The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACCURAY INC | COM | 004397105 | 414 | 44,500 | SH | SOLE | 44,500 | 0 | 0 | ||
ACTAVIS PLC | SHS | G0083B108 | 2,679 | 9,000 | SH | Put | SOLE | 9,000 | 0 | 0 | |
ALLIANCE DATA SYSTEMS CORP | COM | 018581108 | 1,481 | 5,000 | SH | Put | SOLE | 5,000 | 0 | 0 | |
ALLSCRIPTS HEALTHCARE SOLUTN | COM | 01988P108 | 1,110 | 92,823 | SH | SOLE | 92,823 | 0 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 250 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
AMERISOURCEBERGEN CORP | COM | 03073E105 | 3,410 | 30,000 | SH | Put | SOLE | 30,000 | 0 | 0 | |
AMGEN INC | COM | 031162100 | 4,636 | 29,000 | SH | Put | SOLE | 29,000 | 0 | 0 | |
ANGLOGOLD ASHANTI LTD | SPONSORED ADR | 035128206 | 280 | 30,000 | SH | Call | SOLE | 30,000 | 0 | 0 | |
ANGLOGOLD ASHANTI LTD | SPONSORED ADR | 035128206 | 285 | 30,500 | SH | SOLE | 30,500 | 0 | 0 | ||
APOLLO ED GROUP INC | CL A | 037604105 | 596 | 31,500 | SH | Call | SOLE | 31,500 | 0 | 0 | |
APOLLO ED GROUP INC | CL A | 037604105 | 1,183 | 62,500 | SH | SOLE | 62,500 | 0 | 0 | ||
APOLLO RESIDENTIAL MTG INC | COM | 03763V102 | 1,381 | 86,600 | SH | SOLE | 86,600 | 0 | 0 | ||
ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 2,525 | 36,900 | SH | SOLE | 36,900 | 0 | 0 | ||
AVON PRODS INC | COM | 054303102 | 2,812 | 352,000 | SH | Call | SOLE | 352,000 | 0 | 0 | |
AVON PRODS INC | COM | 054303102 | 3,407 | 426,355 | SH | SOLE | 426,355 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 6,926 | 450,000 | SH | Call | SOLE | 450,000 | 0 | 0 | |
BANK AMER CORP | COM | 060505104 | 9,373 | 609,000 | SH | SOLE | 609,000 | 0 | 0 | ||
BARRICK GOLD CORP | COM | 067901108 | 351 | 32,000 | SH | SOLE | 32,000 | 0 | 0 | ||
BARRICK GOLD CORP | COM | 067901108 | 2,400 | 219,000 | SH | Call | SOLE | 219,000 | 0 | 0 | |
BAXTER INTL INC | COM | 071813109 | 206 | 3,000 | SH | Call | SOLE | 3,000 | 0 | 0 | |
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 1,371 | 11,000 | SH | Put | SOLE | 11,000 | 0 | 0 | |
BLOCK H & R INC | COM | 093671105 | 641 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
BLOCK H & R INC | COM | 093671105 | 641 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
BOFI HLDG INC | COM | 05566U108 | 1,861 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
BOSTON SCIENTIFIC CORP | COM | 101137107 | 3,188 | 179,600 | SH | SOLE | 179,600 | 0 | 0 | ||
CAPITAL ONE FINL CORP | COM | 14040H105 | 3,941 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
CAPITAL ONE FINL CORP | COM | 14040H105 | 5,084 | 64,500 | SH | SOLE | 64,500 | 0 | 0 | ||
CARDINAL HEALTH INC | COM | 14149Y108 | 4,514 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
CARE COM INC | COM | 141633107 | 731 | 96,476 | SH | SOLE | 96,476 | 0 | 0 | ||
CAREER EDUCATION CORP | COM | 141665109 | 401 | 79,775 | SH | SOLE | 79,775 | 0 | 0 | ||
CASH AMER INTL INC | COM | 14754D100 | 5,601 | 240,368 | SH | SOLE | 240,368 | 0 | 0 | ||
CASTLIGHT HEALTH INC | CL B | 14862Q100 | 529 | 68,200 | SH | SOLE | 68,200 | 0 | 0 | ||
CELGENE CORP | COM | 151020104 | 922 | 8,000 | SH | Put | SOLE | 8,000 | 0 | 0 | |
CENTERSTATE BANKS INC | COM | 15201P109 | 2,344 | 196,851 | SH | SOLE | 196,851 | 0 | 0 | ||
CERNER CORP | COM | 156782104 | 3,663 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
CHERRY HILL MTG INVT CORP | COM | 164651101 | 4,462 | 253,076 | SH | SOLE | 253,076 | 0 | 0 | ||
CIGNA CORPORATION | COM | 125509109 | 2,589 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
COMMUNITY HEALTH SYS INC NEW | COM | 203668108 | 3,879 | 74,200 | SH | SOLE | 74,200 | 0 | 0 | ||
CONMED CORP | COM | 207410101 | 1,333 | 26,400 | SH | SOLE | 26,400 | 0 | 0 | ||
CONSUMER PORTFOLIO SVCS INC | COM | 210502100 | 5,856 | 837,804 | SH | SOLE | 837,804 | 0 | 0 | ||
CREDIT ACCEP CORP MICH | COM | 225310101 | 6,825 | 35,000 | SH | Put | SOLE | 35,000 | 0 | 0 | |
CULLEN FROST BANKERS INC | COM | 229899109 | 1,319 | 19,100 | SH | Put | SOLE | 19,100 | 0 | 0 | |
DANAHER CORP DEL | COM | 235851102 | 679 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
DAVITA HEALTHCARE PARTNERS I | COM | 23918K108 | 1,219 | 15,000 | SH | Call | SOLE | 15,000 | 0 | 0 | |
DAVITA HEALTHCARE PARTNERS I | COM | 23918K108 | 2,073 | 25,500 | SH | SOLE | 25,500 | 0 | 0 | ||
DDR CORP | COM | 23317H102 | 391 | 21,000 | SH | Put | SOLE | 21,000 | 0 | 0 | |
DDR CORP | COM | 23317H102 | 559 | 30,000 | SH | Call | SOLE | 30,000 | 0 | 0 | |
DELUXE CORP | COM | 248019101 | 2,078 | 30,000 | SH | Put | SOLE | 30,000 | 0 | 0 | |
DENTSPLY INTL INC NEW | COM | 249030107 | 4,773 | 93,800 | SH | SOLE | 93,800 | 0 | 0 | ||
EAST WEST BANCORP INC | COM | 27579R104 | 1,432 | 35,400 | SH | Put | SOLE | 35,400 | 0 | 0 | |
EBIX INC | COM NEW | 278715206 | 760 | 25,000 | SH | Put | SOLE | 25,000 | 0 | 0 | |
EHEALTH INC | COM | 28238P109 | 1,073 | 114,388 | SH | SOLE | 114,388 | 0 | 0 | ||
ELIZABETH ARDEN INC | COM | 28660G106 | 775 | 49,655 | SH | SOLE | 49,655 | 0 | 0 | ||
ELLIE MAE INC | COM | 28849P100 | 2,522 | 45,600 | SH | Put | SOLE | 45,600 | 0 | 0 | |
ENOVA INTL INC | COM | 29357K103 | 4,997 | 253,797 | SH | SOLE | 253,797 | 0 | 0 | ||
ENVESTNET INC | COM | 29404K106 | 1,699 | 30,300 | SH | Put | SOLE | 30,300 | 0 | 0 | |
FEDERAL REALTY INVT TR | SH BEN INT NEW | 313747206 | 1,472 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
FEDERATED INVS INC PA | CL B | 314211103 | 1,674 | 49,385 | SH | SOLE | 49,385 | 0 | 0 | ||
FIFTH THIRD BANCORP | COM | 316773100 | 3,582 | 190,000 | SH | SOLE | 190,000 | 0 | 0 | ||
FIFTH THIRD BANCORP | COM | 316773100 | 7,423 | 393,800 | SH | Call | SOLE | 393,800 | 0 | 0 | |
FIRST BANCORP N C | COM | 318910106 | 2,784 | 158,553 | SH | SOLE | 158,553 | 0 | 0 | ||
GENWORTH FINL INC | COM CL A | 37247D106 | 2,145 | 293,500 | SH | Call | SOLE | 293,500 | 0 | 0 | |
GENWORTH FINL INC | COM CL A | 37247D106 | 3,718 | 508,609 | SH | SOLE | 508,609 | 0 | 0 | ||
GLOBAL PMTS INC | COM | 37940X102 | 917 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 5,075 | 27,000 | SH | Call | SOLE | 27,000 | 0 | 0 | |
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 13,308 | 70,800 | SH | SOLE | 70,800 | 0 | 0 | ||
HANGER INC | COM NEW | 41043F208 | 1,384 | 61,000 | SH | SOLE | 61,000 | 0 | 0 | ||
HCP INC | COM | 40414L109 | 1,372 | 31,744 | SH | SOLE | 31,744 | 0 | 0 | ||
HCP INC | COM | 40414L109 | 3,198 | 74,000 | SH | Put | SOLE | 74,000 | 0 | 0 | |
HEALTH CARE REIT INC | COM | 42217K106 | 1,787 | 23,100 | SH | Put | SOLE | 23,100 | 0 | 0 | |
HEALTH NET INC | COM | 42222G108 | 605 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
HOLOGIC INC | COM | 436440101 | 3,976 | 120,400 | SH | SOLE | 120,400 | 0 | 0 | ||
HOMESTREET INC | COM | 43785V102 | 4,052 | 221,188 | SH | SOLE | 221,188 | 0 | 0 | ||
HOOPER HOLMES INC | COM | 439104100 | 250 | 481,487 | SH | SOLE | 481,487 | 0 | 0 | ||
INTUIT | COM | 461202103 | 970 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 2,894 | 5,730 | SH | SOLE | 5,730 | 0 | 0 | ||
ISHARES TR | 20+ YR TR BD ETF | 464287432 | 2,614 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
ISHARES TR | 7-10 Y TR BD ETF | 464287440 | 7,479 | 69,000 | SH | Put | SOLE | 69,000 | 0 | 0 | |
ISHARES TR | NASDQ BIOTEC ETF | 464287556 | 7,899 | 23,000 | SH | Put | SOLE | 23,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 9,950 | 80,000 | SH | Put | SOLE | 80,000 | 0 | 0 | |
ISHARES TR | U.S. REAL ES ETF | 464287739 | 10,708 | 135,000 | SH | Put | SOLE | 135,000 | 0 | 0 | |
ITT EDUCATIONAL SERVICES INC | COM | 45068B109 | 115 | 17,000 | SH | Call | SOLE | 17,000 | 0 | 0 | |
ITT EDUCATIONAL SERVICES INC | COM | 45068B109 | 316 | 46,600 | SH | SOLE | 46,600 | 0 | 0 | ||
JMP GROUP LLC | COM | 46629U107 | 1,886 | 225,015 | SH | SOLE | 225,015 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 4,758 | 47,300 | SH | SOLE | 47,300 | 0 | 0 | ||
JPMORGAN CHASE & CO | *W EXP 10/28/201 | 46634E114 | 3,288 | 149,385 | SH | SOLE | 149,385 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 2,120 | 35,000 | SH | Call | SOLE | 35,000 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 6,397 | 105,600 | SH | SOLE | 105,600 | 0 | 0 | ||
KCG HLDGS INC | CL A | 48244B100 | 5,953 | 485,555 | SH | SOLE | 485,555 | 0 | 0 | ||
KCG HLDGS INC | CL A | 48244B100 | 6,173 | 503,500 | SH | Call | SOLE | 503,500 | 0 | 0 | |
LABORATORY CORP AMER HLDGS | COM NEW | 50540R409 | 4,325 | 34,300 | SH | SOLE | 34,300 | 0 | 0 | ||
LEGG MASON INC | COM | 524901105 | 1,549 | 28,060 | SH | SOLE | 28,060 | 0 | 0 | ||
LEMAITRE VASCULAR INC | COM | 525558201 | 711 | 84,900 | SH | SOLE | 84,900 | 0 | 0 | ||
LUXOTTICA GROUP S P A | SPONSORED ADR | 55068R202 | 3,293 | 52,500 | SH | Put | SOLE | 52,500 | 0 | 0 | |
MALLINCKRODT PUB LTD CO | SHS | G5785G107 | 2,533 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
MARKET VECTORS ETF TR | GOLD MINER ETF | 57060U100 | 1,926 | 105,600 | SH | SOLE | 105,600 | 0 | 0 | ||
MARKET VECTORS ETF TR | GOLD MINER ETF | 57060U100 | 2,918 | 160,000 | SH | Call | SOLE | 160,000 | 0 | 0 | |
MARKETAXESS HLDGS INC | COM | 57060D108 | 854 | 10,300 | SH | Put | SOLE | 10,300 | 0 | 0 | |
MASTERCARD INC | CL A | 57636Q104 | 2,592 | 30,000 | SH | Put | SOLE | 30,000 | 0 | 0 | |
MCKESSON CORP | COM | 58155Q103 | 1,810 | 8,000 | SH | Put | SOLE | 8,000 | 0 | 0 | |
MERCK & CO INC NEW | COM | 58933Y105 | 5,737 | 99,800 | SH | SOLE | 99,800 | 0 | 0 | ||
NAVIENT CORP | COM | 63938C108 | 315 | 15,500 | SH | SOLE | 15,500 | 0 | 0 | ||
NAVIENT CORP | COM | 63938C108 | 315 | 15,500 | SH | Put | SOLE | 15,500 | 0 | 0 | |
NMI HLDGS INC | CL A | 629209305 | 5,090 | 679,534 | SH | SOLE | 679,534 | 0 | 0 | ||
NUANCE COMMUNICATIONS INC | COM | 67020Y100 | 2,174 | 151,500 | SH | Call | SOLE | 151,500 | 0 | 0 | |
NUANCE COMMUNICATIONS INC | COM | 67020Y100 | 3,544 | 246,950 | SH | SOLE | 246,950 | 0 | 0 | ||
NXSTAGE MEDICAL INC | COM | 67072V103 | 2,389 | 138,064 | SH | SOLE | 138,064 | 0 | 0 | ||
OPPENHEIMER HLDGS INC | CL A NON VTG | 683797104 | 800 | 34,121 | SH | SOLE | 34,121 | 0 | 0 | ||
PATTERSON COMPANIES INC | COM | 703395103 | 4,687 | 96,064 | SH | SOLE | 96,064 | 0 | 0 | ||
PERRIGO CO PLC | SHS | G97822103 | 911 | 5,500 | SH | Put | SOLE | 5,500 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 1,566 | 45,000 | SH | Call | SOLE | 45,000 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 7,547 | 216,917 | SH | SOLE | 216,917 | 0 | 0 | ||
PROSPERITY BANCSHARES INC | COM | 743606105 | 861 | 16,400 | SH | Put | SOLE | 16,400 | 0 | 0 | |
PROVIDENT FINL HLDGS INC | COM | 743868101 | 6,857 | 428,854 | SH | SOLE | 428,854 | 0 | 0 | ||
QC HLDGS INC | COM | 74729T101 | 26 | 11,500 | SH | SOLE | 11,500 | 0 | 0 | ||
RITE AID CORP | COM | 767754104 | 356 | 41,000 | SH | Put | SOLE | 41,000 | 0 | 0 | |
RIVERVIEW BANCORP INC | COM | 769397100 | 1,395 | 306,532 | SH | SOLE | 306,532 | 0 | 0 | ||
SANOFI | SPONSORED ADR | 80105N105 | 2,180 | 44,100 | SH | SOLE | 44,100 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 17,473 | 241,000 | SH | Put | SOLE | 241,000 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 4,774 | 198,000 | SH | Put | SOLE | 198,000 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 9,644 | 400,000 | SH | Call | SOLE | 400,000 | 0 | 0 | |
SILVERCREST ASSET MGMT GROUP | CL A | 828359109 | 682 | 47,826 | SH | SOLE | 47,826 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 34,267 | 166,000 | SH | Put | SOLE | 166,000 | 0 | 0 | |
STAPLES INC | COM | 855030102 | 1,609 | 98,800 | SH | SOLE | 98,800 | 0 | 0 | ||
STATE STR CORP | COM | 857477103 | 1,551 | 21,100 | SH | SOLE | 21,100 | 0 | 0 | ||
SUNTRUST BKS INC | COM | 867914103 | 5,087 | 123,800 | SH | SOLE | 123,800 | 0 | 0 | ||
SVB FINL GROUP | COM | 78486Q101 | 1,270 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
SWISHER HYGIENE INC | COM NEW | 870808300 | 281 | 151,970 | SH | SOLE | 151,970 | 0 | 0 | ||
SYMMETRY SURGICAL INC | COM | 87159G100 | 568 | 77,533 | SH | SOLE | 77,533 | 0 | 0 | ||
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 1,782 | 36,000 | SH | SOLE | 36,000 | 0 | 0 | ||
TEVA PHARMACEUTICAL INDS LTD | ADR | 881624209 | 3,395 | 54,500 | SH | SOLE | 54,500 | 0 | 0 | ||
THORATEC CORP | COM NEW | 885175307 | 3,720 | 88,804 | SH | SOLE | 88,804 | 0 | 0 | ||
TORNIER N V | SHS | N87237108 | 1,660 | 63,300 | SH | SOLE | 63,300 | 0 | 0 | ||
TRADE STR RESIDENTIAL INC | COM NEW | 89255N203 | 2,149 | 300,174 | SH | SOLE | 300,174 | 0 | 0 | ||
VCA INC | COM | 918194101 | 2,560 | 46,691 | SH | SOLE | 46,691 | 0 | 0 | ||
VENTAS INC | COM | 92276F100 | 591 | 8,100 | SH | SOLE | 8,100 | 0 | 0 | ||
VENTAS INC | COM | 92276F100 | 1,606 | 22,000 | SH | Put | SOLE | 22,000 | 0 | 0 | |
VISA INC | COM CL A | 92826C839 | 654 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 1,694 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
WEBMD HEALTH CORP | COM | 94770V102 | 801 | 18,276 | SH | SOLE | 18,276 | 0 | 0 | ||
WEIGHT WATCHERS INTL INC NEW | COM | 948626106 | 454 | 65,000 | SH | Call | SOLE | 65,000 | 0 | 0 | |
WEIGHT WATCHERS INTL INC NEW | COM | 948626106 | 1,027 | 146,923 | SH | SOLE | 146,923 | 0 | 0 | ||
WELLS FARGO & CO NEW | COM | 949746101 | 5,101 | 93,761 | SH | SOLE | 93,761 | 0 | 0 | ||
WESTERN UN CO | COM | 959802109 | 10,404 | 499,938 | SH | SOLE | 499,938 | 0 | 0 | ||
WISDOMTREE INVTS INC | COM | 97717P104 | 2,652 | 123,600 | SH | SOLE | 123,600 | 0 | 0 | ||
ZOETIS INC | CL A | 98978V103 | 2,074 | 44,800 | SH | SOLE | 44,800 | 0 | 0 |