners Fund B L.P., TA Associates SPF L.P., and TA Investors II L.P. have filed two separate forms simultaneously, which relate to the same securities of the Issuer held by such Reporting Persons. TA Associates, Inc., By Thomas P. Alber, Chief Financial Officer 2010-12-07 TA IX L.P., By TA Associates IX LLC, Its General Partner, By TA Associates, Inc., Its Manager, By Thomas P. Alber, Chief Financial Officer 2010-12-07 TA Associates IX LLC, By TA Associates, Inc., Its Manager, By Thomas P. Alber, Chief Financial Officer 2010-12-07 TA Atlantic and Pacific V L.P., By TA Associates AP V L.P., Its General Partner, By TA Associates, Inc., Its General Partner, By Thomas P. Alber, Chief Financial Officer 2010-12-07 TA Associates AP V L.P., By TA Associates, Inc., Its General Partner, By Thomas P. Alber, Chief Financial Officer 2010-12-07 TA/Atlantic and Pacific IV L.P., By TA Associates AP IV L.P., Its General Partner, By TA Associates, Inc., Its General Partner, By Thomas P. Alber, Chief Financial Officer 2010-12-07 TA Associates AP IV L.P., By TA Associates, Inc., Its General Partner, By Thomas P. Alber, Chief Financial Officer 2010-12-07 -----END PRIVACY-ENHANCED MESSAGE-----