The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| Actua Corp (ACTA) | COM | 44928D108 | 5,234 | 335,500 | SH | SOLE | 335,500 | 0 | 0 | ||
| Applied Optoelectronics Inc. (AAOI) | COM | 03823U102 | 3,171 | 83,850 | SH | SOLE | 83,850 | 0 | 0 | ||
| Bridgepoint Education (BPI) | COM | 10807M105 | 989 | 119,115 | SH | SOLE | 119,115 | 0 | 0 | ||
| Charles & Colvard Ltd (CTHR) | COM | 159765106 | 1,475 | 1,092,783 | SH | SOLE | 1,092,783 | 0 | 0 | ||
| Christopher & Banks (CBK) | COM | 171046105 | 127 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| Cyren Ltd (CYRN) | COM | M26895108 | 4,122 | 1,648,656 | SH | SOLE | 1,648,656 | 0 | 0 | ||
| Deep Down Inc (DPDW) | COM | 24372A107 | 1,081 | 1,162,247 | SH | SOLE | 1,162,247 | 0 | 0 | ||
| Determine Inc. (DTRM) | COM | 250660107 | 1,198 | 665,298 | SH | SOLE | 665,298 | 0 | 0 | ||
| Digital Turbine Inc (APPS) | COM | 25400W102 | 3,169 | 1,770,496 | SH | SOLE | 1,770,496 | 0 | 0 | ||
| Hopto (HPTO) | COM | 440271104 | 337 | 2,410,667 | SH | SOLE | 2,410,667 | 0 | 0 | ||
| Imageware Systems Inc. (IWSY) | PREF | 45245S306 | 3,378 | 3,378 | SH | SOLE | 3,378 | 0 | 0 | ||
| Imageware Systems Inc. (IWSY) | COM | 45245S108 | 56,291 | 35,403,106 | SH | SOLE | 35,403,106 | 0 | 0 | ||
| iPass, Inc. (IPAS) | COM | 46261V108 | 417 | 801,000 | SH | SOLE | 801,000 | 0 | 0 | ||
| Mattersight Corp (MATR) | COM | 577097108 | 3,561 | 1,396,656 | SH | SOLE | 1,396,656 | 0 | 0 | ||
| MDC Partners Inc New Cl A Subo (MDCA) | COM | 552697104 | 1,536 | 157,550 | SH | SOLE | 157,550 | 0 | 0 | ||
| Milestone Scientific Inc (MLSS) | COM | 59935P209 | 1,815 | 1,537,841 | SH | SOLE | 1,537,841 | 0 | 0 | ||
| Nanotech Sec Corp (NTSFF) | COM | 63009M100 | 573 | 498,500 | SH | SOLE | 498,500 | 0 | 0 | ||
| Nobilis Health Corp (HLTH) | COM | 65500B103 | 2,113 | 1,565,000 | SH | SOLE | 1,565,000 | 0 | 0 | ||
| OptimizeRX Corp (OPRX) | COM | 68401U105 | 3,129 | 1,993,044 | SH | SOLE | 1,993,044 | 0 | 0 | ||
| Park City Group Inc. (PCYG) | COM | 700215304 | 4,059 | 425,071 | SH | SOLE | 425,071 | 0 | 0 | ||
| Pure Biosciences (PURE) | COM | 74621T209 | 156 | 163,884 | SH | SOLE | 163,884 | 0 | 0 | ||
| Research Frontiers Inc (REFR) | COM | 760911107 | 1,710 | 1,644,266 | SH | SOLE | 1,644,266 | 0 | 0 | ||
| Safeguard Scientifics Inc. (SFE) | COM | 786449207 | 2,128 | 190,000 | SH | SOLE | 190,000 | 0 | 0 | ||
| Trinity Biotech (TRIB) | COM | 896438306 | 235 | 46,000 | SH | SOLE | 46,000 | 0 | 0 | ||
| 22nd Century Group Inc. (XXII) | COM | 90137F103 | 1,400 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||