-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N+FxexRebe3EEjPKjO5i/VAo+QG/046tjHGIb4taqs4nslLnn1ECTbi3enlIHU/G AaEX+DiNkdsmiwXLxfPf6g== 0001179110-04-008127.txt : 20040415 0001179110-04-008127.hdr.sgml : 20040415 20040415153207 ACCESSION NUMBER: 0001179110-04-008127 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040414 FILED AS OF DATE: 20040415 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KASPER F VAN CENTRAL INDEX KEY: 0001277771 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23280 FILM NUMBER: 04735796 BUSINESS ADDRESS: STREET 1: NEUROBIOLOGICAL TECHNOLOGIES INC STREET 2: 3260 BLUME DRIVE CITY: RICHMOND STATE: CA ZIP: 94806 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEUROBIOLOGICAL TECHNOLOGIES INC /CA/ CENTRAL INDEX KEY: 0000918112 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 943049219 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1387 MARINA WAY S CITY: RICHMOND STATE: CA ZIP: 94804 BUSINESS PHONE: 5102158000 MAIL ADDRESS: STREET 1: 1387 MARINA WAY SOUTH CITY: RICHMOND STATE: CA ZIP: 94804 4 1 edgar.xml FORM 4 - X0201 4 2004-04-14 0 0000918112 NEUROBIOLOGICAL TECHNOLOGIES INC /CA/ NTII 0001277771 KASPER F VAN C/O NEUROBIOLOGICAL TECHNOLOGIES, INC. 3260 BLUME DRIVE, SUITE 500 RICHMOND CA 94806 1 0 0 0 Common Stock 100000 I By Trust Common Stock 2004-04-14 4 X 0 40000 1.00 A 140000 I By Trust Stock Option (Right to Buy) 6.20 2014-01-20 Common Stock 100000 100000 D Common Stock Warrant (Right to Buy) 1.00 2004-04-14 4 X 0 40000 0 D 1999-03-30 2004-04-14 Common Stock 40000 0 I By Trust Non-qualified stock option granted on 1/20/2004 expires on 1/20/2014. Option vests with respect to 50,000 shares on 1/15/2005 and 50,000 shares on 1/15/2006. Alice Byrd, by Power of Attorney for F. Van Kasper 2004-04-15 -----END PRIVACY-ENHANCED MESSAGE-----