0001387131-23-001150.txt : 20230131
0001387131-23-001150.hdr.sgml : 20230131
20230131212034
ACCESSION NUMBER: 0001387131-23-001150
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221230
FILED AS OF DATE: 20230131
DATE AS OF CHANGE: 20230131
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: EPSTEIN STEVEN B
CENTRAL INDEX KEY: 0001276619
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54090
FILM NUMBER: 23574539
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CareView Communications Inc
CENTRAL INDEX KEY: 0001377149
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 954659068
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 405 STATE HIGHWAY 121
STREET 2: SUITE B-240
CITY: LEWISVILLE
STATE: TX
ZIP: 75067
BUSINESS PHONE: 972-943-6050
MAIL ADDRESS:
STREET 1: 405 STATE HIGHWAY 121
STREET 2: SUITE B-240
CITY: LEWISVILLE
STATE: TX
ZIP: 75067
4/A
1
ownership.xml
FORM 4 - EPSTEIN
X0306
4/A
2022-12-30
2023-01-06
0
0001377149
CareView Communications Inc
CRVW
0001276619
EPSTEIN STEVEN B
C/O CAREVIEW COMMUNICATIONS, INC.
405 STATE HIGHWAY 121, SUITE B240
LEWISVILLE
TX
75067
1
0
0
0
Secured Convertible Note
0.52
2022-12-30
4
D
0
556436
D
2025-02-16
Common Stock
1070069
0
I
Stephen B. and Deborah L. Epstein
Secured Convertible Note
0.05
2022-12-30
4
D
0
150640
D
2028-02-22
Common Stock
3212806
0
D
Secured Convertible Note
0.05
2022-12-30
4
D
0
76596
D
2028-07-10
Common Stock
1531919
0
D
Secured Convertible Note
0.10
2022-12-30
4
A
0
400000
A
2023-12-31
Common Stock
4000000
400000
D
On December 30, 2022, the reporting persons exchanged all outstanding notes issued under the Note and Warrant Purchase Agreement dated as of April 21, 2011, as amended, with an aggregate principal balance of $783,672, for a replacement note in the indicated aggregate principal amount with a conversion price of $0.10 per share. At the time, the reporting persons surrendered for cancellation all outstanding warrants held by them representing an aggregate of 178,846 shares, for no value, the reporting of which is exempt under Rule 16a-4(d) of the Exchange Act.
Immediately exercisable.
See footnote (1).
/s/ Steven B. Epstein
2023-01-31