The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 818 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
ACTAVIS PLC | SHS | G0083B108 | 446 | 2,000 | SH | Call | SOLE | 2,000 | 0 | 0 | |
ALLSCRIPTS HEALTHCARE SOLUTN | COM | 01988P108 | 366 | 22,823 | SH | SOLE | 22,823 | 0 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 210 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
AMAG PHARMACEUTICALS INC | COM | 00163U106 | 1,190 | 57,438 | SH | SOLE | 57,438 | 0 | 0 | ||
AMERISOURCEBERGEN CORP | COM | 03073E105 | 3,270 | 45,000 | SH | Put | SOLE | 45,000 | 0 | 0 | |
ANGLOGOLD ASHANTI LTD | SPONSORED ADR | 035128206 | 430 | 25,000 | SH | Call | SOLE | 25,000 | 0 | 0 | |
ANGLOGOLD ASHANTI LTD | SPONSORED ADR | 035128206 | 516 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
APOLLO ED GROUP INC | CL A | 037604105 | 1,563 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
APOLLO RESIDENTIAL MTG INC | COM | 03763V102 | 1,448 | 86,600 | SH | SOLE | 86,600 | 0 | 0 | ||
ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 1,300 | 17,500 | SH | Put | SOLE | 17,500 | 0 | 0 | |
ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 2,816 | 37,900 | SH | SOLE | 37,900 | 0 | 0 | ||
AVON PRODS INC | COM | 054303102 | 2,223 | 152,155 | SH | SOLE | 152,155 | 0 | 0 | ||
AVON PRODS INC | COM | 054303102 | 2,418 | 165,500 | SH | Call | SOLE | 165,500 | 0 | 0 | |
BANK HAWAII CORP | COM | 062540109 | 235 | 4,000 | SH | Put | SOLE | 4,000 | 0 | 0 | |
BANK OF AMERICA CORPORATION | COM | 060505104 | 4,611 | 300,000 | SH | Call | SOLE | 300,000 | 0 | 0 | |
BANK OF AMERICA CORPORATION | COM | 060505104 | 6,239 | 405,900 | SH | SOLE | 405,900 | 0 | 0 | ||
BARRICK GOLD CORP | COM | 067901108 | 818 | 44,700 | SH | SOLE | 44,700 | 0 | 0 | ||
BARRICK GOLD CORP | COM | 067901108 | 1,263 | 69,000 | SH | Call | SOLE | 69,000 | 0 | 0 | |
BAXTER INTL INC | COM | 071813109 | 578 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
BOFI HLDG INC | COM | 05566U108 | 2,167 | 29,500 | SH | SOLE | 29,500 | 0 | 0 | ||
BOFI HLDG INC | COM | 05566U108 | 2,167 | 29,500 | SH | Put | SOLE | 29,500 | 0 | 0 | |
BOSTON SCIENTIFIC CORP | COM | 101137107 | 2,293 | 179,600 | SH | SOLE | 179,600 | 0 | 0 | ||
BP PLC | SPONSORED ADR | 055622104 | 233 | 4,425 | SH | SOLE | 4,425 | 0 | 0 | ||
CAPITAL ONE FINL CORP | COM | 14040H105 | 1,652 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
CAPITAL ONE FINL CORP | COM | 14040H105 | 3,263 | 39,500 | SH | SOLE | 39,500 | 0 | 0 | ||
CARDINAL HEALTH INC | COM | 14149Y108 | 5,690 | 83,000 | SH | SOLE | 83,000 | 0 | 0 | ||
CASH AMER INTL INC | COM | 14754D100 | 7,888 | 177,545 | SH | SOLE | 177,545 | 0 | 0 | ||
CELGENE CORP | COM | 151020104 | 4,122 | 48,000 | SH | Put | SOLE | 48,000 | 0 | 0 | |
CENTERSTATE BANKS INC | COM | 15201P109 | 2,192 | 195,751 | SH | SOLE | 195,751 | 0 | 0 | ||
CHERRY HILL MTG INVT CORP | COM | 164651101 | 5,034 | 251,060 | SH | SOLE | 251,060 | 0 | 0 | ||
CIGNA CORPORATION | COM | 125509109 | 2,023 | 22,000 | SH | Put | SOLE | 22,000 | 0 | 0 | |
COMMUNITY HEALTH SYS INC NEW | COM | 203668108 | 2,187 | 48,200 | SH | Call | SOLE | 48,200 | 0 | 0 | |
COMMUNITY HEALTH SYS INC NEW | COM | 203668108 | 2,563 | 56,500 | SH | SOLE | 56,500 | 0 | 0 | ||
CONSUMER PORTFOLIO SVCS INC | COM | 210502100 | 1,187 | 155,808 | SH | SOLE | 155,808 | 0 | 0 | ||
CORELOGIC INC | COM | 21871D103 | 1,822 | 60,000 | SH | Put | SOLE | 60,000 | 0 | 0 | |
COVANCE INC | COM | 222816100 | 967 | 11,300 | SH | SOLE | 11,300 | 0 | 0 | ||
COVANCE INC | COM | 222816100 | 1,386 | 16,200 | SH | Put | SOLE | 16,200 | 0 | 0 | |
CUTERA INC | COM | 232109108 | 631 | 60,745 | SH | SOLE | 60,745 | 0 | 0 | ||
DELUXE CORP | COM | 248019101 | 1,131 | 19,300 | SH | Put | SOLE | 19,300 | 0 | 0 | |
DENTSPLY INTL INC NEW | COM | 249030107 | 2,074 | 43,800 | SH | SOLE | 43,800 | 0 | 0 | ||
DIEBOLD INC | COM | 253651103 | 1,623 | 40,400 | SH | Put | SOLE | 40,400 | 0 | 0 | |
ELLIE MAE INC | COM | 28849P100 | 352 | 11,300 | SH | Put | SOLE | 11,300 | 0 | 0 | |
ENVESTNET INC | COM | 29404K106 | 832 | 17,000 | SH | Put | SOLE | 17,000 | 0 | 0 | |
EURONET WORLDWIDE INC | COM | 298736109 | 820 | 17,000 | SH | Put | SOLE | 17,000 | 0 | 0 | |
FEDERATED INVS INC PA | CL B | 314211103 | 1,527 | 49,385 | SH | SOLE | 49,385 | 0 | 0 | ||
FIRST AMERN FINL CORP | COM | 31847R102 | 486 | 17,500 | SH | Put | SOLE | 17,500 | 0 | 0 | |
FIRST BANCORP N C | COM | 318910106 | 2,909 | 158,553 | SH | SOLE | 158,553 | 0 | 0 | ||
FIRST INTERNET BANCORP | COM | 320557101 | 320 | 15,539 | SH | SOLE | 15,539 | 0 | 0 | ||
FIRST NBC BK HLDG CO | COM | 32115D106 | 1,255 | 37,443 | SH | SOLE | 37,443 | 0 | 0 | ||
GENWORTH FINL INC | COM CL A | 37247D106 | 5,631 | 323,609 | SH | SOLE | 323,609 | 0 | 0 | ||
GFI GROUP INC | COM | 361652209 | 736 | 221,586 | SH | SOLE | 221,586 | 0 | 0 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 7,535 | 45,000 | SH | Call | SOLE | 45,000 | 0 | 0 | |
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 13,596 | 81,200 | SH | SOLE | 81,200 | 0 | 0 | ||
HEALTH NET INC | COM | 42222G108 | 831 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
HOLOGIC INC | COM | 436440101 | 925 | 36,500 | SH | SOLE | 36,500 | 0 | 0 | ||
HOLOGIC INC | COM | 436440101 | 3,296 | 130,000 | SH | Call | SOLE | 130,000 | 0 | 0 | |
HOMESTREET INC | COM | 43785V102 | 3,576 | 194,682 | SH | SOLE | 194,682 | 0 | 0 | ||
HOOPER HOLMES INC | COM | 439104100 | 360 | 481,487 | SH | SOLE | 481,487 | 0 | 0 | ||
INTERACTIVE BROKERS GROUP IN | COM | 45841N107 | 5,305 | 227,789 | SH | SOLE | 227,789 | 0 | 0 | ||
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 618 | 1,500 | SH | Call | SOLE | 1,500 | 0 | 0 | |
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 2,862 | 6,950 | SH | SOLE | 6,950 | 0 | 0 | ||
ISHARES | 7-10 Y TR BD ETF | 464287440 | 17,868 | 172,500 | SH | Put | SOLE | 172,500 | 0 | 0 | |
ISHARES | RUSSELL 2000 ETF | 464287655 | 2,376 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
ISHARES | RUSSELL 2000 ETF | 464287655 | 11,881 | 100,000 | SH | Put | SOLE | 100,000 | 0 | 0 | |
ITT EDUCATIONAL SERVICES INC | COM | 45068B109 | 421 | 25,200 | SH | SOLE | 25,200 | 0 | 0 | ||
ITT EDUCATIONAL SERVICES INC | COM | 45068B109 | 976 | 58,500 | SH | Call | SOLE | 58,500 | 0 | 0 | |
JMP GROUP INC | COM | 46629U107 | 546 | 72,070 | SH | SOLE | 72,070 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 4,949 | 47,300 | SH | SOLE | 47,300 | 0 | 0 | ||
JPMORGAN CHASE & CO | *W EXP 10/28/201 | 46634E114 | 2,888 | 149,385 | SH | SOLE | 149,385 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 4,610 | 80,000 | SH | Call | SOLE | 80,000 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 7,352 | 127,600 | SH | SOLE | 127,600 | 0 | 0 | ||
JTH HLDG INC | CL A | 46637N103 | 1,347 | 40,445 | SH | SOLE | 40,445 | 0 | 0 | ||
KCG HLDGS INC | CL A | 48244B100 | 4,436 | 373,400 | SH | Call | SOLE | 373,400 | 0 | 0 | |
KCG HLDGS INC | CL A | 48244B100 | 4,799 | 403,960 | SH | SOLE | 403,960 | 0 | 0 | ||
LABORATORY CORP AMER HLDGS | COM NEW | 50540R409 | 2,560 | 25,000 | SH | Call | SOLE | 25,000 | 0 | 0 | |
LABORATORY CORP AMER HLDGS | COM NEW | 50540R409 | 4,332 | 42,300 | SH | SOLE | 42,300 | 0 | 0 | ||
LEGG MASON INC | COM | 524901105 | 2,610 | 50,860 | SH | SOLE | 50,860 | 0 | 0 | ||
LEMAITRE VASCULAR INC | COM | 525558201 | 702 | 84,900 | SH | SOLE | 84,900 | 0 | 0 | ||
LHC GROUP INC | COM | 50187A107 | 559 | 26,168 | SH | SOLE | 26,168 | 0 | 0 | ||
MACERICH CO | COM | 554382101 | 1,602 | 24,000 | SH | Put | SOLE | 24,000 | 0 | 0 | |
MARKET VECTORS ETF TR | GOLD MINER ETF | 57060U100 | 1,177 | 44,500 | SH | SOLE | 44,500 | 0 | 0 | ||
MARKET VECTORS ETF TR | GOLD MINER ETF | 57060U100 | 3,111 | 117,600 | SH | Call | SOLE | 117,600 | 0 | 0 | |
MASTERCARD INC | CL A | 57636Q104 | 1,469 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
MCKESSON CORP | COM | 58155Q103 | 2,067 | 11,100 | SH | Put | SOLE | 11,100 | 0 | 0 | |
MEDTRONIC INC | COM | 585055106 | 3,252 | 51,000 | SH | Call | SOLE | 51,000 | 0 | 0 | |
MEDTRONIC INC | COM | 585055106 | 4,110 | 64,455 | SH | SOLE | 64,455 | 0 | 0 | ||
MERCK & CO INC NEW | COM | 58933Y105 | 5,195 | 89,800 | SH | SOLE | 89,800 | 0 | 0 | ||
MOLINA HEALTHCARE INC | COM | 60855R100 | 312 | 7,000 | SH | Put | SOLE | 7,000 | 0 | 0 | |
NUANCE COMMUNICATIONS INC | COM | 67020Y100 | 2,373 | 126,450 | SH | SOLE | 126,450 | 0 | 0 | ||
NUANCE COMMUNICATIONS INC | COM | 67020Y100 | 2,947 | 157,000 | SH | Call | SOLE | 157,000 | 0 | 0 | |
NXSTAGE MEDICAL INC | COM | 67072V103 | 1,984 | 138,064 | SH | SOLE | 138,064 | 0 | 0 | ||
PATTERSON COMPANIES INC | COM | 703395103 | 2,292 | 58,000 | SH | Call | SOLE | 58,000 | 0 | 0 | |
PATTERSON COMPANIES INC | COM | 703395103 | 3,065 | 77,564 | SH | SOLE | 77,564 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 5,767 | 194,317 | SH | SOLE | 194,317 | 0 | 0 | ||
PHARMERICA CORP | COM | 71714F104 | 586 | 20,500 | SH | SOLE | 20,500 | 0 | 0 | ||
PROVIDENT FINL HLDGS INC | COM | 743868101 | 3,940 | 270,953 | SH | SOLE | 270,953 | 0 | 0 | ||
QUEST DIAGNOSTICS INC | COM | 74834L100 | 1,379 | 23,500 | SH | SOLE | 23,500 | 0 | 0 | ||
RIVERVIEW BANCORP INC | COM | 769397100 | 1,548 | 398,942 | SH | SOLE | 398,942 | 0 | 0 | ||
SANTANDER CONSUMER USA HDG I | COM | 80283M101 | 437 | 22,500 | SH | Call | SOLE | 22,500 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 10,341 | 170,000 | SH | Put | SOLE | 170,000 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 15,336 | 674,400 | SH | Call | SOLE | 674,400 | 0 | 0 | |
SKILLED HEALTHCARE GROUP INC | CL A | 83066R107 | 240 | 38,217 | SH | SOLE | 38,217 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 70,068 | 358,000 | SH | Put | SOLE | 358,000 | 0 | 0 | |
STAPLES INC | COM | 855030102 | 1,111 | 102,500 | SH | SOLE | 102,500 | 0 | 0 | ||
STAPLES INC | COM | 855030102 | 1,860 | 171,600 | SH | Call | SOLE | 171,600 | 0 | 0 | |
STATE STR CORP | COM | 857477103 | 1,755 | 26,100 | SH | SOLE | 26,100 | 0 | 0 | ||
SUNTRUST BKS INC | COM | 867914103 | 5,713 | 142,600 | SH | SOLE | 142,600 | 0 | 0 | ||
SWISHER HYGIENE INC | COM NEW | 870808300 | 568 | 132,023 | SH | SOLE | 132,023 | 0 | 0 | ||
SYMMETRY MED INC | COM | 871546206 | 374 | 42,200 | SH | SOLE | 42,200 | 0 | 0 | ||
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 681 | 14,500 | SH | SOLE | 14,500 | 0 | 0 | ||
TEVA PHARMACEUTICAL INDS LTD | ADR | 881624209 | 4,456 | 85,000 | SH | SOLE | 85,000 | 0 | 0 | ||
THORATEC CORP | COM NEW | 885175307 | 610 | 17,500 | SH | Call | SOLE | 17,500 | 0 | 0 | |
THORATEC CORP | COM NEW | 885175307 | 3,015 | 86,500 | SH | SOLE | 86,500 | 0 | 0 | ||
TORNIER N V | SHS | N87237108 | 1,480 | 63,300 | SH | SOLE | 63,300 | 0 | 0 | ||
TRADE STR RESIDENTIAL INC | COM NEW | 89255N203 | 2,692 | 359,456 | SH | SOLE | 359,456 | 0 | 0 | ||
VCA INC | COM | 918194101 | 2,586 | 73,691 | SH | SOLE | 73,691 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 1,054 | 5,000 | SH | Put | SOLE | 5,000 | 0 | 0 | |
WALGREEN CO | COM | 931422109 | 1,483 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
WEBMD HEALTH CORP | COM | 94770V102 | 883 | 18,276 | SH | SOLE | 18,276 | 0 | 0 | ||
WEIGHT WATCHERS INTL INC NEW | COM | 948626106 | 1,584 | 78,523 | SH | SOLE | 78,523 | 0 | 0 | ||
WEIGHT WATCHERS INTL INC NEW | COM | 948626106 | 2,037 | 101,000 | SH | Call | SOLE | 101,000 | 0 | 0 | |
WELLPOINT INC | COM | 94973V107 | 54 | 500 | SH | SOLE | 500 | 0 | 0 | ||
WELLPOINT INC | COM | 94973V107 | 6,995 | 65,000 | SH | Put | SOLE | 65,000 | 0 | 0 | |
WELLS FARGO & CO NEW | *W EXP 10/28/201 | 949746119 | 413 | 19,270 | SH | SOLE | 19,270 | 0 | 0 | ||
WELLS FARGO & CO NEW | COM | 949746101 | 4,928 | 93,761 | SH | SOLE | 93,761 | 0 | 0 | ||
WESTERN UN CO | COM | 959802109 | 6,409 | 369,600 | SH | Call | SOLE | 369,600 | 0 | 0 | |
WESTERN UN CO | COM | 959802109 | 10,396 | 599,538 | SH | SOLE | 599,538 | 0 | 0 | ||
WISDOMTREE INVTS INC | COM | 97717P104 | 1,103 | 89,200 | SH | SOLE | 89,200 | 0 | 0 | ||
ZILLOW INC | CL A | 98954A107 | 2,144 | 15,000 | SH | Put | SOLE | 15,000 | 0 | 0 | |
ZOETIS INC | CL A | 98978V103 | 261 | 8,100 | SH | SOLE | 8,100 | 0 | 0 | ||
ZOETIS INC | CL A | 98978V103 | 1,914 | 59,300 | SH | Call | SOLE | 59,300 | 0 | 0 |