0001085146-13-001724.txt : 20131021 0001085146-13-001724.hdr.sgml : 20131021 20131021151904 ACCESSION NUMBER: 0001085146-13-001724 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131021 DATE AS OF CHANGE: 20131021 EFFECTIVENESS DATE: 20131021 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MAPLE SECURITIES USA INC CENTRAL INDEX KEY: 0001277275 IRS NUMBER: 133719140 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10660 FILM NUMBER: 131161353 BUSINESS ADDRESS: STREET 1: 10 EXCHANGE PL CITY: JERSEY CITY STATE: NJ ZIP: 07302 BUSINESS PHONE: 2013695000 MAIL ADDRESS: STREET 1: 10 EXCHANGE PLACE STREET 2: 26 TH FL CITY: JERSEY CITY STATE: NJ ZIP: 07302 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001277275 XXXXXXXX 09-30-2013 09-30-2013 false MAPLE SECURITIES USA INC

10 EXCHANGE PLACE 26 TH FL JERSEY CITY NJ 07302

13F HOLDINGS REPORT 028-10660 N John Malosky 201-369-3020 /s/ John Malosky Jersey City NJ 10-18-2013 0 398 1256586 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 12212 102269 SH SOLE 102269 0 0 ABBOTT LABS COM 002824100 3916 117998 SH SOLE 117998 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 384 5213 SH SOLE 5213 0 0 ACTIVISION BLIZZARD INC COM 00507V109 386 23132 SH SOLE 23132 0 0 ADOBE SYS INC COM 00724F101 5123 98640 SH SOLE 98640 0 0 AEGION CORP COM 00770F104 204 8600 SH SOLE 8600 0 0 AES CORP COM 00130H105 260 19566 SH SOLE 19566 0 0 AFFILIATED MANAGERS GROUP COM 008252108 581 3179 SH SOLE 3179 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 6285 122634 SH SOLE 122634 0 0 AGRIUM INC COM 008916108 1461 17392 SH SOLE 17392 0 0 AIR PRODS & CHEMS INC COM 009158106 361 3392 SH SOLE 3392 0 0 ALBEMARLE CORP COM 012653101 668 10611 SH SOLE 10611 0 0 ALLSTATE CORP COM 020002101 6215 122940 SH SOLE 122940 0 0 ALTERA CORP COM 021441100 340 9162 SH SOLE 9162 0 0 ALTRIA GROUP INC COM 02209S103 4168 121335 SH SOLE 121335 0 0 AMAZON COM INC COM 023135106 3154 10089 SH SOLE 10089 0 0 AMC NETWORKS INC CL A 00164V103 255 3718 SH SOLE 3718 0 0 AMDOCS LTD ORD G02602103 690 18832 SH SOLE 18832 0 0 AMERICAN AXLE & MFG HLDGS IN COM 024061103 272 13771 SH SOLE 13771 0 0 AMERICAN ELEC PWR INC COM 025537101 3735 86159 SH SOLE 86159 0 0 AMERICAN EXPRESS CO COM 025816109 3475 46016 SH SOLE 46016 0 0 AMERICAN TOWER CORP NEW COM 03027X100 1890 25498 SH SOLE 25498 0 0 AMGEN INC COM 031162100 6186 55271 SH SOLE 55271 0 0 ANADARKO PETE CORP COM 032511107 2434 26171 SH SOLE 26171 0 0 ANALOG DEVICES INC COM 032654105 3912 83149 SH SOLE 83149 0 0 ANIXTER INTL INC COM 035290105 515 5872 SH SOLE 5872 0 0 ANN INC COM 035623107 500 13801 SH SOLE 13801 0 0 AOL INC COM 00184X105 262 7572 SH SOLE 7572 0 0 APACHE CORP COM 037411105 1334 15666 SH SOLE 15666 0 0 APARTMENT INVT & MGMT CO CL A 03748R101 635 22745 SH SOLE 22745 0 0 APPLE INC COM 037833100 46612 97770 SH SOLE 97770 0 0 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 244 17836 SH SOLE 17836 0 0 ARCH COAL INC COM 039380100 460 111851 SH SOLE 111851 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 4311 117011 SH SOLE 117011 0 0 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 722 19893 SH SOLE 19893 0 0 ASSOCIATED BANC CORP COM 045487105 423 27316 SH SOLE 27316 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 1987 27456 SH SOLE 27456 0 0 AUTOZONE INC COM 053332102 1097 2595 SH SOLE 2595 0 0 AVALONBAY CMNTYS INC COM 053484101 632 4973 SH SOLE 4973 0 0 AVERY DENNISON CORP COM 053611109 817 18769 SH SOLE 18769 0 0 AXIS CAPITAL HOLDINGS LTD SHS G0692U109 1464 33809 SH SOLE 33809 0 0 BAKER HUGHES INC COM 057224107 1326 26997 SH SOLE 26997 0 0 BANK NEW YORK MELLON CORP COM 064058100 3696 122423 SH SOLE 122423 0 0 BANK OF AMERICA CORPORATION COM 060505104 1775 128619 SH SOLE 128619 0 0 BANK OF AMERICA CORPORATION COM 060505104 2592 187800 SH Call SOLE 187800 0 0 BANK OF AMERICA CORPORATION COM 060505104 3213 232800 SH Put SOLE 232800 0 0 BARD C R INC COM 067383109 1108 9615 SH SOLE 9615 0 0 BAXTER INTL INC COM 071813109 503 7653 SH SOLE 7653 0 0 BB&T CORP COM 054937107 694 20559 SH SOLE 20559 0 0 BBCN BANCORP INC COM 073295107 259 18870 SH SOLE 18870 0 0 BECTON DICKINSON & CO COM 075887109 252 2523 SH SOLE 2523 0 0 BEMIS INC COM 081437105 316 8107 SH SOLE 8107 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 820 7226 SH SOLE 7226 0 0 BIOGEN IDEC INC COM 09062X103 2179 9049 SH SOLE 9049 0 0 BIOMED REALTY TRUST INC COM 09063H107 567 30522 SH SOLE 30522 0 0 BLACKROCK INC COM 09247X101 271 1000 SH Call SOLE 1000 0 0 BLACKROCK INC COM 09247X101 541 2000 SH Put SOLE 2000 0 0 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 305 10033 SH SOLE 10033 0 0 BOEING CO COM 097023105 4897 41679 SH SOLE 41679 0 0 BRADY CORP CL A 104674106 267 8741 SH SOLE 8741 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 4676 101041 SH SOLE 101041 0 0 BROADCOM CORP CL A 111320107 442 16981 SH SOLE 16981 0 0 BUNGE LIMITED COM G16962105 269 3546 SH SOLE 3546 0 0 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 1855 31124 SH SOLE 31124 0 0 CA INC COM 12673P105 1621 54643 SH SOLE 54643 0 0 CADENCE DESIGN SYSTEM INC COM 127387108 312 23073 SH SOLE 23073 0 0 CALUMET SPECIALTY PRODS PTNR UT LTD PARTNER 131476103 268 9837 SH SOLE 9837 0 0 CAMDEN PPTY TR SH BEN INT 133131102 1974 32123 SH SOLE 32123 0 0 CAMERON INTERNATIONAL CORP COM 13342B105 415 7117 SH SOLE 7117 0 0 CAMPBELL SOUP CO COM 134429109 909 22335 SH SOLE 22335 0 0 CANADIAN PAC RY LTD COM 13645T100 500 4057 SH SOLE 4057 0 0 CAPITAL ONE FINL CORP COM 14040H105 3070 44664 SH SOLE 44664 0 0 CARDINAL HEALTH INC COM 14149Y108 367 7032 SH SOLE 7032 0 0 CAREFUSION CORP COM 14170T101 242 6548 SH SOLE 6548 0 0 CARNIVAL CORP PAIRED CTF 143658300 1446 44313 SH SOLE 44313 0 0 CATERPILLAR INC DEL COM 149123101 660 7912 SH SOLE 7912 0 0 CBOE HLDGS INC COM 12503M108 268 5923 SH SOLE 5923 0 0 CBRE GROUP INC CL A 12504L109 563 24339 SH SOLE 24339 0 0 CBS CORP NEW CL B 124857202 1643 29785 SH SOLE 29785 0 0 CENTURYLINK INC COM 156700106 497 15833 SH SOLE 15833 0 0 CHARLES RIV LABS INTL INC COM 159864107 947 20465 SH SOLE 20465 0 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 450 7957 SH SOLE 7957 0 0 CHEMTURA CORP COM NEW 163893209 268 11640 SH SOLE 11640 0 0 CHEVRON CORP NEW COM 166764100 22316 183668 SH SOLE 183668 0 0 CHICOS FAS INC COM 168615102 188 11283 SH SOLE 11283 0 0 CHILDRENS PL RETAIL STORES I COM 168905107 222 3830 SH SOLE 3830 0 0 CHURCH & DWIGHT INC COM 171340102 216 3601 SH SOLE 3601 0 0 CIGNA CORPORATION COM 125509109 705 9171 SH SOLE 9171 0 0 CISCO SYS INC COM 17275R102 2695 115016 SH SOLE 115016 0 0 CITIGROUP INC COM NEW 172967424 4740 97711 SH SOLE 97711 0 0 CITIGROUP INC COM NEW 172967424 2047 42200 SH Call SOLE 42200 0 0 CITIGROUP INC COM NEW 172967424 2372 48900 SH Put SOLE 48900 0 0 CITRIX SYS INC COM 177376100 601 8506 SH SOLE 8506 0 0 CLARCOR INC COM 179895107 271 4876 SH SOLE 4876 0 0 CLECO CORP NEW COM 12561W105 840 18733 SH SOLE 18733 0 0 CLOROX CO DEL COM 189054109 420 5136 SH SOLE 5136 0 0 CMS ENERGY CORP COM 125896100 1253 47621 SH SOLE 47621 0 0 COACH INC COM 189754104 2391 43845 SH SOLE 43845 0 0 COCA COLA CO COM 191216100 4895 129232 SH SOLE 129232 0 0 COEUR MNG INC COM NEW 192108504 250 20737 SH SOLE 20737 0 0 COLGATE PALMOLIVE CO COM 194162103 6642 112007 SH SOLE 112007 0 0 COMCAST CORP NEW CL A 20030N101 5279 117015 SH SOLE 117015 0 0 COMERICA INC COM 200340107 1656 42121 SH SOLE 42121 0 0 CONAGRA FOODS INC COM 205887102 331 10905 SH SOLE 10905 0 0 CONOCOPHILLIPS COM 20825C104 3937 56645 SH SOLE 56645 0 0 CONSOLIDATED EDISON INC COM 209115104 442 8014 SH SOLE 8014 0 0 COPART INC COM 217204106 271 8538 SH SOLE 8538 0 0 CORNERSTONE ONDEMAND INC COM 21925Y103 250 4859 SH SOLE 4859 0 0 CORNING INC COM 219350105 1551 106295 SH SOLE 106295 0 0 COVIDIEN PLC SHS G2554F113 574 9411 SH SOLE 9411 0 0 CRACKER BARREL OLD CTRY STOR COM 22410J106 252 2441 SH SOLE 2441 0 0 CROWN HOLDINGS INC COM 228368106 1005 23761 SH SOLE 23761 0 0 CSX CORP COM 126408103 709 27529 SH SOLE 27529 0 0 CUBIST PHARMACEUTICALS INC COM 229678107 233 3666 SH SOLE 3666 0 0 CVS CAREMARK CORPORATION COM 126650100 491 8647 SH SOLE 8647 0 0 CYPRESS SEMICONDUCTOR CORP COM 232806109 447 47783 SH SOLE 47783 0 0 D R HORTON INC COM 23331A109 321 16530 SH SOLE 16530 0 0 DANAHER CORP DEL COM 235851102 658 9496 SH SOLE 9496 0 0 DARDEN RESTAURANTS INC COM 237194105 315 6802 SH SOLE 6802 0 0 DAVITA HEALTHCARE PARTNERS I COM 23918K108 241 4244 SH SOLE 4244 0 0 DEERE & CO COM 244199105 496 6100 SH SOLE 6100 0 0 DEVON ENERGY CORP NEW COM 25179M103 500 8650 SH SOLE 8650 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 229 1804 SH SOLE 1804 0 0 DIANA SHIPPING INC COM Y2066G104 147 12157 SH SOLE 12157 0 0 DIRECTV COM 25490A309 331 5544 SH SOLE 5544 0 0 DISCOVER FINL SVCS COM 254709108 2622 51881 SH SOLE 51881 0 0 DISNEY WALT CO COM DISNEY 254687106 7651 118631 SH SOLE 118631 0 0 DOVER CORP COM 260003108 1663 18509 SH SOLE 18509 0 0 DOW CHEM CO COM 260543103 5672 147704 SH SOLE 147704 0 0 DTE ENERGY CO COM 233331107 676 10243 SH SOLE 10243 0 0 E M C CORP MASS COM 268648102 276 10814 SH SOLE 10814 0 0 EARTHLINK INC COM 270321102 79 15914 SH SOLE 15914 0 0 EASTMAN CHEM CO COM 277432100 4176 53605 SH SOLE 53605 0 0 EATON CORP PLC SHS G29183103 1287 18695 SH SOLE 18695 0 0 EBAY INC COM 278642103 22329 400198 SH SOLE 400198 0 0 ELECTRONIC ARTS INC COM 285512109 304 11890 SH SOLE 11890 0 0 EMBRAER S A SP ADR REP 4 COM 29082A107 467 14386 SH SOLE 14386 0 0 EMCOR GROUP INC COM 29084Q100 400 10216 SH SOLE 10216 0 0 EMERSON ELEC CO COM 291011104 4885 75504 SH SOLE 75504 0 0 EQUINIX INC COM NEW 29444U502 341 1856 SH SOLE 1856 0 0 EQUITY LIFESTYLE PPTYS INC COM 29472R108 522 15272 SH SOLE 15272 0 0 ESTERLINE TECHNOLOGIES CORP COM 297425100 543 6793 SH SOLE 6793 0 0 EXPEDIA INC DEL COM NEW 30212P303 307 5928 SH SOLE 5928 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 1027 16625 SH SOLE 16625 0 0 EXXON MOBIL CORP COM 30231G102 4507 52384 SH SOLE 52384 0 0 F5 NETWORKS INC COM 315616102 281 3275 SH SOLE 3275 0 0 FEDEX CORP COM 31428X106 3598 31533 SH SOLE 31533 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 439 9443 SH SOLE 9443 0 0 FIRST HORIZON NATL CORP COM 320517105 736 66949 SH SOLE 66949 0 0 FISERV INC COM 337738108 239 2362 SH SOLE 2362 0 0 FLEXTRONICS INTL LTD ORD Y2573F102 140 15355 SH SOLE 15355 0 0 FMC TECHNOLOGIES INC COM 30249U101 301 5432 SH SOLE 5432 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 2662 157794 SH SOLE 157794 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 2230 67400 SH Call SOLE 67400 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 2273 68700 SH Put SOLE 68700 0 0 FRONTIER COMMUNICATIONS CORP COM 35906A108 55 13260 SH SOLE 13260 0 0 FULTON FINL CORP PA COM 360271100 288 24671 SH SOLE 24671 0 0 GALLAGHER ARTHUR J & CO COM 363576109 350 8017 SH SOLE 8017 0 0 GAP INC DEL COM 364760108 1434 35597 SH SOLE 35597 0 0 GENERAL DYNAMICS CORP COM 369550108 3232 36931 SH SOLE 36931 0 0 GENERAL ELECTRIC CO COM 369604103 3335 139599 SH SOLE 139599 0 0 GENERAL MLS INC COM 370334104 5440 113515 SH SOLE 113515 0 0 GENESCO INC COM 371532102 208 3174 SH SOLE 3174 0 0 GENUINE PARTS CO COM 372460105 465 5746 SH SOLE 5746 0 0 GILEAD SCIENCES INC COM 375558103 7230 115003 SH SOLE 115003 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 1442 28736 SH SOLE 28736 0 0 GLIMCHER RLTY TR SH BEN INT 379302102 123 12598 SH SOLE 12598 0 0 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 328 71872 SH SOLE 71872 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 537 3395 SH SOLE 3395 0 0 GOOGLE INC CL A 38259P508 218 249 SH SOLE 249 0 0 GRAINGER W W INC COM 384802104 2566 9804 SH SOLE 9804 0 0 GUESS INC COM 401617105 224 7492 SH SOLE 7492 0 0 HALLIBURTON CO COM 406216101 3510 72900 SH Call SOLE 72900 0 0 HALLIBURTON CO COM 406216101 3582 74400 SH Put SOLE 74400 0 0 HALLIBURTON CO COM 406216101 2812 58400 SH SOLE 58400 0 0 HANCOCK HLDG CO COM 410120109 464 14775 SH SOLE 14775 0 0 HARSCO CORP COM 415864107 292 11745 SH SOLE 11745 0 0 HCP INC COM 40414L109 451 11007 SH SOLE 11007 0 0 HEWLETT PACKARD CO COM 428236103 1738 82818 SH SOLE 82818 0 0 HOME DEPOT INC COM 437076102 6669 87925 SH SOLE 87925 0 0 HOME PROPERTIES INC COM 437306103 289 4999 SH SOLE 4999 0 0 HONEYWELL INTL INC COM 438516106 6880 82846 SH SOLE 82846 0 0 HOST HOTELS & RESORTS INC COM 44107P104 258 14624 SH SOLE 14624 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 313 5762 SH SOLE 5762 0 0 HUBBELL INC CL B 443510201 273 2603 SH SOLE 2603 0 0 HUNT J B TRANS SVCS INC COM 445658107 608 8332 SH SOLE 8332 0 0 HUNTINGTON BANCSHARES INC COM 446150104 151 18338 SH SOLE 18338 0 0 IBERIABANK CORP COM 450828108 263 5063 SH SOLE 5063 0 0 INTEL CORP COM 458140100 532 23189 SH SOLE 23189 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 11512 62169 SH SOLE 62169 0 0 INTL PAPER CO COM 460146103 1704 38026 SH SOLE 38026 0 0 ISHARES SELECT DIVID ETF 464287168 4040 60900 SH SOLE 60900 0 0 ISHARES RUS 1000 GRW ETF 464287614 4450 56900 SH SOLE 56900 0 0 ISHARES MSCI ACWI ETF 464288257 1240 23000 SH SOLE 23000 0 0 ISHARES IBOXX HI YD ETF 464288513 2061 22500 SH SOLE 22500 0 0 JACK IN THE BOX INC COM 466367109 1395 34893 SH SOLE 34893 0 0 JACOBS ENGR GROUP INC DEL COM 469814107 1669 28682 SH SOLE 28682 0 0 JOHNSON & JOHNSON COM 478160104 15809 182359 SH SOLE 182359 0 0 JOHNSON CTLS INC COM 478366107 2685 64702 SH SOLE 64702 0 0 JONES GROUP INC COM 48020T101 170 11342 SH SOLE 11342 0 0 JOY GLOBAL INC COM 481165108 312 6105 SH SOLE 6105 0 0 JPMORGAN CHASE & CO COM 46625H100 3906 75560 SH SOLE 75560 0 0 JUNIPER NETWORKS INC COM 48203R104 301 15132 SH SOLE 15132 0 0 KENNAMETAL INC COM 489170100 1233 27039 SH SOLE 27039 0 0 KEYCORP NEW COM 493267108 317 27838 SH SOLE 27838 0 0 KIMCO RLTY CORP COM 49446R109 235 11622 SH SOLE 11622 0 0 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 739 9259 SH SOLE 9259 0 0 KINROSS GOLD CORP COM NO PAR 496902404 76 15063 SH SOLE 15063 0 0 KLA-TENCOR CORP COM 482480100 1295 21284 SH SOLE 21284 0 0 KONINKLIJKE PHILIPS N V NY REG SH NEW 500472303 302 9355 SH SOLE 9355 0 0 LAM RESEARCH CORP COM 512807108 811 15838 SH SOLE 15838 0 0 LAUDER ESTEE COS INC CL A 518439104 3324 47548 SH SOLE 47548 0 0 LEGG MASON INC COM 524901105 1671 49981 SH SOLE 49981 0 0 LEGGETT & PLATT INC COM 524660107 488 16202 SH SOLE 16202 0 0 LEXINGTON REALTY TRUST COM 529043101 345 30730 SH SOLE 30730 0 0 LEXMARK INTL NEW CL A 529771107 897 27178 SH SOLE 27178 0 0 LIBERTY GLOBAL PLC SHS CL A G5480U104 484 6103 SH SOLE 6103 0 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 273 3617 SH SOLE 3617 0 0 LIFEPOINT HOSPITALS INC COM 53219L109 444 9512 SH SOLE 9512 0 0 LILLY ELI & CO COM 532457108 5578 110829 SH SOLE 110829 0 0 LINCOLN NATL CORP IND COM 534187109 1628 38776 SH SOLE 38776 0 0 LINEAR TECHNOLOGY CORP COM 535678106 583 14702 SH SOLE 14702 0 0 LOCKHEED MARTIN CORP COM 539830109 5332 41803 SH SOLE 41803 0 0 LORILLARD INC COM 544147101 3290 73470 SH SOLE 73470 0 0 LOWES COS INC COM 548661107 4431 93074 SH SOLE 93074 0 0 MACERICH CO COM 554382101 244 4317 SH SOLE 4317 0 0 MACYS INC COM 55616P104 424 9788 SH SOLE 9788 0 0 MADDEN STEVEN LTD COM 556269108 536 9952 SH SOLE 9952 0 0 MANITOWOC INC COM 563571108 364 18598 SH SOLE 18598 0 0 MANULIFE FINL CORP COM 56501R106 314 18987 SH SOLE 18987 0 0 MARATHON OIL CORP COM 565849106 3006 86177 SH SOLE 86177 0 0 MARKET VECTORS ETF TR OIL SVCS ETF 57060U191 2547 54100 SH SOLE 54100 0 0 MARKET VECTORS ETF TR SEMICONDUCTOR 57060U233 4387 110000 SH SOLE 110000 0 0 MASCO CORP COM 574599106 1641 77130 SH SOLE 77130 0 0 MASTERCARD INC CL A 57636Q104 7005 10412 SH SOLE 10412 0 0 MCCORMICK & CO INC COM NON VTG 579780206 1885 29142 SH SOLE 29142 0 0 MCDONALDS CORP COM 580135101 4866 50577 SH SOLE 50577 0 0 MEAD JOHNSON NUTRITION CO COM 582839106 318 4284 SH SOLE 4284 0 0 MEDTRONIC INC COM 585055106 4412 82862 SH SOLE 82862 0 0 MENS WEARHOUSE INC COM 587118100 407 11962 SH SOLE 11962 0 0 MERCK & CO INC NEW COM 58933Y105 1785 37501 SH SOLE 37501 0 0 METLIFE INC COM 59156R108 5033 107198 SH SOLE 107198 0 0 MICROSEMI CORP COM 595137100 206 8491 SH SOLE 8491 0 0 MICROSOFT CORP COM 594918104 2211 66431 SH SOLE 66431 0 0 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 610 15691 SH SOLE 15691 0 0 MINE SAFETY APPLIANCES CO COM 602720104 384 7434 SH SOLE 7434 0 0 MOMENTA PHARMACEUTICALS INC COM 60877T100 154 10683 SH SOLE 10683 0 0 MONSANTO CO NEW COM 61166W101 2683 25711 SH SOLE 25711 0 0 MONSTER BEVERAGE CORP COM 611740101 848 16238 SH SOLE 16238 0 0 MORGAN STANLEY COM NEW 617446448 584 21665 SH SOLE 21665 0 0 MOSAIC CO NEW COM 61945C103 798 18555 SH SOLE 18555 0 0 MSC INDL DIRECT INC CL A 553530106 244 3000 SH SOLE 3000 0 0 MUELLER WTR PRODS INC COM SER A 624758108 84 10482 SH SOLE 10482 0 0 NATIONAL PENN BANCSHARES INC COM 637138108 118 11779 SH SOLE 11779 0 0 NEUSTAR INC CL A 64126X201 370 7472 SH SOLE 7472 0 0 NEWELL RUBBERMAID INC COM 651229106 1505 54728 SH SOLE 54728 0 0 NEWS CORP NEW CL A 65249B109 429 26726 SH SOLE 26726 0 0 NIELSEN HOLDINGS N V COM N63218106 257 7044 SH SOLE 7044 0 0 NIKE INC CL B 654106103 4116 56662 SH SOLE 56662 0 0 NOBLE ENERGY INC COM 655044105 2964 44225 SH SOLE 44225 0 0 NORFOLK SOUTHERN CORP COM 655844108 1682 21744 SH SOLE 21744 0 0 NORTHERN TR CORP COM 665859104 337 6198 SH SOLE 6198 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 555 29733 SH SOLE 29733 0 0 NUCOR CORP COM 670346105 339 6910 SH SOLE 6910 0 0 NV ENERGY INC COM 67073Y106 277 11724 SH SOLE 11724 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 1648 17614 SH SOLE 17614 0 0 OCEANEERING INTL INC COM 675232102 292 3595 SH SOLE 3595 0 0 OMNICOM GROUP INC COM 681919106 2476 39030 SH SOLE 39030 0 0 OPENTABLE INC COM 68372A104 253 3610 SH SOLE 3610 0 0 ORACLE CORP COM 68389X105 27003 814089 SH SOLE 814089 0 0 OWENS CORNING NEW COM 690742101 532 13999 SH SOLE 13999 0 0 PACCAR INC COM 693718108 2069 37173 SH SOLE 37173 0 0 PANERA BREAD CO CL A 69840W108 2235 14100 SH SOLE 14100 0 0 PAREXEL INTL CORP COM 699462107 213 4246 SH SOLE 4246 0 0 PATTERSON COMPANIES INC COM 703395103 444 11044 SH SOLE 11044 0 0 PENNEY J C INC COM 708160106 100 11312 SH SOLE 11312 0 0 PEPCO HOLDINGS INC COM 713291102 330 17854 SH SOLE 17854 0 0 PEPSICO INC COM 713448108 6225 78305 SH SOLE 78305 0 0 PFIZER INC COM 717081103 12715 442646 SH SOLE 442646 0 0 PG&E CORP COM 69331C108 562 13724 SH SOLE 13724 0 0 PHILIP MORRIS INTL INC COM 718172109 303 3500 SH SOLE 3500 0 0 PIER 1 IMPORTS INC COM 720279108 260 13302 SH SOLE 13302 0 0 PORTLAND GEN ELEC CO COM NEW 736508847 441 15635 SH SOLE 15635 0 0 PPG INDS INC COM 693506107 3245 19425 SH SOLE 19425 0 0 PRAXAIR INC COM 74005P104 1307 10873 SH SOLE 10873 0 0 PRECISION CASTPARTS CORP COM 740189105 553 2432 SH SOLE 2432 0 0 PRICE T ROWE GROUP INC COM 74144T108 1284 17851 SH SOLE 17851 0 0 PROASSURANCE CORP COM 74267C106 217 4825 SH SOLE 4825 0 0 PROCTER & GAMBLE CO COM 742718109 7525 99555 SH SOLE 99555 0 0 PROTECTIVE LIFE CORP COM 743674103 209 4901 SH SOLE 4901 0 0 PTC INC COM 69370C100 215 7555 SH SOLE 7555 0 0 PVH CORP COM 693656100 1322 11142 SH SOLE 11142 0 0 QUALCOMM INC COM 747525103 4375 64981 SH SOLE 64981 0 0 RALPH LAUREN CORP CL A 751212101 967 5873 SH SOLE 5873 0 0 RALPH LAUREN CORP CL A 751212101 1746 10600 SH Call SOLE 10600 0 0 RALPH LAUREN CORP CL A 751212101 2224 13500 SH Put SOLE 13500 0 0 RAYTHEON CO COM NEW 755111507 5907 76642 SH SOLE 76642 0 0 RED HAT INC COM 756577102 579 12543 SH SOLE 12543 0 0 REGIONS FINL CORP NEW COM 7591EP100 1011 109200 SH Put SOLE 109200 0 0 REGIONS FINL CORP NEW COM 7591EP100 1024 110600 SH Call SOLE 110600 0 0 RELIANCE STEEL & ALUMINUM CO COM 759509102 318 4334 SH SOLE 4334 0 0 RIO TINTO PLC SPONSORED ADR 767204100 376 7715 SH SOLE 7715 0 0 RIVERBED TECHNOLOGY INC COM 768573107 314 21549 SH SOLE 21549 0 0 ROBERT HALF INTL INC COM 770323103 1308 33516 SH SOLE 33516 0 0 ROCK-TENN CO CL A 772739207 503 4963 SH SOLE 4963 0 0 ROCKWELL COLLINS INC COM 774341101 1480 21813 SH SOLE 21813 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 286 6652 SH SOLE 6652 0 0 ROPER INDS INC NEW COM 776696106 545 4103 SH SOLE 4103 0 0 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 2099 32200 SH SOLE 32200 0 0 SALLY BEAUTY HLDGS INC COM 79546E104 282 10784 SH SOLE 10784 0 0 SAP AG SPON ADR 803054204 374 5056 SH SOLE 5056 0 0 SASOL LTD SPONSORED ADR 803866300 331 6924 SH SOLE 6924 0 0 SCANA CORP NEW COM 80589M102 710 15431 SH SOLE 15431 0 0 SCHEIN HENRY INC COM 806407102 809 7792 SH SOLE 7792 0 0 SCHWAB CHARLES CORP NEW COM 808513105 2291 108355 SH SOLE 108355 0 0 SEALED AIR CORP NEW COM 81211K100 395 14544 SH SOLE 14544 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 34915 831100 SH SOLE 831100 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 6181 122174 SH SOLE 122174 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 4649 116800 SH SOLE 116800 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 33638 554800 SH SOLE 554800 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 40650 490300 SH SOLE 490300 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 31201 1567500 SH SOLE 1567500 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 2580 55600 SH SOLE 55600 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 35135 1096600 SH SOLE 1096600 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 17870 478200 SH SOLE 478200 0 0 SEMPRA ENERGY COM 816851109 273 3191 SH SOLE 3191 0 0 SIMON PPTY GROUP INC NEW COM 828806109 2663 17965 SH SOLE 17965 0 0 SMITH A O COM 831865209 299 6619 SH SOLE 6619 0 0 SOUTHERN CO COM 842587107 487 11822 SH SOLE 11822 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 254931 1517354 SH SOLE 1517354 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 302 1800 SH Put SOLE 1800 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 2560 71805 SH SOLE 71805 0 0 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 9424 114900 SH SOLE 114900 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 7094 102900 SH SOLE 102900 0 0 STAPLES INC COM 855030102 837 57165 SH SOLE 57165 0 0 STARBUCKS CORP COM 855244109 4738 61562 SH SOLE 61562 0 0 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 726 10933 SH SOLE 10933 0 0 STATE STR CORP COM 857477103 577 8776 SH SOLE 8776 0 0 STRYKER CORP COM 863667101 1807 26740 SH SOLE 26740 0 0 SUNSTONE HOTEL INVS INC NEW COM 867892101 151 11826 SH SOLE 11826 0 0 SUNTRUST BKS INC COM 867914103 498 15358 SH SOLE 15358 0 0 SUPERIOR ENERGY SVCS INC COM 868157108 1026 40984 SH SOLE 40984 0 0 SUSQUEHANNA BANCSHARES INC P COM 869099101 270 21551 SH SOLE 21551 0 0 SWIFT ENERGY CO COM 870738101 188 16434 SH SOLE 16434 0 0 SYMANTEC CORP COM 871503108 350 14140 SH SOLE 14140 0 0 SYNOPSYS INC COM 871607107 385 10203 SH SOLE 10203 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 866 51058 SH SOLE 51058 0 0 TE CONNECTIVITY LTD REG SHS H84989104 215 4145 SH SOLE 4145 0 0 TECH DATA CORP COM 878237106 316 6333 SH SOLE 6333 0 0 TENARIS S A SPONSORED ADR 88031M109 276 5900 SH SOLE 5900 0 0 TESSERA TECHNOLOGIES INC COM 88164L100 203 10506 SH SOLE 10506 0 0 TEXAS INSTRS INC COM 882508104 204 5067 SH SOLE 5067 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 7980 86600 SH SOLE 86600 0 0 TIFFANY & CO NEW COM 886547108 1385 18074 SH SOLE 18074 0 0 TIME WARNER CABLE INC COM 88732J207 972 8710 SH SOLE 8710 0 0 TIME WARNER INC COM NEW 887317303 21336 324203 SH SOLE 324203 0 0 TIMKEN CO COM 887389104 1302 21555 SH SOLE 21555 0 0 TOLL BROTHERS INC COM 889478103 233 7196 SH SOLE 7196 0 0 TOTAL SYS SVCS INC COM 891906109 282 9586 SH SOLE 9586 0 0 TRANSDIGM GROUP INC COM 893641100 274 1979 SH SOLE 1979 0 0 TRAVELERS COMPANIES INC COM 89417E109 1129 13324 SH SOLE 13324 0 0 TRUEBLUE INC COM 89785X101 494 20591 SH SOLE 20591 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 7508 224054 SH SOLE 224054 0 0 TYCO INTERNATIONAL LTD SHS H89128104 573 16383 SH SOLE 16383 0 0 UNILEVER N V N Y SHS NEW 904784709 268 7109 SH SOLE 7109 0 0 UNILEVER PLC SPON ADR NEW 904767704 360 9343 SH SOLE 9343 0 0 UNION PAC CORP COM 907818108 1714 11035 SH SOLE 11035 0 0 UNITED PARCEL SERVICE INC CL B 911312106 4850 53081 SH SOLE 53081 0 0 UNITED TECHNOLOGIES CORP COM 913017109 4199 38949 SH SOLE 38949 0 0 URBAN OUTFITTERS INC COM 917047102 1079 29351 SH SOLE 29351 0 0 US BANCORP DEL COM NEW 902973304 3370 92123 SH SOLE 92123 0 0 UTI WORLDWIDE INC ORD G87210103 154 10197 SH SOLE 10197 0 0 V F CORP COM 918204108 288 1447 SH SOLE 1447 0 0 VALE S A ADR 91912E105 600 38426 SH SOLE 38426 0 0 VALMONT INDS INC COM 920253101 374 2693 SH SOLE 2693 0 0 VANGUARD INDEX FDS REIT ETF 922908553 4246 64200 SH SOLE 64200 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 350 8725 SH SOLE 8725 0 0 VCA ANTECH INC COM 918194101 986 35889 SH SOLE 35889 0 0 VENTAS INC COM 92276F100 557 9058 SH SOLE 9058 0 0 VERISIGN INC COM 92343E102 208 4096 SH SOLE 4096 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 5670 121477 SH SOLE 121477 0 0 VISA INC COM CL A 92826C839 9320 48771 SH SOLE 48771 0 0 VMWARE INC CL A COM 928563402 317 3913 SH SOLE 3913 0 0 VORNADO RLTY TR SH BEN INT 929042109 1807 21496 SH SOLE 21496 0 0 VULCAN MATLS CO COM 929160109 343 6617 SH SOLE 6617 0 0 WALGREEN CO COM 931422109 4479 83258 SH SOLE 83258 0 0 WAL-MART STORES INC COM 931142103 14167 191550 SH SOLE 191550 0 0 WASTE MGMT INC DEL COM 94106L109 421 10218 SH SOLE 10218 0 0 WELLS FARGO & CO NEW COM 949746101 12041 291412 SH SOLE 291412 0 0 WERNER ENTERPRISES INC COM 950755108 451 19346 SH SOLE 19346 0 0 WEYERHAEUSER CO COM 962166104 2953 103152 SH SOLE 103152 0 0 WILLIAMS COS INC DEL COM 969457100 3111 85556 SH SOLE 85556 0 0 WILLIAMS SONOMA INC COM 969904101 256 4555 SH SOLE 4555 0 0 WISCONSIN ENERGY CORP COM 976657106 1305 32312 SH SOLE 32312 0 0 WOLVERINE WORLD WIDE INC COM 978097103 480 8239 SH SOLE 8239 0 0 XCEL ENERGY INC COM 98389B100 259 9387 SH SOLE 9387 0 0 YUM BRANDS INC COM 988498101 452 6329 SH SOLE 6329 0 0 ZIONS BANCORPORATION COM 989701107 259 9438 SH SOLE 9438 0 0