0000100885-16-000465.txt : 20161212 0000100885-16-000465.hdr.sgml : 20161212 20161212105644 ACCESSION NUMBER: 0000100885-16-000465 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161209 FILED AS OF DATE: 20161212 DATE AS OF CHANGE: 20161212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNION PACIFIC CORP CENTRAL INDEX KEY: 0000100885 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 132626465 STATE OF INCORPORATION: UT FISCAL YEAR END: 1119 BUSINESS ADDRESS: STREET 1: 1400 DOUGLAS STREET STREET 2: STOP 0310 CITY: OMAHA STATE: NE ZIP: 68179 BUSINESS PHONE: 402 544 5214 MAIL ADDRESS: STREET 1: 1400 DOUGLAS STREET STREET 2: STOP 0310 CITY: OMAHA STATE: NE ZIP: 68179 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCCONNELL MICHAEL W CENTRAL INDEX KEY: 0001277000 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06075 FILM NUMBER: 162045647 MAIL ADDRESS: STREET 1: C/O UNION PACIFIC CORP STREET 2: 1416 DODGE STREET CITY: OMAHA STATE: NE ZIP: 68179 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-12-09 0 0000100885 UNION PACIFIC CORP UNP 0001277000 MCCONNELL MICHAEL W BROWN BROTHERS HARRIMAN & CO. 140 BROADWAY NEW YORK NY 10005-1101 1 0 0 0 Common Stock 2016-12-09 4 M 0 7400 24.25 A 26410 D Common Stock 2016-12-09 4 S 0 7400 105.1512 D 19010 D Non-Qualified Stock Option (right to buy) 24.25 2016-12-09 4 M 0 7400 0.0 D 2008-01-30 2017-01-30 Common Stock 7400 0 D The reporting person exercised stock options that were due to expire on January 30, 2017. On May 28, 2008 and June 6, 2014, Union Pacific Corporation effected 2-for-1 stock splits in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock splits. By: Heather A. Fredrick, Attorney-in-Fact For: Michael W. McConnell 2016-12-12