0001387131-23-001150.txt : 20230131 0001387131-23-001150.hdr.sgml : 20230131 20230131212034 ACCESSION NUMBER: 0001387131-23-001150 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221230 FILED AS OF DATE: 20230131 DATE AS OF CHANGE: 20230131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EPSTEIN STEVEN B CENTRAL INDEX KEY: 0001276619 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-54090 FILM NUMBER: 23574539 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CareView Communications Inc CENTRAL INDEX KEY: 0001377149 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 954659068 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 405 STATE HIGHWAY 121 STREET 2: SUITE B-240 CITY: LEWISVILLE STATE: TX ZIP: 75067 BUSINESS PHONE: 972-943-6050 MAIL ADDRESS: STREET 1: 405 STATE HIGHWAY 121 STREET 2: SUITE B-240 CITY: LEWISVILLE STATE: TX ZIP: 75067 4/A 1 ownership.xml FORM 4 - EPSTEIN X0306 4/A 2022-12-30 2023-01-06 0 0001377149 CareView Communications Inc CRVW 0001276619 EPSTEIN STEVEN B C/O CAREVIEW COMMUNICATIONS, INC. 405 STATE HIGHWAY 121, SUITE B240 LEWISVILLE TX 75067 1 0 0 0 Secured Convertible Note 0.52 2022-12-30 4 D 0 556436 D 2025-02-16 Common Stock 1070069 0 I Stephen B. and Deborah L. Epstein Secured Convertible Note 0.05 2022-12-30 4 D 0 150640 D 2028-02-22 Common Stock 3212806 0 D Secured Convertible Note 0.05 2022-12-30 4 D 0 76596 D 2028-07-10 Common Stock 1531919 0 D Secured Convertible Note 0.10 2022-12-30 4 A 0 400000 A 2023-12-31 Common Stock 4000000 400000 D On December 30, 2022, the reporting persons exchanged all outstanding notes issued under the Note and Warrant Purchase Agreement dated as of April 21, 2011, as amended, with an aggregate principal balance of $783,672, for a replacement note in the indicated aggregate principal amount with a conversion price of $0.10 per share. At the time, the reporting persons surrendered for cancellation all outstanding warrants held by them representing an aggregate of 178,846 shares, for no value, the reporting of which is exempt under Rule 16a-4(d) of the Exchange Act. Immediately exercisable. See footnote (1). /s/ Steven B. Epstein 2023-01-31