0001277779-17-000004.txt : 20171114 0001277779-17-000004.hdr.sgml : 20171114 20171114165330 ACCESSION NUMBER: 0001277779-17-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171114 DATE AS OF CHANGE: 20171114 EFFECTIVENESS DATE: 20171114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CONTINENTAL ADVISORS LLC CENTRAL INDEX KEY: 0001277779 IRS NUMBER: 364290779 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10837 FILM NUMBER: 171202504 BUSINESS ADDRESS: STREET 1: 227 WEST MONROE STREET STREET 2: SUITE 5050 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3123773777 MAIL ADDRESS: STREET 1: 227 WEST MONROE STREET STREET 2: SUITE 5050 CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001277779 XXXXXXXX 09-30-2017 09-30-2017 CONTINENTAL ADVISORS LLC

227 WEST MONROE STREET SUITE 5050 CHICAGO IL 60606

13F HOLDINGS REPORT 028-10837 N GREGORY RAMENOFSKY 3123773777 GREGORY RAMENOFSKY CHICAGO IL 11-14-2017 0 114 438498 false INFORMATION TABLE 2 Continental_13FXML_09302017.xml Q3 2017 13F ABBOTT LABS COM 002824100 374 7000 SH Put SOLE 7000 0 0 ACCURAY INC COM 004397105 538 134500 SH SOLE 134500 0 0 ALIGN TECHNOLOGY INC COM 016255101 2906 15600 SH Put SOLE 15600 0 0 ALLERGAN PLC SHS G0177J108 1066 5200 SH SOLE 5200 0 0 AMAZON COM INC COM 023135106 1923 2000 SH Put SOLE 2000 0 0 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 427 46000 SH SOLE 46000 0 0 AON PLC SHS CL A G0408V102 4383 30000 SH Put SOLE 30000 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 3500 103300 SH SOLE 103300 0 0 AVON PRODS INC COM 054303102 1235 530000 SH Call SOLE 530000 0 0 AVON PRODS INC COM 054303102 2433 1044155 SH SOLE 1044155 0 0 BANC OF CALIFORNIA INC COM 05990K106 3828 184500 SH SOLE 184500 0 0 BANK AMER CORP COM 060505104 10453 412500 SH SOLE 412500 0 0 BANK MONTREAL QUE COM 063671101 757 10000 SH Put SOLE 10000 0 0 BANKRATE INC DEL COM 06647F102 446 32000 SH SOLE 32000 0 0 BARRICK GOLD CORP COM 067901108 708 44000 SH SOLE 44000 0 0 BARRICK GOLD CORP COM 067901108 1126 70000 SH Call SOLE 70000 0 0 BAXTER INTL INC COM 071813109 628 10000 SH Put SOLE 10000 0 0 BIOSCRIP INC COM 09069N108 581 211300 SH SOLE 211300 0 0 BLOCK H & R INC COM 093671105 7474 282242 SH SOLE 282242 0 0 BOSTON SCIENTIFIC CORP COM 101137107 1957 67100 SH SOLE 67100 0 0 BOSTON SCIENTIFIC CORP COM 101137107 1957 67100 SH Put SOLE 67100 0 0 BROOKDALE SR LIVING INC COM 112463104 1484 140000 SH Call SOLE 140000 0 0 BROOKDALE SR LIVING INC COM 112463104 4317 407295 SH SOLE 407295 0 0 CAPITAL ONE FINL CORP COM 14040H105 4233 50000 SH Call SOLE 50000 0 0 CAPITAL ONE FINL CORP COM 14040H105 10574 124900 SH SOLE 124900 0 0 CAPITAL SR LIVING CORP COM 140475104 464 37000 SH SOLE 37000 0 0 CARDINAL HEALTH INC COM 14149Y108 5949 88900 SH SOLE 88900 0 0 CARDINAL HEALTH INC COM 14149Y108 6023 90000 SH Call SOLE 90000 0 0 CASTLIGHT HEALTH INC CL B 14862Q100 529 123100 SH SOLE 123100 0 0 CDN IMPERIAL BK COMM TORONTO COM 136069101 2188 25000 SH Put SOLE 25000 0 0 CENTERSTATE BK CORP COM 15201P109 3094 115447 SH SOLE 115447 0 0 CIGNA CORPORATION COM 125509109 2056 11000 SH Put SOLE 11000 0 0 COMMUNITY HEALTH SYS INC NEW COM 203668108 772 100500 SH Call SOLE 100500 0 0 COMMUNITY HEALTH SYS INC NEW COM 203668108 4045 526700 SH SOLE 526700 0 0 CONCORDIA INTERNATIONAL CORP COM 20653P102 171 145000 SH SOLE 145000 0 0 CONSUMER PORTFOLIO SVCS INC COM 210502100 6048 1326211 SH SOLE 1326211 0 0 CREDIT SUISSE GROUP SPONSORED ADR 225401108 6162 390000 SH SOLE 390000 0 0 DAVITA INC COM 23918K108 6854 115400 SH SOLE 115400 0 0 DAVITA INC COM 23918K108 6889 116000 SH Call SOLE 116000 0 0 DENTSPLY SIRONA INC COM 24906P109 3457 57800 SH SOLE 57800 0 0 DEUTSCHE BANK AG NAMEN AKT D18190898 3007 174000 SH SOLE 174000 0 0 DIPLOMAT PHARMACY INC COM 25456K101 886 42800 SH SOLE 42800 0 0 DISCOVER FINL SVCS COM 254709108 8466 131300 SH Call SOLE 131300 0 0 DISCOVER FINL SVCS COM 254709108 11078 171800 SH SOLE 171800 0 0 EBIX INC COM NEW 278715206 326 5000 SH Put SOLE 5000 0 0 ELLIE MAE INC COM 28849P100 698 8500 SH SOLE 8500 0 0 ELLIE MAE INC COM 28849P100 698 8500 SH Put SOLE 8500 0 0 FEDERATED INVS INC PA CL B 314211103 4600 154885 SH SOLE 154885 0 0 FIRST BANCORP N C COM 318910106 2327 67615 SH SOLE 67615 0 0 GILEAD SCIENCES INC COM 375558103 4019 49600 SH Call SOLE 49600 0 0 GILEAD SCIENCES INC COM 375558103 4254 52500 SH SOLE 52500 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 10211 43050 SH SOLE 43050 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 5229 5000 SH Put SOLE 5000 0 0 ISHARES TR U.S. REAL ES ETF 464287739 1598 20000 SH Put SOLE 20000 0 0 JMP GROUP LLC COM 46629U107 1660 295326 SH SOLE 295326 0 0 JOHNSON & JOHNSON COM 478160104 949 7300 SH SOLE 7300 0 0 JPMORGAN CHASE & CO COM 46625H100 8414 88100 SH SOLE 88100 0 0 KINDRED HEALTHCARE INC COM 494580103 306 45000 SH SOLE 45000 0 0 KROGER CO COM 501044101 2959 147500 SH Call SOLE 147500 0 0 KROGER CO COM 501044101 3320 165500 SH SOLE 165500 0 0 LEGG MASON INC COM 524901105 1152 29300 SH Put SOLE 29300 0 0 LEGG MASON INC COM 524901105 1152 29310 SH SOLE 29310 0 0 LIBERTY TAX INC CL A 53128T102 4230 293769 SH SOLE 293769 0 0 MALLINCKRODT PUB LTD CO SHS G5785G107 1442 38600 SH SOLE 38600 0 0 MERCK & CO INC COM 58933Y105 1281 20000 SH Call SOLE 20000 0 0 MERCK & CO INC COM 58933Y105 4540 70900 SH SOLE 70900 0 0 METTLER TOLEDO INTERNATIONAL COM 592688105 376 600 SH Put SOLE 600 0 0 MONSANTO CO NEW COM 61166W101 324 2700 SH SOLE 2700 0 0 MYLAN N V SHS EURO N59465109 850 27100 SH SOLE 27100 0 0 MYRIAD GENETICS INC COM 62855J104 1274 35200 SH SOLE 35200 0 0 NETFLIX INC COM 64110L106 363 2000 SH Put SOLE 2000 0 0 NMI HLDGS INC CL A 629209305 6226 502075 SH SOLE 502075 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 2764 175800 SH SOLE 175800 0 0 OCH ZIFF CAP MGMT GROUP CL A 67551U105 6915 2147593 SH SOLE 2147593 0 0 OPUS BK IRVINE CALIF COM 684000102 4431 184641 SH SOLE 184641 0 0 PATTERSON COMPANIES INC COM 703395103 3025 78264 SH SOLE 78264 0 0 PERRIGO CO PLC SHS G97822103 1270 15000 SH Call SOLE 15000 0 0 PERRIGO CO PLC SHS G97822103 4757 56200 SH SOLE 56200 0 0 PFIZER INC COM 717081103 8161 228601 SH SOLE 228601 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 20072 138000 SH Put SOLE 138000 0 0 PRICE T ROWE GROUP INC COM 74144T108 8612 95000 SH SOLE 95000 0 0 PROVIDENT FINL HLDGS INC COM 743868101 2907 148333 SH SOLE 148333 0 0 QUORUM HEALTH CORP COM 74909E106 627 121100 SH SOLE 121100 0 0 R1 RCM INC COM 749397105 1400 377271 SH SOLE 377271 0 0 RIVERVIEW BANCORP INC COM 769397100 1656 197183 SH SOLE 197183 0 0 SANTANDER CONSUMER USA HDG I COM 80283M101 1076 70000 SH Call SOLE 70000 0 0 SANTANDER CONSUMER USA HDG I COM 80283M101 7287 474081 SH SOLE 474081 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 11851 145000 SH Put SOLE 145000 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 4655 180000 SH Call SOLE 180000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 49744 198000 SH Put SOLE 198000 0 0 STATE STR CORP COM 857477103 955 10000 SH Put SOLE 10000 0 0 SUNTRUST BKS INC COM 867914103 5457 91300 SH SOLE 91300 0 0 TENET HEALTHCARE CORP COM NEW 88033G407 1364 83000 SH Call SOLE 83000 0 0 TENET HEALTHCARE CORP COM NEW 88033G407 2675 162824 SH SOLE 162824 0 0 TESLA INC COM 88160R101 512 1500 SH Put SOLE 1500 0 0 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR 881624209 4486 254900 SH SOLE 254900 0 0 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR 881624209 5104 290000 SH Call SOLE 290000 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 1125 20000 SH Put SOLE 20000 0 0 UNITED NAT FOODS INC COM 911163103 2314 55650 SH SOLE 55650 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1959 10000 SH Put SOLE 10000 0 0 VAIL RESORTS INC COM 91879Q109 4905 21500 SH Put SOLE 21500 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 287 20000 SH Call SOLE 20000 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 2827 197300 SH SOLE 197300 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 1378 60000 SH Call SOLE 60000 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 2030 88400 SH SOLE 88400 0 0 VITAMIN SHOPPE INC COM 92849E101 1449 270840 SH SOLE 270840 0 0 VITAMIN SHOPPE INC NOTE 2.250%12/0 92849EAB7 738 1000000 PRN SOLE 1000000 0 0 WADDELL & REED FINL INC CL A 930059100 3354 167100 SH Call SOLE 167100 0 0 WADDELL & REED FINL INC CL A 930059100 8865 441702 SH SOLE 441702 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 772 10000 SH SOLE 10000 0 0 WELLS FARGO CO NEW COM 949746101 4136 75000 SH Call SOLE 75000 0 0 WELLS FARGO CO NEW COM 949746101 7871 142716 SH SOLE 142716 0 0 WESTERN UN CO COM 959802109 4259 221838 SH SOLE 221838 0 0 WISDOMTREE INVTS INC COM 97717P104 4860 477399 SH SOLE 477399 0 0