The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABAXIS INC | COM | 002567105 | 497 | 9,800 | SH | Put | SOLE | 9,800 | 0 | 0 | |
ABBOTT LABS | COM | 002824100 | 832 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
AETNA INC NEW | COM | 00817Y108 | 405 | 5,000 | SH | Put | SOLE | 5,000 | 0 | 0 | |
ALLSCRIPTS HEALTHCARE SOLUTN | COM | 01988P108 | 306 | 22,823 | SH | SOLE | 22,823 | 0 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 230 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
AMERISOURCEBERGEN CORP | COM | 03073E105 | 12,136 | 157,000 | SH | Put | SOLE | 157,000 | 0 | 0 | |
ANGLOGOLD ASHANTI LTD | SPONSORED ADR | 035128206 | 300 | 25,000 | SH | Call | SOLE | 25,000 | 0 | 0 | |
ANGLOGOLD ASHANTI LTD | SPONSORED ADR | 035128206 | 366 | 30,500 | SH | SOLE | 30,500 | 0 | 0 | ||
APOLLO ED GROUP INC | CL A | 037604105 | 1,132 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
APOLLO RESIDENTIAL MTG INC | COM | 03763V102 | 1,336 | 86,600 | SH | SOLE | 86,600 | 0 | 0 | ||
ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 500 | 7,000 | SH | Put | SOLE | 7,000 | 0 | 0 | |
ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 2,708 | 37,900 | SH | SOLE | 37,900 | 0 | 0 | ||
AVON PRODS INC | COM | 054303102 | 2,358 | 187,155 | SH | SOLE | 187,155 | 0 | 0 | ||
AVON PRODS INC | COM | 054303102 | 2,526 | 200,500 | SH | Call | SOLE | 200,500 | 0 | 0 | |
BANK AMER CORP | COM | 060505104 | 6,921 | 405,900 | SH | SOLE | 405,900 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 8,525 | 500,000 | SH | Call | SOLE | 500,000 | 0 | 0 | |
BARRETT BUSINESS SERVICES IN | COM | 068463108 | 533 | 13,500 | SH | Put | SOLE | 13,500 | 0 | 0 | |
BARRICK GOLD CORP | COM | 067901108 | 579 | 39,500 | SH | SOLE | 39,500 | 0 | 0 | ||
BARRICK GOLD CORP | COM | 067901108 | 1,891 | 129,000 | SH | Call | SOLE | 129,000 | 0 | 0 | |
BAXTER INTL INC | COM | 071813109 | 574 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
BLOCK H & R INC | COM | 093671105 | 930 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
BLOCK H & R INC | COM | 093671105 | 3,101 | 100,000 | SH | Put | SOLE | 100,000 | 0 | 0 | |
BOSTON SCIENTIFIC CORP | COM | 101137107 | 2,121 | 179,600 | SH | SOLE | 179,600 | 0 | 0 | ||
CAPITAL ONE FINL CORP | COM | 14040H105 | 1,632 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
CAPITAL ONE FINL CORP | COM | 14040H105 | 3,224 | 39,500 | SH | SOLE | 39,500 | 0 | 0 | ||
CARDINAL HEALTH INC | COM | 14149Y108 | 5,432 | 72,500 | SH | SOLE | 72,500 | 0 | 0 | ||
CAREER EDUCATION CORP | COM | 141665109 | 354 | 69,775 | SH | SOLE | 69,775 | 0 | 0 | ||
CASH AMER INTL INC | COM | 14754D100 | 8,552 | 195,250 | SH | SOLE | 195,250 | 0 | 0 | ||
CELGENE CORP | COM | 151020104 | 3,223 | 34,000 | SH | Put | SOLE | 34,000 | 0 | 0 | |
CENTERSTATE BANKS INC | COM | 15201P109 | 2,037 | 196,851 | SH | SOLE | 196,851 | 0 | 0 | ||
CERNER CORP | COM | 156782104 | 1,489 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
CERNER CORP | COM | 156782104 | 1,489 | 25,000 | SH | Call | SOLE | 25,000 | 0 | 0 | |
CHERRY HILL MTG INVT CORP | COM | 164651101 | 4,695 | 251,060 | SH | SOLE | 251,060 | 0 | 0 | ||
CIGNA CORPORATION | COM | 125509109 | 1,542 | 17,000 | SH | Put | SOLE | 17,000 | 0 | 0 | |
COMMUNITY HEALTH SYS INC NEW | COM | 203668108 | 4,394 | 80,200 | SH | SOLE | 80,200 | 0 | 0 | ||
CONMED CORP | COM | 207410101 | 973 | 26,400 | SH | SOLE | 26,400 | 0 | 0 | ||
CONSUMER PORTFOLIO SVCS INC | COM | 210502100 | 3,753 | 585,427 | SH | SOLE | 585,427 | 0 | 0 | ||
CUTERA INC | COM | 232109108 | 614 | 60,745 | SH | SOLE | 60,745 | 0 | 0 | ||
DAVITA HEALTHCARE PARTNERS I | COM | 23918K108 | 1,097 | 15,000 | SH | Put | SOLE | 15,000 | 0 | 0 | |
DDR CORP | COM | 23317H102 | 395 | 23,600 | SH | SOLE | 23,600 | 0 | 0 | ||
DDR CORP | COM | 23317H102 | 1,372 | 82,000 | SH | Put | SOLE | 82,000 | 0 | 0 | |
DELUXE CORP | COM | 248019101 | 1,065 | 19,300 | SH | Put | SOLE | 19,300 | 0 | 0 | |
DENTSPLY INTL INC NEW | COM | 249030107 | 1,997 | 43,800 | SH | SOLE | 43,800 | 0 | 0 | ||
DENTSPLY INTL INC NEW | COM | 249030107 | 2,280 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
DIEBOLD INC | COM | 253651103 | 427 | 12,100 | SH | SOLE | 12,100 | 0 | 0 | ||
DIEBOLD INC | COM | 253651103 | 2,487 | 70,400 | SH | Put | SOLE | 70,400 | 0 | 0 | |
EHEALTH INC | COM | 28238P109 | 977 | 40,500 | SH | SOLE | 40,500 | 0 | 0 | ||
ELIZABETH ARDEN INC | COM | 28660G106 | 502 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
ELLIE MAE INC | COM | 28849P100 | 1,679 | 51,500 | SH | Put | SOLE | 51,500 | 0 | 0 | |
ENVESTNET INC | COM | 29404K106 | 765 | 17,000 | SH | Put | SOLE | 17,000 | 0 | 0 | |
FACTSET RESH SYS INC | COM | 303075105 | 1,215 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
FEDERAL REALTY INVT TR | SH BEN INT NEW | 313747206 | 1,185 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
FEDERATED INVS INC PA | CL B | 314211103 | 1,450 | 49,385 | SH | SOLE | 49,385 | 0 | 0 | ||
FIRST BANCORP N C | COM | 318910106 | 2,540 | 158,553 | SH | SOLE | 158,553 | 0 | 0 | ||
FIRST INTERNET BANCORP | COM | 320557101 | 241 | 14,939 | SH | SOLE | 14,939 | 0 | 0 | ||
GAIN CAP HLDGS INC | COM | 36268W100 | 1,082 | 169,864 | SH | SOLE | 169,864 | 0 | 0 | ||
GENWORTH FINL INC | COM CL A | 37247D106 | 3,786 | 289,000 | SH | Call | SOLE | 289,000 | 0 | 0 | |
GENWORTH FINL INC | COM CL A | 37247D106 | 4,239 | 323,609 | SH | SOLE | 323,609 | 0 | 0 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 2,754 | 15,000 | SH | Call | SOLE | 15,000 | 0 | 0 | |
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 14,906 | 81,200 | SH | SOLE | 81,200 | 0 | 0 | ||
HCA HOLDINGS INC | COM | 40412C101 | 1,763 | 25,000 | SH | Put | SOLE | 25,000 | 0 | 0 | |
HCP INC | COM | 40414L109 | 357 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
HCP INC | COM | 40414L109 | 2,045 | 51,500 | SH | Put | SOLE | 51,500 | 0 | 0 | |
HEALTH CARE REIT INC | COM | 42217K106 | 842 | 13,500 | SH | SOLE | 13,500 | 0 | 0 | ||
HEALTH CARE REIT INC | COM | 42217K106 | 2,931 | 47,000 | SH | Put | SOLE | 47,000 | 0 | 0 | |
HOLOGIC INC | COM | 436440101 | 1,217 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
HOLOGIC INC | COM | 436440101 | 2,834 | 116,500 | SH | SOLE | 116,500 | 0 | 0 | ||
HOMESTREET INC | COM | 43785V102 | 3,626 | 212,188 | SH | SOLE | 212,188 | 0 | 0 | ||
HOOPER HOLMES INC | COM | 439104100 | 292 | 481,487 | SH | SOLE | 481,487 | 0 | 0 | ||
INSULET CORP | COM | 45784P101 | 832 | 22,567 | SH | SOLE | 22,567 | 0 | 0 | ||
INTERACTIVE BROKERS GROUP IN | COM | 45841N107 | 4,860 | 194,789 | SH | SOLE | 194,789 | 0 | 0 | ||
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 3,210 | 6,950 | SH | SOLE | 6,950 | 0 | 0 | ||
ISHARES TR | 7-10 Y TR BD ETF | 464287440 | 20,206 | 195,000 | SH | Put | SOLE | 195,000 | 0 | 0 | |
ISHARES TR | NASDQ BIOTEC ETF | 464287556 | 5,746 | 21,000 | SH | Put | SOLE | 21,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 2,898 | 26,500 | SH | Put | SOLE | 26,500 | 0 | 0 | |
ITT EDUCATIONAL SERVICES INC | COM | 45068B109 | 254 | 59,100 | SH | SOLE | 59,100 | 0 | 0 | ||
ITT EDUCATIONAL SERVICES INC | COM | 45068B109 | 879 | 205,000 | SH | Call | SOLE | 205,000 | 0 | 0 | |
JMP GROUP INC | COM | 46629U107 | 1,224 | 195,196 | SH | SOLE | 195,196 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 5,042 | 47,300 | SH | SOLE | 47,300 | 0 | 0 | ||
JPMORGAN CHASE & CO | *W EXP 10/28/201 | 46634E114 | 3,004 | 149,385 | SH | SOLE | 149,385 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 3,765 | 62,500 | SH | Call | SOLE | 62,500 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 7,687 | 127,600 | SH | SOLE | 127,600 | 0 | 0 | ||
KCG HLDGS INC | CL A | 48244B100 | 5,367 | 529,844 | SH | SOLE | 529,844 | 0 | 0 | ||
KCG HLDGS INC | CL A | 48244B100 | 8,115 | 801,100 | SH | Call | SOLE | 801,100 | 0 | 0 | |
LABORATORY CORP AMER HLDGS | COM NEW | 50540R409 | 2,035 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
LABORATORY CORP AMER HLDGS | COM NEW | 50540R409 | 2,544 | 25,000 | SH | Call | SOLE | 25,000 | 0 | 0 | |
LABORATORY CORP AMER HLDGS | COM NEW | 50540R409 | 4,762 | 46,800 | SH | SOLE | 46,800 | 0 | 0 | ||
LEGG MASON INC | COM | 524901105 | 2,346 | 45,860 | SH | SOLE | 45,860 | 0 | 0 | ||
LEMAITRE VASCULAR INC | COM | 525558201 | 584 | 84,900 | SH | SOLE | 84,900 | 0 | 0 | ||
LHC GROUP INC | COM | 50187A107 | 607 | 26,168 | SH | SOLE | 26,168 | 0 | 0 | ||
LIBERTY TAX INC | CL A | 53128T102 | 695 | 21,518 | SH | SOLE | 21,518 | 0 | 0 | ||
MACERICH CO | COM | 554382101 | 2,374 | 37,200 | SH | Put | SOLE | 37,200 | 0 | 0 | |
MARKET VECTORS ETF TR | GOLD MINER ETF | 57060U100 | 1,313 | 61,500 | SH | SOLE | 61,500 | 0 | 0 | ||
MARKET VECTORS ETF TR | GOLD MINER ETF | 57060U100 | 2,939 | 137,600 | SH | Call | SOLE | 137,600 | 0 | 0 | |
MASTERCARD INC | CL A | 57636Q104 | 370 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
MASTERCARD INC | CL A | 57636Q104 | 1,478 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
MCKESSON CORP | COM | 58155Q103 | 973 | 5,000 | SH | Put | SOLE | 5,000 | 0 | 0 | |
MEDTRONIC INC | COM | 585055106 | 5,666 | 91,455 | SH | SOLE | 91,455 | 0 | 0 | ||
MERCK & CO INC NEW | COM | 58933Y105 | 5,323 | 89,800 | SH | SOLE | 89,800 | 0 | 0 | ||
NUANCE COMMUNICATIONS INC | COM | 67020Y100 | 2,120 | 137,500 | SH | Call | SOLE | 137,500 | 0 | 0 | |
NUANCE COMMUNICATIONS INC | COM | 67020Y100 | 3,098 | 200,950 | SH | SOLE | 200,950 | 0 | 0 | ||
NXSTAGE MEDICAL INC | COM | 67072V103 | 1,813 | 138,064 | SH | SOLE | 138,064 | 0 | 0 | ||
OMEGA HEALTHCARE INVS INC | COM | 681936100 | 684 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
OMEGA HEALTHCARE INVS INC | COM | 681936100 | 1,710 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
PATTERSON COMPANIES INC | COM | 703395103 | 2,403 | 58,000 | SH | Call | SOLE | 58,000 | 0 | 0 | |
PATTERSON COMPANIES INC | COM | 703395103 | 3,213 | 77,564 | SH | SOLE | 77,564 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 5,746 | 194,317 | SH | SOLE | 194,317 | 0 | 0 | ||
PHARMERICA CORP | COM | 71714F104 | 501 | 20,500 | SH | SOLE | 20,500 | 0 | 0 | ||
PROVIDENCE SVC CORP | COM | 743815102 | 242 | 5,000 | SH | Put | SOLE | 5,000 | 0 | 0 | |
PROVIDENT FINL HLDGS INC | COM | 743868101 | 4,588 | 314,455 | SH | SOLE | 314,455 | 0 | 0 | ||
QUEST DIAGNOSTICS INC | COM | 74834L100 | 971 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
RIVERVIEW BANCORP INC | COM | 769397100 | 1,592 | 398,942 | SH | SOLE | 398,942 | 0 | 0 | ||
SANTANDER CONSUMER USA HDG I | COM | 80283M101 | 760 | 42,700 | SH | Call | SOLE | 42,700 | 0 | 0 | |
SCHWAB CHARLES CORP NEW | COM | 808513105 | 2,557 | 87,000 | SH | Put | SOLE | 87,000 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 16,744 | 262,000 | SH | Put | SOLE | 262,000 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 11,775 | 508,200 | SH | Call | SOLE | 508,200 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 48,585 | 246,600 | SH | Put | SOLE | 246,600 | 0 | 0 | |
STAPLES INC | COM | 855030102 | 1,113 | 92,001 | SH | SOLE | 92,001 | 0 | 0 | ||
STAPLES INC | COM | 855030102 | 1,471 | 121,600 | SH | Call | SOLE | 121,600 | 0 | 0 | |
STATE STR CORP | COM | 857477103 | 1,553 | 21,100 | SH | SOLE | 21,100 | 0 | 0 | ||
STATE STR CORP | COM | 857477103 | 1,619 | 22,000 | SH | Put | SOLE | 22,000 | 0 | 0 | |
SUNTRUST BKS INC | COM | 867914103 | 5,233 | 137,600 | SH | SOLE | 137,600 | 0 | 0 | ||
SWISHER HYGIENE INC | COM NEW | 870808300 | 462 | 151,970 | SH | SOLE | 151,970 | 0 | 0 | ||
SYMMETRY MED INC | COM | 871546206 | 1,665 | 165,009 | SH | SOLE | 165,009 | 0 | 0 | ||
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 445 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
TEVA PHARMACEUTICAL INDS LTD | ADR | 881624209 | 3,574 | 66,500 | SH | SOLE | 66,500 | 0 | 0 | ||
THORATEC CORP | COM NEW | 885175307 | 1,214 | 45,400 | SH | Call | SOLE | 45,400 | 0 | 0 | |
THORATEC CORP | COM NEW | 885175307 | 3,101 | 116,004 | SH | SOLE | 116,004 | 0 | 0 | ||
TORNIER N V | SHS | N87237108 | 1,513 | 63,300 | SH | SOLE | 63,300 | 0 | 0 | ||
TRADE STR RESIDENTIAL INC | COM NEW | 89255N203 | 2,298 | 321,835 | SH | SOLE | 321,835 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 863 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
VCA INC | COM | 918194101 | 2,564 | 65,191 | SH | SOLE | 65,191 | 0 | 0 | ||
VENTAS INC | COM | 92276F100 | 496 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
VENTAS INC | COM | 92276F100 | 1,549 | 25,000 | SH | Put | SOLE | 25,000 | 0 | 0 | |
VISA INC | COM CL A | 92826C839 | 1,643 | 7,700 | SH | Call | SOLE | 7,700 | 0 | 0 | |
WALGREEN CO | COM | 931422109 | 1,778 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
WEBMD HEALTH CORP | COM | 94770V102 | 764 | 18,276 | SH | SOLE | 18,276 | 0 | 0 | ||
WEIGHT WATCHERS INTL INC NEW | COM | 948626106 | 1,262 | 46,000 | SH | Call | SOLE | 46,000 | 0 | 0 | |
WEIGHT WATCHERS INTL INC NEW | COM | 948626106 | 1,620 | 59,023 | SH | SOLE | 59,023 | 0 | 0 | ||
WELLPOINT INC | COM | 94973V107 | 2,392 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
WELLS FARGO & CO NEW | COM | 949746101 | 4,863 | 93,761 | SH | SOLE | 93,761 | 0 | 0 | ||
WESTERN UN CO | COM | 959802109 | 4,235 | 264,000 | SH | Call | SOLE | 264,000 | 0 | 0 | |
WESTERN UN CO | COM | 959802109 | 9,376 | 584,538 | SH | SOLE | 584,538 | 0 | 0 | ||
WISDOMTREE INVTS INC | COM | 97717P104 | 1,356 | 119,200 | SH | SOLE | 119,200 | 0 | 0 | ||
ZOETIS INC | CL A | 98978V103 | 299 | 8,100 | SH | SOLE | 8,100 | 0 | 0 | ||
ZOETIS INC | CL A | 98978V103 | 1,848 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
ZOETIS INC | CL A | 98978V103 | 2,191 | 59,300 | SH | Call | SOLE | 59,300 | 0 | 0 |