0001085146-14-000904.txt : 20140424 0001085146-14-000904.hdr.sgml : 20140424 20140424171406 ACCESSION NUMBER: 0001085146-14-000904 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140424 DATE AS OF CHANGE: 20140424 EFFECTIVENESS DATE: 20140424 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MAPLE SECURITIES USA INC CENTRAL INDEX KEY: 0001277275 IRS NUMBER: 133719140 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10660 FILM NUMBER: 14782424 BUSINESS ADDRESS: STREET 1: 525 WASHINGTON BLVD STREET 2: SUITE 1400 CITY: JERSEY CITY STATE: NJ ZIP: 07310 BUSINESS PHONE: 2013695000 MAIL ADDRESS: STREET 1: 525 WASHINGTON BLVD STREET 2: SUITE 1400 CITY: JERSEY CITY STATE: NJ ZIP: 07310 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001277275 XXXXXXXX 03-31-2014 03-31-2014 false MAPLE SECURITIES USA INC

525 WASHINGTON BLVD SUITE 1400 JERSEY CITY NJ 07310

13F HOLDINGS REPORT 028-10660 N John Malosky 201-369-3020 /s/ John Malosky Jersey City NJ 04-23-2014 0 166 1135326 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 1557 11477 SH SOLE 11477 0 0 ABBOTT LABS COM 002824100 598 15520 SH SOLE 15520 0 0 ALLERGAN INC COM 018490102 338 2722 SH SOLE 2722 0 0 ALLSTATE CORP COM 020002101 1380 24383 SH SOLE 24383 0 0 ALTRIA GROUP INC COM 02209S103 856 22856 SH SOLE 22856 0 0 AMAZON COM INC COM 023135106 619 1840 SH SOLE 1840 0 0 AMERIPRISE FINL INC COM 03076C106 202 1833 SH SOLE 1833 0 0 AON PLC SHS CL A G0408V102 233 2763 SH SOLE 2763 0 0 APPLE INC COM 037833100 746 1390 SH SOLE 1390 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 210 4849 SH SOLE 4849 0 0 ASML HOLDING N V N Y REGISTRY SHS N07059210 438 4689 SH SOLE 4689 0 0 AUTOZONE INC COM 053332102 228 425 SH SOLE 425 0 0 AVALONBAY CMNTYS INC COM 053484101 1852 14106 SH SOLE 14106 0 0 BANK NEW YORK MELLON CORP COM 064058100 845 23946 SH SOLE 23946 0 0 BANK OF AMERICA CORPORATION COM 060505104 565 32870 SH SOLE 32870 0 0 BANK OF AMERICA CORPORATION COM 060505104 1207 70200 SH Call SOLE 70200 0 0 BANK OF AMERICA CORPORATION COM 060505104 1266 73600 SH Put SOLE 73600 0 0 BARCLAYS BK PLC IPATH S&P500 VIX 06742E711 255 6046 SH SOLE 6046 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 345 2760 SH SOLE 2760 0 0 BLACKBERRY LTD COM 09228F103 223 27586 SH SOLE 27586 0 0 BLACKROCK INC COM 09247X101 251 799 SH SOLE 799 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 7692 148063 SH SOLE 148063 0 0 CATERPILLAR INC DEL COM 149123101 306 3080 SH SOLE 3080 0 0 CBS CORP NEW CL B 124857202 226 3652 SH SOLE 3652 0 0 CELGENE CORP COM 151020104 531 3803 SH SOLE 3803 0 0 CHEVRON CORP NEW COM 166764100 305 2561 SH SOLE 2561 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 220 387 SH SOLE 387 0 0 CIGNA CORPORATION COM 125509109 531 6341 SH SOLE 6341 0 0 CITIGROUP INC COM NEW 172967424 1000 21000 SH Call SOLE 21000 0 0 CITIGROUP INC COM NEW 172967424 1376 28900 SH Put SOLE 28900 0 0 CITIGROUP INC COM NEW 172967424 610 12820 SH SOLE 12820 0 0 CITRIX SYS INC COM 177376100 232 4043 SH SOLE 4043 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 525 10371 SH SOLE 10371 0 0 COMCAST CORP NEW CL A 20030N101 1266 25290 SH SOLE 25290 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 300 8653 SH SOLE 8653 0 0 DIRECTV COM 25490A309 295 3855 SH SOLE 3855 0 0 DIREXION SHS ETF TR DAILY GOLD MINER 25459Y389 226 6513 SH SOLE 6513 0 0 DISCOVER FINL SVCS COM 254709108 1906 32747 SH SOLE 32747 0 0 DOW CHEM CO COM 260543103 3893 80129 SH SOLE 80129 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 889 13243 SH SOLE 13243 0 0 E M C CORP MASS COM 268648102 434 15826 SH SOLE 15826 0 0 ECOLAB INC COM 278865100 337 3119 SH SOLE 3119 0 0 EDISON INTL COM 281020107 2191 38699 SH SOLE 38699 0 0 EMERSON ELEC CO COM 291011104 1023 15309 SH SOLE 15309 0 0 EXPEDIA INC DEL COM NEW 30212P303 353 4869 SH SOLE 4869 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 290 3859 SH SOLE 3859 0 0 EXXON MOBIL CORP COM 30231G102 422 4316 SH SOLE 4316 0 0 FIRST SOLAR INC COM 336433107 502 7198 SH SOLE 7198 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 410 26275 SH SOLE 26275 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 327 9900 SH Put SOLE 9900 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 341 10300 SH Call SOLE 10300 0 0 GAMESTOP CORP NEW CL A 36467W109 503 12240 SH SOLE 12240 0 0 GENERAL DYNAMICS CORP COM 369550108 279 2562 SH SOLE 2562 0 0 GENERAL ELECTRIC CO COM 369604103 251 9703 SH SOLE 9703 0 0 GOOGLE INC CL A 38259P508 487 437 SH SOLE 437 0 0 GT ADVANCED TECHNOLOGIES INC COM 36191U106 500 29308 SH SOLE 29308 0 0 HALLIBURTON CO COM 406216101 701 11910 SH SOLE 11910 0 0 HALLIBURTON CO COM 406216101 512 8700 SH Call SOLE 8700 0 0 HALLIBURTON CO COM 406216101 1755 29800 SH Put SOLE 29800 0 0 HERTZ GLOBAL HOLDINGS INC COM 42805T105 265 9955 SH SOLE 9955 0 0 HEWLETT PACKARD CO COM 428236103 426 13173 SH SOLE 13173 0 0 HOLLYFRONTIER CORP COM 436106108 457 9615 SH SOLE 9615 0 0 HOME DEPOT INC COM 437076102 1231 15553 SH SOLE 15553 0 0 HONEYWELL INTL INC COM 438516106 1181 12728 SH SOLE 12728 0 0 HOST HOTELS & RESORTS INC COM 44107P104 1511 74659 SH SOLE 74659 0 0 HUMANA INC COM 444859102 1978 17547 SH SOLE 17547 0 0 INTEL CORP COM 458140100 616 23855 SH SOLE 23855 0 0 INTERCEPT PHARMACEUTICALS IN COM 45845P108 519 1573 SH SOLE 1573 0 0 INTUIT COM 461202103 363 4676 SH SOLE 4676 0 0 ISHARES CORE TOTUSBD ETF 464287226 3939 36500 SH SOLE 36500 0 0 ISHARES IBOXX INV CP ETF 464287242 8841 75600 SH SOLE 75600 0 0 ISHARES U.S. REAL ES ETF 464287739 17337 256200 SH SOLE 256200 0 0 ISHARES MSCI ACWI ETF 464288257 1506 25900 SH SOLE 25900 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 342 17971 SH SOLE 17971 0 0 JOHNSON & JOHNSON COM 478160104 1862 18959 SH SOLE 18959 0 0 JPMORGAN CHASE & CO COM 46625H100 399 6571 SH SOLE 6571 0 0 JUNIPER NETWORKS INC COM 48203R104 251 9738 SH SOLE 9738 0 0 KINDER MORGAN INC DEL COM 49456B101 349 10748 SH SOLE 10748 0 0 LAM RESEARCH CORP COM 512807108 285 5184 SH SOLE 5184 0 0 LAUDER ESTEE COS INC CL A 518439104 929 13896 SH SOLE 13896 0 0 LIBERTY GLOBAL PLC SHS CL A G5480U104 434 10440 SH SOLE 10440 0 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 560 13758 SH SOLE 13758 0 0 LOCKHEED MARTIN CORP COM 539830109 271 1660 SH SOLE 1660 0 0 LORILLARD INC COM 544147101 382 7060 SH SOLE 7060 0 0 LOWES COS INC COM 548661107 1375 28125 SH SOLE 28125 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 296 3330 SH SOLE 3330 0 0 MARATHON PETE CORP COM 56585A102 533 6122 SH SOLE 6122 0 0 MARKET VECTORS ETF TR SEMICONDUCTOR 57060U233 5008 109800 SH SOLE 109800 0 0 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 636 11700 SH SOLE 11700 0 0 MASCO CORP COM 574599106 2137 96229 SH SOLE 96229 0 0 MCDONALDS CORP COM 580135101 211 2153 SH SOLE 2153 0 0 MEDTRONIC INC COM 585055106 1234 20045 SH SOLE 20045 0 0 MERCK & CO INC NEW COM 58933Y105 337 5930 SH SOLE 5930 0 0 METLIFE INC COM 59156R108 215 4069 SH SOLE 4069 0 0 MICHAEL KORS HLDGS LTD SHS G60754101 286 3066 SH SOLE 3066 0 0 MICROSOFT CORP COM 594918104 272 6646 SH SOLE 6646 0 0 MONDELEZ INTL INC CL A 609207105 14504 419806 SH SOLE 419806 0 0 MORGAN STANLEY COM NEW 617446448 423 13559 SH SOLE 13559 0 0 MYLAN INC COM 628530107 298 6096 SH SOLE 6096 0 0 NATIONAL OILWELL VARCO INC COM 637071101 820 10536 SH SOLE 10536 0 0 NETFLIX INC COM 64110L106 546 1552 SH SOLE 1552 0 0 NRG ENERGY INC COM NEW 629377508 3981 125201 SH SOLE 125201 0 0 NU SKIN ENTERPRISES INC CL A 67018T105 499 6020 SH SOLE 6020 0 0 NUCOR CORP COM 670346105 1884 37274 SH SOLE 37274 0 0 NVIDIA CORP COM 67066G104 185 10348 SH SOLE 10348 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 350 3671 SH SOLE 3671 0 0 PEABODY ENERGY CORP COM 704549104 1474 90208 SH SOLE 90208 0 0 PENNEY J C INC COM 708160106 456 52928 SH SOLE 52928 0 0 PEPSICO INC COM 713448108 1581 18936 SH SOLE 18936 0 0 PFIZER INC COM 717081103 9039 281420 SH SOLE 281420 0 0 PG&E CORP COM 69331C108 225 5206 SH SOLE 5206 0 0 PHARMACYCLICS INC COM 716933106 517 5155 SH SOLE 5155 0 0 PPG INDS INC COM 693506107 245 1265 SH SOLE 1265 0 0 PPL CORP COM 69351T106 227 6841 SH SOLE 6841 0 0 PRAXAIR INC COM 74005P104 207 1583 SH SOLE 1583 0 0 PROCTER & GAMBLE CO COM 742718109 517 6415 SH SOLE 6415 0 0 PROSHARES TR ULTRAPRO SH NW14 74348A418 390 7073 SH SOLE 7073 0 0 PROSHARES TR ULTSHRT QQQ 74348A426 208 3557 SH SOLE 3557 0 0 REPUBLIC SVCS INC COM 760759100 1075 31458 SH SOLE 31458 0 0 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 1270 17400 SH SOLE 17400 0 0 SAFEWAY INC COM NEW 786514208 513 13891 SH SOLE 13891 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 255 4544 SH SOLE 4544 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 5447 115200 SH SOLE 115200 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 2421 37400 SH SOLE 37400 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 51497 578225 SH SOLE 578225 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 46452 2079300 SH SOLE 2079300 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 14147 341210 SH SOLE 341210 0 0 SIMON PPTY GROUP INC NEW COM 828806109 204 1246 SH SOLE 1246 0 0 SINA CORP ORD G81477104 405 6696 SH SOLE 6696 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 224 1810 SH SOLE 1810 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 762769 4078759 SH SOLE 4078759 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2674 14300 SH Call SOLE 14300 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2674 14300 SH Put SOLE 14300 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 4878 117886 SH SOLE 117886 0 0 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 10987 130411 SH SOLE 130411 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 40936 569900 SH SOLE 569900 0 0 SPDR SERIES TRUST S&P METALS MNG 78464A755 3459 82900 SH SOLE 82900 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 7704 104700 SH SOLE 104700 0 0 SPDR SERIES TRUST S&P BK ETF 78464A797 1365 40100 SH SOLE 40100 0 0 SPLUNK INC COM 848637104 535 7486 SH SOLE 7486 0 0 STARBUCKS CORP COM 855244109 1185 16146 SH SOLE 16146 0 0 SUNEDISON INC COM 86732Y109 521 27638 SH SOLE 27638 0 0 SYMANTEC CORP COM 871503108 524 26244 SH SOLE 26244 0 0 TESLA MTRS INC COM 88160R101 501 2402 SH SOLE 2402 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 503 9520 SH SOLE 9520 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 213 1773 SH SOLE 1773 0 0 TIME WARNER INC COM NEW 887317303 1025 15696 SH SOLE 15696 0 0 T-MOBILE US INC COM 872590104 328 9921 SH SOLE 9921 0 0 TRANSOCEAN LTD REG SHS H8817H100 373 9018 SH SOLE 9018 0 0 TRIPADVISOR INC COM 896945201 265 2929 SH SOLE 2929 0 0 TWITTER INC COM 90184L102 493 10571 SH SOLE 10571 0 0 UNION PAC CORP COM 907818108 220 1170 SH SOLE 1170 0 0 UNITED RENTALS INC COM 911363109 269 2831 SH SOLE 2831 0 0 VANGUARD INDEX FDS REIT ETF 922908553 537 7600 SH SOLE 7600 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 339 7132 SH SOLE 7132 0 0 VIACOM INC NEW CL B 92553P201 15590 183434 SH SOLE 183434 0 0 VIPSHOP HLDGS LTD SPONSORED ADR 92763W103 490 3281 SH SOLE 3281 0 0 VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 92857W308 530 14409 SH SOLE 14409 0 0 WAL-MART STORES INC COM 931142103 226 2958 SH SOLE 2958 0 0 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 193 11093 SH SOLE 11093 0 0 WISDOMTREE TR INDIA ERNGS FD 97717W422 774 40800 SH SOLE 40800 0 0 XCEL ENERGY INC COM 98389B100 1281 42183 SH SOLE 42183 0 0 YANDEX N V SHS CLASS A N97284108 520 17220 SH SOLE 17220 0 0 YELP INC CL A 985817105 270 3509 SH SOLE 3509 0 0 YY INC ADS REPCOM CLA 98426T106 252 3305 SH SOLE 3305 0 0 ZILLOW INC CL A 98954A107 502 5701 SH SOLE 5701 0 0